CANDRIAM S.C.A.
CANDRIAM, SOCI�T� EN COMMANDITE PAR ACTIONS Legal Name
Adviser information for CANDRIAM S.C.A. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Luxembourg |
Employees
| Total Number of Employees | 612 |
|---|---|
| Investment Advisory/Research | 289 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 514 | $127.3B |
| Non-Discretionary | 0 | $0 |
| Total | 514 | $127.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 2 | $1.5B |
| Investment companies | 3 | $441.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 209 | $88.6B |
| Pension and profit sharing plans | 94 | $7.8B |
| Charitable organizations | 75 | $2.5B |
| State or municipal gov entities | 13 | $2.9B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 75 | $16.6B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 41 | $7.0B |
| Other | 2 | $23.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 54 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
19-21 ROUTE D'ARLONSERENITY BLOC B
STRASSEN
Luxembourg
Monday - Friday, 9:30-5:30
Tel: +352 27 97 39 23, Fax: +352 27 97 49 40
Chief Compliance Officer
GONZAGUE DRUART
GLOBAL HEAD OF COMPLIANCE, US CHIEF COMPLIANCE OFFICER
40 RUE WASHINGTON
PARIS
France
Tel:
+33 1 53 93 00 45
G**************@***********M
(Full email address available in API data)
Regulatory Contact
PIERRE-GUILLAUME VEAUX
CHEIF LEGAL AND COMPLIANCE OFFICER
40 RUE WASHINGTON
PARIS
France
Tel:
+33 1 53 93 40 96
P*********************@***********M
(Full email address available in API data)
Industry Affiliates
| APOGEM CAPITAL LLC | Other investment adviser, including financial planners |
| AUSBIL INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CANDRIAM SWITZERLAND LLC | Other investment adviser, including financial planners |
| EAGLE STRATEGIES LLC | Other investment adviser, including financial planners |
| FLATIRON RR LLC, MANAGER SERIES | Other investment adviser, including financial planners |
| FLEXAM INVEST ASSET MANAGEMENT | Other investment adviser, including financial planners |
| INDEXIQ ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| KARTESIA MANAGEMENT S.A. | Other investment adviser, including financial planners |
| LIFE INSURANCE COMPANY OF NORTH AMERICA | Insurance company or agency |
| MACKAY SHIELDS EUROPE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| MACKAY SHIELDS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| MACKAY SHIELDS UK LLP | Other investment adviser, including financial planners |
| NEW YORK LIFE ENTERPRISES LLC | Insurance company or agency |
| NEW YORK LIFE GROUP INSURANCE COMPANY OF NY | Insurance company or agency |
| NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION | Commodity pool operator or commodity trading advisorInsurance company or agency |
| NEW YORK LIFE INSURANCE COMPANY | Commodity pool operator or commodity trading advisorInsurance company or agency |
| NEW YORK LIFE INVESTMENT MANAGEMENT ASIA LIMITED | Other investment adviser, including financial planners |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
