CROSSGATE WEALTH ADVISORS, LLC
Adviser information for CROSSGATE WEALTH ADVISORS, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 754 | $207.0M |
| Non-Discretionary | 6 | $2.0M |
| Total | 760 | $209.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 124 | $39.4M |
| HNW Individuals | 58 | $169.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-80475 |
|---|---|
| SEC ERA File Number | 801-80475 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121856 |
| Legal Entity Identifier | None |
Principal Office
605 FLORAL VALE BLVD.YARDLEY
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (215) 860-2234, Fax: (215) 860-2216
Chief Compliance Officer
JOHN D. REA
MANAGING MEMBER, PRESIDENT, SENIOR WEALTH ADVISOR
605 FLORAL VALE BLVD.
YARDLEY
PA
United States
Tel:
(215)860-2234
Fax:
(215)860-2216
J***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Rea, Barbara | Individual | – | MEMBER, VICE PRESIDENT, SECRETARY AND TREASURER | 08/2016 | 25-50% |
| REA, JOHN, DAVID | Individual | – | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | 08/2005 | 25-50% |
| von Dohlen, Nickolaus, Christopher | Individual | – | MEMBER | 02/2020 | 50-75% |