RMR WEALTH BUILDERS, INC.
Adviser information for RMR WEALTH BUILDERS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 47 |
|---|---|
| Investment Advisory/Research | 43 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 45 |
| Licensed Agents of an Insurance Company | 30 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,885 | $1.4B |
| Non-Discretionary | 80 | $247.8M |
| Total | 3,965 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,233 | $337.0M |
| HNW Individuals | 302 | $725.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 109 | $305.5M |
| Charitable organizations | <5 | $142.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 53 | $185.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsCONSULTING ENGAGEMENT FOR SPECIFIC PURPOSE SUCH AS EDUCATION FUNDING, ESTATE PLANNING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesINSURANCE COMPENSATION |
| Other Business Activities | Insurance broker or agentBUSINESS CONSULTING (NON-SECURITIES) |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 161.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TPM WRAP FEE PROGRAM | RMR WEALTH BUILDERS, INC. |
| CIP PROGRAM | RMR WEALTH BUILDERS, INC. |
Principal Office
111 GROVE STREETSUITE 203
MONTCLAIR
NJ
United States
Monday - Friday, 9-5
Tel: (201) 836-2460, Fax: (201) 603-1174
Chief Compliance Officer
STEVEN SERGIO
DIRECTOR OF COMPLIANCE & OPERATIONS
111 GROVE STREET
SUITE 203
MONTCLAIR
NJ
United States
Tel:
2018362460
Fax:
201-603-1174
S******@************M
(Full email address available in API data)
Regulatory Contact
RYAN DEGRAU
CHIEF EXECUTIVE OFFICER
111 GROVE STREET
SUITE 203
MONTCLAIR
NJ
United States
Tel:
201-836-2460
Fax:
201-603-1174
R******@************M
(Full email address available in API data)
Industry Affiliates
| RMR WEALTH BUILDERS, INC. | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEGRAU, RYAN, PATRICK | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2021 | 10-25% |
| RUSSO, JOSEPH, JAMES | Individual | – | CO-CHAIRMAN | 01/2016 | 10-25% |
| ROTH, DOUGLAS, RICHARD | Individual | – | CO-CHAIRMAN | 08/1986 | 10-25% |
| MAJTENYI, EDWARD, ALBERT | Individual | – | PRESIDENT | 08/1986 | 10-25% |
| THE SIMMERS FAMILY TRUST, JOHN & MARGARET SIMMERS, TRUSTEE'S | Domestic Entity | – | SHAREHOLDER | 07/2016 | < 5% |
| SERGIO, STEVEN, FELIX | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 1M | 12K | – |
| ABBVIE INC | COM | 2M | 11K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 6K | – |
| ADOBE INC | COM | 3M | 5K | – |
| ADVANCED MICRO DEVICES INC | COM | 693K | 4K | – |
| ALIGN TECHNOLOGY INC | COM | 203K | 840 | – |
| ALPHABET INC | CAP STK CL C | 4M | 22K | – |
| ALPHABET INC | CAP STK CL A | 4M | 23K | – |
| AMAZON COM INC | COM | 13M | 68K | – |
| AMERICAN EXPRESS CO | COM | 2M | 7K | – |
| AMERICAN TOWER CORP NEW | COM | 2M | 8K | – |
| APPLE INC | COM | 25M | 117K | – |
| APPLIED MATLS INC | COM | 644K | 3K | – |
| ARISTA NETWORKS INC | COM | 3M | 8K | – |
| ARK ETF TR | FINTECH INNOVA | 450K | 16K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 2M | 2K | – |
| AT&T INC | COM | 268K | 14K | – |
| AVERY DENNISON CORP | COM | 227K | 1K | – |
| BANK AMERICA CORP | COM | 2M | 56K | – |
| BCB BANCORP INC | COM | 139K | 13K | – |
| BECTON DICKINSON & CO | COM | 557K | 2K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 8K | – |
| BGC GROUP INC | CL A | 182K | 22K | – |
| BLACKROCK INC | COM | 2M | 2K | – |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 133K | 12K | – |
| BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 237K | 22K | – |
| BLACKSTONE INC | COM | 1M | 10K | – |
| BLOCK INC | CL A | 219K | 3K | – |
| BOEING CO | COM | 234K | 1K | – |
| BOOKING HOLDINGS INC | COM | 491K | 124 | – |
| BORGWARNER INC | COM | 235K | 7K | – |
| BOSTON SCIENTIFIC CORP | COM | 686K | 9K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 239K | 6K | – |
| BROADCOM INC | COM | 11M | 7K | – |
| CAPITAL ONE FINL CORP | COM | 554K | 4K | – |
| CATERPILLAR INC | COM | 689K | 2K | – |
| CHEVRON CORP NEW | COM | 3M | 17K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 1M | 19K | – |
| CHUBB LIMITED | COM | 1M | 4K | – |
| CISCO SYS INC | COM | 285K | 6K | – |
| CITIGROUP INC | COM NEW | 717K | 11K | – |
| CME GROUP INC | COM | 1M | 6K | – |
| COCA COLA CO | COM | 2M | 37K | – |
| COINBASE GLOBAL INC | COM CL A | 300K | 1K | – |
| COMCAST CORP NEW | CL A | 1M | 33K | – |
| CONOCOPHILLIPS | COM | 305K | 3K | – |
| CONSOLIDATED EDISON INC | COM | 308K | 3K | – |
| CONSTELLATION BRANDS INC | CL A | 212K | 826 | – |
| CONSTELLATION ENERGY CORP | COM | 2M | 10K | – |
| CORNING INC | COM | 1M | 27K | – |
| COSTAR GROUP INC | COM | 1M | 14K | – |
| COSTCO WHSL CORP NEW | COM | 4M | 5K | – |
| CROWDSTRIKE HLDGS INC | CL A | 2M | 5K | – |
| CSX CORP | COM | 863K | 26K | – |
| CVS HEALTH CORP | COM | 886K | 15K | – |
| DEERE & CO | COM | 1M | 3K | – |
| DEXCOM INC | COM | 608K | 5K | – |
| DISNEY WALT CO | COM | 595K | 6K | – |
| DOCUSIGN INC | COM | 491K | 9K | – |
| DOW INC | COM | 875K | 16K | – |
| DRAFTKINGS INC NEW | COM CL A | 297K | 8K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 15K | – |
| EATON CORP PLC | SHS | 409K | 1K | – |
| EDWARDS LIFESCIENCES CORP | COM | 385K | 4K | – |
| ELANCO ANIMAL HEALTH INC | COM | 335K | 23K | – |
| ELECTRONIC ARTS INC | COM | 539K | 4K | – |
| ELI LILLY & CO | COM | 4M | 4K | – |
| ENBRIDGE INC | COM | 408K | 11K | – |
| EXXON MOBIL CORP | COM | 4M | 32K | – |
| FASTENAL CO | COM | 512K | 8K | – |
| FIBROBIOLOGICS INC | COM SHS | 186K | 37K | – |
| FIDELITY COVINGTON TRUST | LOW VOLITY ETF | 216K | 4K | – |
| FIDELITY NATL INFORMATION SV | COM | 1M | 15K | – |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 13M | 642K | – |
| FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 13M | 252K | – |
| FISERV INC | COM | 325K | 2K | – |
| FORD MTR CO DEL | COM | 137K | 11K | – |
| FORTINET INC | COM | 226K | 4K | – |
| FRONTLINE PLC | COM | 415K | 16K | – |
| GARTNER INC | COM | 320K | 712 | – |
| GENERAL MTRS CO | COM | 1M | 25K | – |
| GENWORTH FINL INC | COM SHS | 76K | 13K | – |
| GILEAD SCIENCES INC | COM | 710K | 10K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 231K | 7K | – |
| GLOBAL X FDS | LITHIUM BTRY ETF | 374K | 10K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 3K | – |
| GUIDEWIRE SOFTWARE INC | COM | 603K | 4K | – |
| HERCULES CAPITAL INC | COM | 348K | 17K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 800K | 4K | – |
| HOME DEPOT INC | COM | 4M | 11K | – |
| HONEYWELL INTL INC | COM | 2M | 8K | – |
| HUMANA INC | COM | 776K | 2K | – |
| ICICI BANK LIMITED | ADR | 593K | 21K | – |
| IDEX CORP | COM | 289K | 1K | – |
| INTEL CORP | COM | 819K | 26K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 996K | 7K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 402K | 2K | – |
| INTUIT | COM | 2M | 2K | – |
| INTUITIVE SURGICAL INC | COM NEW | 3M | 6K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 604K | 22K | – |
| INVESCO QQQ TR | UNIT SER 1 | 5M | 11K | – |
| IRON MTN INC DEL | COM | 371K | 4K | – |
| ISHARES TR | SELECT DIVID ETF | 307K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 410K | 749 | – |