| NEW YORK LIFE TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust companySponsor, GP, manager of pooled investment vehicles |
| NYL INVESTORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| NYLIFE DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NYLIFE INSURANCE COMPANY OF ARIZONA | Insurance company or agency |
| NYLIFE SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| NYLINK INSURANCE AGENCY INC. | Insurance company or agency |
| SEGUROS MONTERREY NEW YORK LIFE, S.A. DE C.V. | Insurance company or agency |
| TRISTAN CAPITAL PARTNERS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BELFIUS EQUITIES EUROPE SMALL & MID CAPS | UCITS | $310.0M | $0.0M | 40 |
| CANDRIAM BONDS CONVERTIBLE DEFENSIVE | UCITS | $285.1M | $0.0M | 54 |
| CANDRIAM BONDS CREDIT ALPHA | Hedge Fund | $153.0M | $0.0M | 57 |
| CANDRIAM EQUITIES L RISK ARBITRAGE OPPORTUNITIES | Hedge Fund | $54.9M | $0.0M | 21 |
| CANDRIAM EQUITIES L ROBOTICS & INNOVATIVE TECHNOLOGY | UCITS | $1,834.4M | $0.0M | 181 |
| CANDRIAM GLOBAL EMERGING MARKETS EQUITIES FUND LP | Hedge Fund | $23.0M | $1.0M | 1 |
| CANDRIAM GLOBAL SUSTAINABLE EMERGING MARKETS EQUITIES FUND LP | Hedge Fund | $18.5M | $1.0M | 2 |
| CANDRIAM IMPACT ONE | Hedge Fund | $9.6M | $0.5M | 8 |
| CANDRIAM PATRIMOINE OBLI-INTER | Hedge Fund | $81.8M | $0.0M | 105 |
| CANDRIAM SUSTAINABLE BOND IMPACT | UCITS | $46.9M | $0.0M | 11 |
| CANDRIAM SUSTAINABLE EQUITY QUANT EUROPE | UCITS | $648.6M | $0.0M | 94 |
| CANDRIAM SUSTAINABLE EQUITY U.S. | UCITS | $1,814.1M | $0.0M | 175 |
| CLEOME INDEX EURO CORPORATE BONDS | UCITS | $1,907.9M | $0.0M | 30 |
| CLEOME INDEX EURO GOVERNMENT BONDS | UCITS | $270.0M | $0.0M | 14 |
| CLEOME INDEX EUROPE EQUITIES | UCITS | $1,666.0M | $0.0M | 59 |
| CLEOME INDEX USA EQUITIES | UCITS | $1,907.9M | $0.0M | 56 |
| CLEOME INDEX WORLD EQUITIES | UCITS | $142.0M | $0.0M | 17 |
| NYLIM GF AUSBIL GLOBAL ESSENTIAL INFRASTRUCTURE | UCITS | $29.9M | $0.0M | 5 |
| NYLIM GF AUSBIL GLOBAL SMALL CAP | UCITS | $13.3M | $0.0M | 2 |
| NYLIM GF US CORPORATE BONDS | UCITS | $47.4M | $0.0M | 1 |
| NYLIM GF US HIGH YIELD CORPORATE BONDS | OTHER PRIVATE FUND UCITS | $123.2M | $0.0M | 27 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEW YORK LIFE INSURANCE COMPANY | Domestic Entity | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | INDIRECT INTEREST HOLDER | 02/2014 | > 75% |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | Domestic Entity | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS INTERNATIONAL | INDIRECT INTEREST HOLDER | 02/2014 | > 75% |
| CANDRIAM GROUP (EX: NEW YORK LIFE INVESTMENT MANAGEMENT GLOBAL HOLDINGS S.� R.L.) | Foreign Entity | – | DIRECT INTEREST HOLDER | 02/2014 | > 75% |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS INTERNATIONAL | Foreign Entity | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS II INTERNATIONAL | INDIRECT INTEREST HOLDER | 02/2014 | > 75% |
