MASON WELLS, INC.
Adviser information for MASON WELLS, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $2.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-80473 |
|---|---|
| SEC ERA File Number | 801-80473 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173069 |
| Legal Entity Identifier | None |
Principal Office
411 E. WISCONSIN AVENUESUITE 1280
MILWAUKEE
WI
United States
Monday - Friday, 9AM - 5PM
Tel: 414-727-6400, Fax: 414-727-6410
Chief Compliance Officer
JAMES S. DOMACH
VICE PRESIDENT, CHIEF FINANCIAL OFFICER & ASSISTANT SECRETARY
411 EAST WISCOSNIN AVENUE
SUITE 1280
MILWAUKEE
WI
United States
Tel:
414-727-6400
Fax:
414-727-6410
J******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MASON WELLS BUYOUT FUND III, LP | Private Equity Fund | $24.4M | $5.0M | 32 |
| MASON WELLS BUYOUT FUND IV, LP | Private Equity Fund | $1,333.4M | $5.0M | 52 |
| MASON WELLS BUYOUT FUND V, LP | Private Equity Fund | $685.7M | $5.0M | 101 |
| MW BUYOUT EXECUTIVE FUND III, LLC | Private Equity Fund | $1.7M | $0.1M | 63 |
| MW BUYOUT EXECUTIVE FUND IV, LLC | Private Equity Fund | $62.7M | $0.1M | 69 |
| MW BUYOUT EXECUTIVE FUND V, LLC | Private Equity Fund | $35.5M | $0.1M | 87 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOMACH, JAMES, S | Individual | – | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | 12/2001 | 5-10% |
| SMITH, THOMAS, GORDON | Individual | – | CHAIRMAN, PRESIDENT, AND CHIEF EXECUTIVE OFFICER | 01/2016 | 50-75% |
| KENEALEY, KEVIN, P | Individual | – | VICE PRESIDENT | 12/2001 | 10-25% |
| FIGUEROA, DEBORAH | Individual | – | CORPORATE SECRETARY | 12/2017 | < 5% |
| HOLBROOK, BENJAMIN, LINCOLN | Individual | – | VICE PRESIDENT | 12/2019 | 5-10% |
| RADTKE, JAY, J | Individual | – | VICE PRESIDENT | 12/2019 | 5-10% |