HAHN FINANCIAL GROUP
HAHN FINANCIAL GROUP, INC. Legal Name
Adviser information for HAHN FINANCIAL GROUP last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Dakota, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 15 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,842 | $108.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1,842 | $108.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,359 | $90.4M |
| HNW Individuals | 27 | $13.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 10 | $4.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $210,217 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1341 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-80401 |
|---|---|
| SEC ERA File Number | 801-80401 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169787 |
| Legal Entity Identifier | None |
Principal Office
3101 S. PHILLIPS AVENUESIOUX FALLS
SD
United States
Monday - Friday, 8-5
Tel: 605-275-3600, Fax: 605-275-9595
Websites
Chief Compliance Officer
KELLY HAHN
CO-OWNER
3101 S. PHILLIPS AVENUE
SIOUX FALLS
SD
United States
Tel:
605-275-3600
Fax:
605-275-9595
K********@*********************M
(Full email address available in API data)
Regulatory Contact
VERLYN HAHN
PRESIDENT
3101 S. PHILLIPS AVENUE
SIOUX FALLS
SD
United States
Tel:
605-275-3600
Fax:
605-275-9595
V*********@*********************M
(Full email address available in API data)
Industry Affiliates
| EMPLOYER REFERRAL GROUP, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAHN, KELLY, ANN | Individual | – | CHIEF COMPLIANCE OFFICER/CO-OWNER | 01/2014 | 50-75% |
| HAHN, VERLYN, EARL | Individual | – | CO-OWNER | 01/2014 | 50-75% |