RIVER PARTNERS CAPITAL MANAGEMENT, LP
Adviser information for RIVER PARTNERS CAPITAL MANAGEMENT, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 241 | $1.1B |
| Non-Discretionary | 63 | $26.4M |
| Total | 304 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $43.5M |
| HNW Individuals | 123 | $727.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 38 | $338.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $29.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 43 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
767 FIFTH AVENUE18TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:30 PM
Tel: 212-259-0819, Fax: 917-725-8789
Chief Compliance Officer
CARA M. CAWOOD
FOSTER PLAZA 6
681 ANDERSEN DRIVE, SUITE 400
PITTSBURGH
PA
United States
Tel:
724.935.0171
C**********@************M
(Full email address available in API data)
Regulatory Contact
JOHN LEVIN
CHAIRMAN
767 FIFTH AVENUE
18TH FLOOR
NEW YORK
NY
United States
Tel:
212-259-0819
I*@****************M
(Full email address available in API data)
Industry Affiliates
| LCS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LEVIN CAPITAL STRATEGIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LEVIN CAPITAL STRATEGIES, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RIVER PARTNERS CAPITAL MANAGEMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RP TAX, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RIVER PARTNERS GLOBAL EQUITY LLC | Hedge Fund | $90.6M | $1.0M | 39 |
| RIVER PARTNERS HEDGE FUND, LLC | Hedge Fund | $66.7M | $1.0M | 44 |
| RIVER PARTNERS PRIVATE INVESTMENT FUND LLC | Private Equity Fund | $60.0M | $1.0M | 82 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BA III ACQUISITION COMPANY LLC | Domestic Entity | BRONFMAN ASSOCIATES III | PARTNER | 12/2003 | |
| LEVIN, JOHN, ANDREW | Individual | – | CHAIRMAN | 10/2014 | < 5% |
| LEVIN 2017 LONG-TERM TRUST | Domestic Entity | – | LIMITED PARTNER | 09/2017 | > 75% |
| BRONFMAN ASSOCIATES III | Domestic Entity | – | LIMITED PARTNER | 10/2014 | 5-10% |
| BRONFMAN, MATTHEW | Individual | BA III ACQUISITION COMPANY LLC | SOLE SHAREHOLDER | 12/2003 | > 75% |
| LEVIN, JOHN, ANDREW | Individual | LEVIN 2017 LONG-TERM TRUST | SOLE TRUSTEE | 10/2014 | |
| RIVER PARTNERS CAPITAL MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 10/2014 | < 5% |
| LEVIN 2017 LONG-TERM TRUST | Domestic Entity | RIVER PARTNERS CAPITAL MANAGEMENT GP, LLC | SOLE MEMBER | 09/2017 | > 75% |
| CAWOOD, CARA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |