RPG INVESTMENT ADVISORY, LLC
Adviser information for RPG INVESTMENT ADVISORY, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 856 | $705.3M |
| Non-Discretionary | 0 | $0 |
| Total | 856 | $705.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 856 | $705.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
6600 KOLL CENTER PKWY.#100
PLEASANTON
CA
United States
Monday - Friday, 7:00 AM TO 4:00 PM
Tel: (925) 384-0071, Fax: (925) 384-0072
Websites
Chief Compliance Officer
KRISTEN VALENTINE
CHIEF COMPLIANCE OFFICER
6600 KOLL CENTER PKWY.
#100
PLEASANTON
CA
United States
Tel:
(925) 384-0071
Fax:
(925) 384-0072
C*********@**************M
(Full email address available in API data)
Regulatory Contact
MATTHEW VERA
MANAGING MEMBER
6600 KOLL CENTER PKWY.
#100
PLEASANTON
CA
United States
Tel:
(925) 384-0071
Fax:
(925) 384-0072
M******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREER, RICHARD, M | Individual | – | MANAGING MEMBER | 08/2014 | 25-50% |
| VERA, MATTHEW, OSCAR | Individual | – | MANAGING MEMBER | 08/2014 | 25-50% |
| VALENTINE, ROBERT, JAMES | Individual | – | MEMBER | 08/2014 | 10-25% |
| VALENTINE, ZACHARY | Individual | – | MEMBER | 08/2014 | 10-25% |
| VALENTINE, KRISTEN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2019 | < 5% |