ALETHEIA ANALYST NETWORK LIMITED

Advisory Business

Type of Organization	Corporation
Fiscal Year End	MARCH
Legal Location	Hong Kong

Employees

Total Number of Employees	29
Investment Advisory/Research	24
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	149	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	1	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	2	$0
Corporations or other businesses	3	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	155
No. of Non-U.S. Clients	85
No. of Financial Planning Clients	0

Services

Advisory Services	Selection of other advisers (including private fund managers)Publication of periodicals or newslettersSecurity ratings or pricing servicesMarket timing services
Compensation	Subscription feesFEES BASED ON FUND MANAGER VOTING, REFERAL FEES OTHER ADVISORS

Identifiers

SEC RIA File Number	801-80417
SEC ERA File Number	801-80417
SEC CIK Numbers	None
SEC CRD Numbers	172882
Legal Entity Identifier	None

Principal Office

UNIT 2407, WORLD-WIDE HOUSE
19 DES VOEUX ROAD
CENTRAL
Hong Kong

Websites

Chief Compliance Officer

No. Employees, Historic

No. Clients, Historic