| VEAUX, PIERRE-GUILLAUME, RENE STEPHANE | Individual | – | GLOBAL HEAD OF LEGAL AND COMPLIANCE | 01/2012 | < 5% |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS II INTERNATIONAL | Foreign Entity | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS INTERNATIONAL | INDIRECT INTEREST HOLDER | 02/2014 | > 75% |
| ABOU-JAOUDE, NAIM, (NMN) | Individual | – | CHAIRMAN OF THE BOARD OF DIRECTORS | 05/2023 | < 5% |
| MALDAGUE, JEAN-YVES, MARIE PIERRE | Individual | – | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD OF MANAGEMENT AND CHIEF FINANCIAL OFFICER | 05/2009 | < 5% |
| CANDRIAM LUXCO S.� R.L. | Foreign Entity | – | DIRECT INTEREST HOLDER OF 1 SHARE (GENERAL PARTNER) | 09/2014 | < 5% |
| Harte, Michael, Francis | Individual | – | DIRECTOR | 04/2019 | < 5% |
| Cuchet, Fabrice, Marie Henri | Individual | – | CHIEF OPERATIONS OFFICER | 01/2021 | < 5% |
| MINORITY SHAREHOLDERS | Foreign Entity | CANDRIAM LUXCO S.� R.L. | INDIRECT INTEREST HOLDER | 04/2020 | |
| HAMELINK, VINCENT, LEOPOLD | Individual | – | DIRECTOR, MEMBER OF THE BOARD OF MANAGEMENT AND CHIEF EXECUTIVE OFFICER | 05/2023 | < 5% |
| DRUART, GONZAGUE, BRUNO MICHEL | Individual | – | GLOBAL HEAD OF COMPLIANCE AND US CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
| MINORITY SHARE HOLDERS (60 SENIOR EMPLOYEES OF CANDRIAM-NAMES CAN NOT BE DISCLOSED FOR CONFIDENTIALITY & DATA PROTECTION REASONS | Foreign Entity | – | DIRECT INTEREST HOLDERS | 01/2022 | < 5% |
| KARAOGLAN, ALAIN, MAURICE | Individual | – | DIRECTOR | 05/2023 | < 5% |
| GUERRIERO, RENATO, (NMN) | Individual | – | DIRECTOR, DEPUTY CHIEF EXECUTIVE OFFICER | 05/2023 | < 5% |
| FOREST, NICOLAS, PIERRE ANDRE | Individual | – | CHIEF INVESTMENT OFFICER | 05/2023 | < 5% |
| MALLOY, ANTHONY, RAMSEY | Individual | – | DIRECTOR | 12/2017 | < 5% |
| KUAN, MELISSA, CHING-AI | Individual | – | DIRECTOR | 04/2023 | < 5% |
| HANLEY, SHAWNA, LEIKO | Individual | – | DIRECTOR | 06/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 4M | 38K | – |
| 89BIO INC | COM | 7M | 848K | – |
| ABBOTT LABS | COM | 37M | 360K | – |
| ABBVIE INC | COM | 40M | 232K | – |
| ADOBE INC | COM | 36M | 64K | – |
| ADTALEM GLOBAL ED INC | COM | 1M | 17K | – |
| ADVANCED DRAIN SYS INC DEL | COM | 1K | 9 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ADVANCED DRAIN SYS INC DEL | COM | 29M | 179K | – |
| ADVANCED MICRO DEVICES INC | COM | 106M | 655K | – |
| AFLAC INC | COM | 3M | 35K | – |
| AGCO CORP | COM | 4M | 40K | – |
| AGILENT TECHNOLOGIES INC | COM | 32M | 244K | – |
| AGILENT TECHNOLOGIES INC | COM | 778 | 6 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| AGIOS PHARMACEUTICALS INC | COM | 14M | 323K | – |
| AGNICO EAGLE MINES LTD | COM | 582K | 9K | – |
| AIR PRODS & CHEMS INC | COM | 26M | 102K | – |
| AIR PRODS & CHEMS INC | COM | 3K | 10 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| AIRBNB INC | COM CL A | 4M | 26K | – |
| AIRBNB INC | NOTE 3/1 | 7M | – | – |
| AKAMAI TECHNOLOGIES INC | COM | 6M | 63K | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 9M | – | – |
| ALBEMARLE CORP | COM | 1M | 13K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 2M | 20K | – |
| ALIGN TECHNOLOGY INC | COM | 9M | 38K | – |
