TOUCHDOWN VENTURES INC.

Adviser information for TOUCHDOWN VENTURES INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 65
Investment Advisory/Research 65
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 21 $458.5M
Total 21 $458.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $27.3M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 20 $431.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 10

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)NON DISCRETIONARY CONSULTING SERVICE TO ENTITIES
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-80441
SEC ERA File Number 801-80441
SEC CIK Numbers None
SEC CRD Numbers 173022
Legal Entity Identifier None

Principal Office

1628 JOHN F KENNEDY BLVD
SUITE 1400
PHILADELPHIA
PA
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 856-431-3535, Fax: None

Chief Compliance Officer

SALEEMAH AHAMED
2631 OLD MONROVIA ROAD
HUNTSVILLE
AL
United States
Tel: 917-476-8632
(Full email address available in API data)

Regulatory Contact

DAVID HOROWITZ
CEO
1628 JFK BOULEVARD, SUITE 1400
PHILADELPHIA
PA
United States
Tel: 856-431-3535
(Full email address available in API data)

Industry Affiliates

LOUIS TOTH Sponsor, GP, manager of pooled investment vehicles
SCOTT LENET Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOROWITZ, DAVID, BENSON Individual CEO 07/2014 50-75%
LENET, SCOTT Individual PRESIDENT 07/2014 25-50%
GRANT, RICHARD Individual MANAGING DIRECTOR 08/2014 10-25%
AHAMED, SALEEMAH, HASSANALI Individual CHIEF COMPLIANCE OFFICER 06/2022 < 5%

No. Employees, Historic

70350201920202021202220232024202522 on 11/1/201932 on 3/30/202038 on 3/30/202150 on 3/29/202250 on 6/21/202250 on 11/3/202252 on 3/30/202352 on 7/11/202365 on 3/27/2024

RAUM, Historic

500M250M0201920202021202220232024202597327191 on 11/1/2019146028544 on 3/30/2020218181058 on 3/30/2021359345051 on 3/29/2022359345051 on 6/21/2022359345051 on 11/3/2022426997828 on 3/30/2023426997828 on 7/11/2023458530280 on 3/27/2024

No. Clients, Historic

30150201920202021202220232024202510 on 11/1/201911 on 3/30/202018 on 3/30/202117 on 3/29/202217 on 6/21/202217 on 11/3/202219 on 3/30/202319 on 7/11/202321 on 3/27/2024