Hedge Fund Database

ACT ADVISORS

ACT ADVISORS, LLC Legal Name

Adviser information for ACT ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 974 $374.1M
Non-Discretionary 0 $0
Total 974 $374.1M

Clients

Type Number RAUM
Individuals 263 $100.8M
HNW Individuals 124 $258.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.4M
Charitable organizations <5 $860,224
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $11.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-80418
SEC ERA File Number 801-80418
SEC CIK Numbers 1842554
SEC CRD Numbers 173120
Legal Entity Identifier None

Principal Office

521 COLLEGE STREET
ASHEVILLE
NC
United States
Monday - Friday, 8:30 - 5:00
Tel: (828) 398-2802, Fax: (828) 398-2801

Websites

www.youtube.com/actadvisors www.facebook.com/actadvisors www.act-advisors.com www.linkedin.com/company/actadvisors

Chief Compliance Officer

JENNIFER ENGLISH
521 COLLEGE STREET
ASHEVILLE
NC
United States
Tel: (828) 398-2806
Fax: (828) 398-2801
(Full email address available in API data)

Regulatory Contact

DOUG ENGLISH
MANAGING MEMBER
521 COLLEGE STREET
ASHEVILLE
NC
United States
Tel: (828) 398-2802
Fax: (828) 398-2801
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ENGLISH, DOUGLAS, BARRY Individual – MANAGING MEMBER 10/2014 > 75%
JOHNSON, ROGER, WESLEY Individual – MANAGING MEMBER 10/2014 10-25%
ENGLISH, JENNIFER, REALE Individual – CHIEF COMPLIANCE OFFICER 10/2014 < 5%

No. Employees, Historic

2010020202021202220232024202510 on 3/27/202010 on 5/7/202010 on 6/3/202011 on 3/31/202111 on 3/29/202211 on 3/31/202311 on 8/9/202311 on 9/8/202311 on 12/8/202310 on 3/26/2024

RAUM, Historic

400M200M0202020212022202320242025268024532 on 3/27/2020268024532 on 5/7/2020268024532 on 6/3/2020316365417 on 3/31/2021389880184 on 3/29/2022313060957 on 3/31/2023313060957 on 8/9/2023313060957 on 9/8/2023313060957 on 12/8/2023374060105 on 3/26/2024

No. Clients, Historic

6003000202020212022202320242025371 on 3/27/2020371 on 5/7/2020371 on 6/3/2020368 on 3/31/2021566 on 3/29/2022399 on 3/31/2023399 on 8/9/2023399 on 9/8/2023399 on 12/8/2023395 on 3/26/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 321K 2K 0
ALPHABET INC CAP STK CL C 277K 2K 0
AMAZON COM INC COM 557K 3K 0
APPLE INC COM 1M 7K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 313K 770 0
BOEING CO COM 265K 1K 0
BROADCOM INC COM 239K 149 0
COCA COLA CO COM 846K 13K 0
CYNGN INC COM 2K 30K 0
DIMENSIONAL ETF TRUST US CORE EQT MKT 19M 495K 0
ELI LILLY & CO COM 239K 264 0
FIRST TR EXCHNG TRADED FD VI FT VEST U.S. EQU 360K 12K 0
FIRST TR VALUE LINE DIVID IN SHS 209K 5K 0
FRANKLIN TEMPLETON ETF TR INTL AGGREGTE BD 1M 50K 0
HERON THERAPEUTICS INC COM 78K 22K 0
INNOVATOR ETFS TRUST US EQT ULTRA BF 268K 9K 0
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 27M 137K 0
INVESCO EXCH TRADED FD TR II SHORT TERM TREAS 500K 5K 0
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 386K 7K 0
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 1M 27K 0
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 18M 281K 0
ISHARES TR CORE US AGGBD ET 223K 2K 0
ISHARES TR CORE S&P MCP ETF 202K 3K 0
ISHARES TR CORE S&P500 ETF 22M 41K 0
ISHARES TR MSCI USA MMENTM 1M 7K 0
ISHARES TR MSCI USA MIN VOL 2M 27K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 32M 641K 0
J P MORGAN EXCHANGE TRADED F BETABUILDERS US 2M 50K 0
J P MORGAN EXCHANGE TRADED F BETABUILDERS US 835K 9K 0
LGL GROUP INC *W EXP 11/16/202 4K 11K 0
LUXURBAN HOTELS INC COM 4K 15K 0
META PLATFORMS INC CL A 507K 1K 0
MICROSOFT CORP COM 1M 3K 0
NVIDIA CORPORATION COM 969K 8K 0
OCEAN BIOMEDICAL INC COM 20K 17K 0
PIMCO DYNAMIC INCOME FD SHS 434K 23K 0
PIMCO ETF TR ACTIVE BD ETF 211K 2K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 2M 63K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 617K 16K 0
SPDR SER TR PORTFOLIO S&P500 3M 50K 0
SPDR SER TR PORTFOLIO S&P400 1M 20K 0
SPDR SER TR NUVEEN BLOOMBERG 934K 37K 0
SPDR SER TR PORTFOLIO S&P600 310K 7K 0
SSGA ACTIVE ETF TR BLACKSTONE SENR 16M 391K 0
VANGUARD INDEX FDS LARGE CAP ETF 398K 2K 0
VANGUARD INDEX FDS TOTAL STK MKT 7M 28K 0
WISDOMTREE TR US QTLY DIV GRT 21M 271K 0
WISDOMTREE TR US EFFICIENT COR 777K 18K 0