| ALLSTATE CORP | COM | 29M | 183K | – |
| ALLY FINL INC | COM | 13M | – | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 85M | 351K | – |
| ALNYLAM PHARMACEUTICALS INC | NOTE 1.000% 9/1 | 7M | – | – |
| ALPHABET INC | CAP STK CL A | 5K | 30 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ALPHABET INC | CAP STK CL A | 556M | 3M | – |
| ALPHABET INC | CAP STK CL C | 175M | 952K | – |
| ALTAIR ENGR INC | COM CL A | 55M | 561K | – |
| ALTAIR ENGR INC | COM CL A | 981 | 10 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| AMAZON COM INC | COM | 3K | 17 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| AMAZON COM INC | COM | 290M | 2M | – |
| AMERESCO INC | CL A | 1K | 45 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| AMERESCO INC | CL A | 11M | 368K | – |
| AMERICAN EAGLE OUTFITTERS IN | COM | 240K | 12K | – |
| AMERICAN EXPRESS CO | COM | 83M | 359K | – |
| AMERICAN INTL GROUP INC | COM NEW | 23M | 314K | – |
| AMERICAN TOWER CORP NEW | COM | 9M | 44K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 2K | 12 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| AMERICAN WTR WKS CO INC NEW | COM | 47M | 362K | – |
| AMERIPRISE FINL INC | COM | 39M | 91K | – |
| AMETEK INC | COM | 3M | 17K | – |
| AMGEN INC | COM | 4K | 12 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| AMGEN INC | COM | 191M | 610K | – |
| AMPHENOL CORP NEW | CL A | 5M | 68K | – |
| ANALOG DEVICES INC | COM | 13M | 57K | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 2M | 107K | – |
| ANNEXON INC | COM | 10M | 2M | – |
| ANSYS INC | COM | 2M | 5K | – |
| APELLIS PHARMACEUTICALS INC | COM | 21M | 543K | – |
| APOGEE THERAPEUTICS INC | COM | 4M | 90K | – |
| APOLLO GLOBAL MGMT INC | COM | 19M | 163K | – |
| APPLE INC | COM | 749M | 4M | – |
| APPLE INC | COM | 8K | 39 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| APPLIED MATLS INC | COM | 160M | 677K | – |
| APPLIED MATLS INC | COM | 1K | 5 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ARCELLX INC | COMMON STOCK | 442 | 8 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ARCELLX INC | COMMON STOCK | 12M | 217K | – |
| ARCH CAP GROUP LTD | ORD | 3M | 33K | – |
| ARCHER DANIELS MIDLAND CO | COM | 2M | 32K | – |
| ARCUTIS BIOTHERAPEUTICS INC | COM | 12M | 1M | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 9M | 69K | – |
| ARGENX SE | SPONSORED ADR | 22M | 51K | – |
| ARISTA NETWORKS INC | COM | 13M | 38K | – |
| ARK ETF TR | FINTECH INNOVA | 2M | 81K | – |
| ARK ETF TR | INNOVATION ETF | 2M | 36K | – |
| ARROWHEAD PHARMACEUTICALS IN | COM | 6M | 228K | – |
| ARVINAS INC | COM | 639 | 24 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ARVINAS INC | COM | 16M | 610K | – |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 27M | 195K | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 230K | 20K | – |
| ASSURANT INC | COM | 1M | 7K | – |
| AT&T INC | COM | 10M | 504K | – |
| ATLASSIAN CORPORATION | CL A | 2M | 10K | – |
| ATMOS ENERGY CORP | COM | 2M | 20K | – |
| AUTODESK INC | COM | 34M | 138K | – |