| ISHARES TR | 1 3 YR TREAS BD | 2M | 30K | – |
| ISHARES TR | MSCI EAFE ETF | 5M | 63K | – |
| ISHARES TR | RUS MID CAP ETF | 1M | 16K | – |
| ISHARES TR | CORE S&P MCP ETF | 65M | 1M | – |
| ISHARES TR | EXPND TEC SC ETF | 912K | 10K | – |
| ISHARES TR | RUS 1000 VAL ETF | 24M | 136K | – |
| ISHARES TR | RUS 1000 GRW ETF | 41M | 111K | – |
| ISHARES TR | RUS 1000 ETF | 299K | 1K | – |
| ISHARES TR | RUSSELL 2000 ETF | 7M | 37K | – |
| ISHARES TR | RUSSELL 3000 ETF | 232K | 751 | – |
| ISHARES TR | CORE S&P SCP ETF | 20M | 185K | – |
| ISHARES TR | SHRT NAT MUN ETF | 21M | 199K | – |
| ISHARES TR | NATIONAL MUN ETF | 15M | 138K | – |
| ISHARES TR | 3 7 YR TREAS BD | 520K | 5K | – |
| ISHARES TR | SHORT TREAS BD | 387K | 4K | – |
| ISHARES TR | PFD AND INCM SEC | 372K | 12K | – |
| ISHARES TR | U.S. MED DVC ETF | 236K | 4K | – |
| ISHARES TR | CORE MSCI EAFE | 34M | 473K | – |
| ISHARES TR | CORE DIVID ETF | 269K | 6K | – |
| JOHNSON & JOHNSON | COM | 715K | 5K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 32K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 296K | 2K | – |
| KLA CORP | COM NEW | 237K | 288 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 312K | 1K | – |
| LAM RESEARCH CORP | COM | 399K | 375 | – |
| LINDE PLC | SHS | 2M | 4K | – |
| LOCKHEED MARTIN CORP | COM | 1M | 3K | – |
| LOWES COS INC | COM | 698K | 3K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 602K | 6K | – |
| MAIN STR CAP CORP | COM | 755K | 15K | – |
| MARATHON PETE CORP | COM | 304K | 2K | – |
| MARKETAXESS HLDGS INC | COM | 394K | 2K | – |
| MARRIOTT INTL INC NEW | CL A | 267K | 1K | – |
| MARSH & MCLENNAN COS INC | COM | 2M | 9K | – |
| MARTIN MARIETTA MATLS INC | COM | 257K | 475 | – |
| MARVELL TECHNOLOGY INC | COM | 465K | 7K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 5K | – |
| MCDONALDS CORP | COM | 1M | 5K | – |
| MCKESSON CORP | COM | 280K | 479 | – |
| MERCADOLIBRE INC | COM | 381K | 232 | – |
| MERCK & CO INC | COM | 3M | 27K | – |
| META PLATFORMS INC | CL A | 6M | 12K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 739K | 8K | – |
| MICRON TECHNOLOGY INC | COM | 377K | 3K | – |
| MICROSOFT CORP | COM | 21M | 48K | – |
| MIDDLEBY CORP | COM | 352K | 3K | – |
| MONDELEZ INTL INC | CL A | 291K | 4K | – |
| MONOLITHIC PWR SYS INC | COM | 1M | 1K | – |
| MORGAN STANLEY | COM NEW | 350K | 4K | – |
| NETFLIX INC | COM | 3M | 5K | – |
| NEXTERA ENERGY INC | COM | 670K | 9K | – |
| NIKE INC | CL B | 240K | 3K | – |
| NOVO-NORDISK A S | ADR | 398K | 3K | – |
| NUCOR CORP | COM | 1M | 7K | – |
| NUVEEN NEW JERSEY QULT MUN F | COM | 603K | 49K | – |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 773K | 70K | – |
| NVIDIA CORPORATION | COM | 32M | 263K | – |
| OCCIDENTAL PETE CORP | COM | 322K | 5K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 328K | 2K | – |
| ORACLE CORP | COM | 219K | 2K | – |
| PACCAR INC | COM | 915K | 9K | – |
| PALO ALTO NETWORKS INC | COM | 672K | 2K | – |
| PATHWARD FINANCIAL INC | COM | 29K | 13K | – |
| PAYPAL HLDGS INC | COM | 251K | 4K | – |
| PHILIP MORRIS INTL INC | COM | 256K | 3K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 3M | 78K | – |
| PIMCO ETF TR | MULTISECTOR BD | 733K | 29K | – |
| PIMCO ETF TR | 0-5 HIGH YIELD | 10M | 113K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 305K | 3K | – |
| PIMCO HIGH INCOME FD | COM SHS | 53K | 11K | – |
| PINTEREST INC | CL A | 225K | 5K | – |
| PNC FINL SVCS GROUP INC | COM | 943K | 6K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 12K | – |
| PROLOGIS INC. | COM | 249K | 2K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 1M | 18K | – |
| QUALCOMM INC | COM | 2M | 9K | – |
| ROYAL GOLD INC | COM | 385K | 3K | – |
| RPM INTL INC | COM | 323K | 3K | – |
| S&P GLOBAL INC | COM | 1M | 3K | – |
| SALESFORCE INC | COM | 2M | 8K | – |
| SCHWAB CHARLES CORP | COM | 548K | 7K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 306K | 4K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 541K | 14K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 4M | 87K | – |
| SCOTTS MIRACLE-GRO CO | CL A | 299K | 5K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 2M | 12K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 356K | 2K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 12K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 1M | 24K | – |
| SELECT SECTOR SPDR TR | INDL | 801K | 7K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 4M | 19K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 548K | 6K | – |
| SELECTIVE INS GROUP INC | COM | 240K | 3K | – |
| SHERWIN WILLIAMS CO | COM | 324K | 1K | – |
| SHOPIFY INC | CL A | 671K | 10K | – |
| SMITH A O CORP | COM | 382K | 5K | – |
| SNAP INC | CL A | 616K | 37K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 2M | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 10M | 18K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 8M | 14K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 466K | 6K | – |
| SPDR SER TR | BLOOMBERG INVT | 456K | 15K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 599K | 13K | – |
| STMICROELECTRONICS N V | NY REGISTRY | 231K | 6K | – |
| T-MOBILE US INC | COM | 275K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 7K | – |
| TARGET CORP | COM | 206K | 1K | – |
| TE CONNECTIVITY LTD | SHS | 229K | 2K | – |
| TERADYNE INC | COM | 753K | 5K | – |
| TESLA INC | COM | 2M | 8K | – |
| TEXAS INSTRS INC | COM | 1M | 7K | – |
| THE TRADE DESK INC | COM CL A | 828K | 8K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 3K | – |
| TJX COS INC NEW | COM | 460K | 4K | – |
| TRANSUNION | COM | 437K | 6K | – |
| TREX CO INC | COM | 427K | 6K | – |
| TRUIST FINL CORP | COM | 732K | 19K | – |
| TWILIO INC | CL A | 590K | 10K | – |
| TYLER TECHNOLOGIES INC | COM | 438K | 871 | – |
| UBER TECHNOLOGIES INC | COM | 1M | 14K | – |
| UBS GROUP AG | SHS | 206K | 7K | – |
| ULTA BEAUTY INC | COM | 1M | 4K | – |
| UNION PAC CORP | COM | 2M | 9K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| UNIVERSAL DISPLAY CORP | COM | 490K | 2K | – |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 742K | 33K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 1M | 4K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 10M | 206K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 72M | 144K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 206K | 851 | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 320K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 75M | 200K | – |
| VANGUARD INDEX FDS | VALUE ETF | 66M | 410K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 452K | 9K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 31M | 406K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 423K | 6K | – |
| VERIZON COMMUNICATIONS INC | COM | 3M | 65K | – |
| VERTEX PHARMACEUTICALS INC | COM | 2M | 4K | – |
| VISA INC | COM CL A | 4M | 15K | – |
| WALMART INC | COM | 2M | 28K | – |
| WASTE MGMT INC DEL | COM | 2M | 8K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 304K | 6K | – |
| WISDOMTREE TR | US S CAP QTY DIV | 276K | 6K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 745K | 10K | – |
| WISDOMTREE TR | US MULTIFACTOR | 227K | 5K | – |