| AUTOLIV INC | COM | 4M | 39K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 41M | 170K | – |
| AUTOZONE INC | COM | 18M | 6K | – |
| AVALONBAY CMNTYS INC | COM | 4M | 19K | – |
| AVANTOR INC | COM | 1M | 57K | – |
| AXON ENTERPRISE INC | COM | 1M | 5K | – |
| AXON ENTERPRISE INC | NOTE 0.500%12/1 | 826K | – | – |
| BADGER METER INC | COM | 8M | 41K | – |
| BAKER HUGHES COMPANY | CL A | 3M | 87K | – |
| BALL CORP | COM | 35M | 585K | – |
| BALL CORP | COM | 3K | 44 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| BANCO BRADESCO S A | SP ADR PFD NEW | 115K | 52K | – |
| BANCO MACRO SA | SPON ADR B | 43M | 754K | – |
| BANK AMERICA CORP | COM | 2K | 51 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| BANK AMERICA CORP | COM | 58M | 1M | – |
| BANK MONTREAL QUE | COM | 540K | 6K | – |
| BANK NEW YORK MELLON CORP | COM | 56M | 941K | – |
| BANK NOVA SCOTIA HALIFAX | COM | 1M | 22K | – |
| BAXTER INTL INC | COM | 1M | 32K | – |
| BCE INC | COM NEW | 234K | 7K | – |
| BECTON DICKINSON & CO | COM | 2K | 7 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| BECTON DICKINSON & CO | COM | 56M | 241K | – |
| BENTLEY SYS INC | COM CL B | 21M | 425K | – |
| BENTLEY SYS INC | NOTE 0.375% 7/0 | 3M | – | – |
| BEST BUY INC | COM | 8M | 99K | – |
| BICYCLE THERAPEUTICS PLC | SPONSORED ADS | 15M | 759K | – |
| BICYCLE THERAPEUTICS PLC | SPONSORED ADS | 466 | 23 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| BIO RAD LABS INC | CL A | 6M | 23K | – |
| BIOGEN INC | COM | 62M | 266K | – |
| BIOHAVEN LTD | COM | 3M | 100K | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 43M | 525K | – |
| BIONTECH SE | SPONSORED ADS | 1K | 13 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| BIONTECH SE | SPONSORED ADS | 47M | 579K | – |
| BLACKROCK INC | COM | 9M | 12K | – |
| BLACKSTONE INC | COM | 5M | 42K | – |
| BLOCK INC | CL A | 2M | 29K | – |
| BLOOM ENERGY CORP | NOTE 3.000% 6/0 | 287K | – | – |
| BLUEPRINT MEDICINES CORP | COM | 323 | 3 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| BLUEPRINT MEDICINES CORP | COM | 6M | 52K | – |
| BOOKING HOLDINGS INC | COM | 81M | 20K | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 2M | 11K | – |
| BOSTON PROPERTIES INC | COM | 1M | 17K | – |
| BOSTON SCIENTIFIC CORP | COM | 34M | 437K | – |
| BRIGHT HORIZONS FAM SOL IN D | COM | 838K | 8K | – |
| BRINKS CO | COM | 2M | 21K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 29M | 692K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 872 | 21 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| BROADCOM INC | COM | 151M | 94K | – |
| BROADCOM INC | COM | 2K | 1 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| BROADRIDGE FINL SOLUTIONS IN | COM | 13M | 64K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 627K | 15K | – |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 327K | 12K | – |
| BROWN & BROWN INC | COM | 17M | 192K | – |
| BROWN & BROWN INC | COM | 984 | 11 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| BRUKER CORP | COM | 20M | 321K | – |
| BRUKER CORP | COM | 766 | 12 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| BUILDERS FIRSTSOURCE INC | COM | 1M | 8K | – |
| BURLINGTON STORES INC | COM | 934K | 4K | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 2M | 19K | – |
| CADENCE DESIGN SYSTEM INC | COM | 4K | 12 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| CADENCE DESIGN SYSTEM INC | COM | 115M | 372K | – |
| CAMECO CORP | COM | 404K | 8K | – |
| CANADIAN IMPERIAL BK COMM TO | COM | 19M | 401K | – |
| CANADIAN NAT RES LTD | COM | 281K | 8K | – |
| CANADIAN NATL RY CO | COM | 3M | 25K | – |
| CAPITAL ONE FINL CORP | COM | 5M | 33K | – |
| CARDINAL HEALTH INC | COM | 13M | 132K | – |
| CARIBOU BIOSCIENCES INC | COM | 1M | 625K | – |
| CARIBOU BIOSCIENCES INC | COM | 103 | 63 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| CARLISLE COS INC | COM | 2M | 6K | – |
| CARMAX INC | COM | 759K | 10K | – |
| CARRIER GLOBAL CORPORATION | COM | 5M | 77K | – |
| CATALENT INC | COM | 879K | 16K | – |
| CATERPILLAR INC | COM | 11M | 33K | – |
| CBOE GLOBAL MKTS INC | COM | 3M | 16K | – |
| CBRE GROUP INC | CL A | 5M | 53K | – |
| CDW CORP | COM | 2M | 8K | – |
| CELLDEX THERAPEUTICS INC NEW | COM NEW | 12M | 318K | – |
| CENCORA INC | COM | 2M | 8K | – |
| CENTENE CORP DEL | COM | 34M | 512K | – |
| CF INDS HLDGS INC | COM | 533K | 7K | – |
| CHART INDS INC | COM | 6M | 42K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 2M | 6K | – |
| CHEMED CORP NEW | COM | 5M | 10K | – |
| CHENIERE ENERGY INC | COM NEW | 4M | 25K | – |
| CHEVRON CORP NEW | COM | 474K | 3K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 6M | 92K | – |
| CHURCH & DWIGHT CO INC | COM | 6M | 62K | – |
| CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 59K | 33K | – |
| CINCINNATI FINL CORP | COM | 781K | 7K | – |
| CINTAS CORP | COM | 60M | 86K | – |
| CISCO SYS INC | COM | 86M | 2M | – |
| CITIGROUP INC | COM NEW | 11M | 178K | – |
| CITIZENS FINL GROUP INC | COM | 2M | 51K | – |
| CLEAN HARBORS INC | COM | 21M | 93K | – |
| CLOROX CO DEL | COM | 2M | 14K | – |
| CLOUDFLARE INC | CL A COM | 6M | 69K | – |
| CME GROUP INC | COM | 9M | 46K | – |
| COCA COLA CO | COM | 28M | 443K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 2M | 37K | – |
| COINBASE GLOBAL INC | COM CL A | 2M | 11K | – |
| COLGATE PALMOLIVE CO | COM | 24M | 246K | – |
| COMCAST CORP NEW | CL A | 56M | 1M | – |
| CONAGRA BRANDS INC | COM | 4M | 129K | – |
| CONOCOPHILLIPS | COM | 9M | 80K | – |
| CONSOLIDATED EDISON INC | COM | 42M | 466K | – |
| CONSOLIDATED EDISON INC | COM | 1K | 14 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| CONSTELLATION BRANDS INC | CL A | 3M | 10K | – |
| CONSTELLATION ENERGY CORP | COM | 4M | 22K | – |
| COOPER COS INC | COM | 991K | 11K | – |
| COPART INC | COM | 3M | 51K | – |
| CORNING INC | COM | 2M | 52K | – |
| CORPAY INC | COM SHS | 1M | 4K | – |
| CORTEVA INC | COM | 2M | 29K | – |
| COSTAR GROUP INC | COM | 1M | 15K | – |
| COSTCO WHSL CORP NEW | COM | 68M | 80K | – |
| COSTCO WHSL CORP NEW | COM | 850 | 1 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| COTERRA ENERGY INC | COM | 1M | 39K | – |
| COUSINS PPTYS INC | COM NEW | 2M | 87K | – |
| CROCS INC | COM | 3M | 18K | – |
| CROWDSTRIKE HLDGS INC | CL A | 82M | 213K | – |
| CROWN CASTLE INC | COM | 3M | 34K | – |
| CROWN HLDGS INC | COM | 31M | 418K | – |
| CROWN HLDGS INC | COM | 3K | 40 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| CUMMINS INC | COM | 3M | 10K | – |
| CVS HEALTH CORP | COM | 6M | 96K | – |
| CYTOKINETICS INC | COM NEW | 10M | 179K | – |
| CYTOKINETICS INC | NOTE 3.500% 7/0 | 275K | – | – |
| CYTOMX THERAPEUTICS INC | COM | 33 | 27 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| CYTOMX THERAPEUTICS INC | COM | 256K | 210K | – |
| D R HORTON INC | COM | 3M | 21K | – |
| DANAHER CORPORATION | COM | 102M | 409K | – |
| DANAHER CORPORATION | COM | 5K | 21 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| DARDEN RESTAURANTS INC | COM | 943K | 6K | – |
| DARLING INGREDIENTS INC | COM | 18M | 502K | – |
| DARLING INGREDIENTS INC | COM | 1K | 29 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| DATADOG INC | CL A COM | 33M | 258K | – |
| DAY ONE BIOPHARMACEUTICALS I | COM | 4M | 290K | – |
| DAY ONE BIOPHARMACEUTICALS I | COM | 193 | 14 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| DAYFORCE INC | COM | 6M | 122K | – |
| DECKERS OUTDOOR CORP | COM | 24M | 25K | – |
| DEERE & CO | COM | 7M | 20K | – |
| DELL TECHNOLOGIES INC | CL C | 8M | 60K | – |
| DENALI THERAPEUTICS INC | COM | 17M | 726K | – |
| DEVON ENERGY CORP NEW | COM | 2M | 44K | – |
| DEXCOM INC | COM | 13M | 116K | – |
| DEXCOM INC | NOTE 0.250%11/1 | 3M | – | – |
| DEXCOM INC | NOTE 0.375% 5/1 | 1M | – | – |
| DIAMONDBACK ENERGY INC | COM | 3M | 16K | – |
| DICKS SPORTING GOODS INC | COM | 470K | 2K | – |
| DIGITAL RLTY TR INC | COM | 3M | 20K | – |
| DISCOVER FINL SVCS | COM | 16M | 125K | – |
| DISNEY WALT CO | COM | 42M | 426K | – |
| DOLLAR GEN CORP NEW | COM | 2M | 14K | – |
| DOLLAR TREE INC | COM | 1M | 11K | – |
| DOMINOS PIZZA INC | COM | 798K | 2K | – |
| DOORDASH INC | CL A | 2M | 14K | – |
| DOVER CORP | COM | 17M | 92K | – |
| DOW INC | COM | 939K | 18K | – |
| DR REDDYS LABS LTD | ADR | 3M | 40K | – |
| DRAFTKINGS INC NEW | COM CL A | 757K | 20K | – |
| DROPBOX INC | NOTE 3/0 | 547K | – | – |
| DUPONT DE NEMOURS INC | COM | 2M | 31K | – |
| DYNE THERAPEUTICS INC | COM | 19M | 533K | – |
| EBAY INC. | COM | 19M | 348K | – |
| ECOLAB INC | COM | 87M | 366K | – |
| EDGEWISE THERAPEUTICS INC | COM | 6M | 329K | – |
| EDISON INTL | COM | 4M | 52K | – |
| EDWARDS LIFESCIENCES CORP | COM | 19M | 200K | – |
| ELECTRONIC ARTS INC | COM | 15M | 108K | – |
| ELEVANCE HEALTH INC | COM | 63M | 116K | – |
| ELEVANCE HEALTH INC | COM | 14M | – | – |
| ELI LILLY & CO | COM | 8K | 9 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ELI LILLY & CO | COM | 440M | 486K | – |
| EMCOR GROUP INC | COM | 2M | 4K | – |
| EMERSON ELEC CO | COM | 105M | 954K | – |
| EMERSON ELEC CO | COM | 1K | 11 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ENBRIDGE INC | COM | 409K | 12K | – |
| ENCOMPASS HEALTH CORP | COM | 5M | 62K | – |
| ENERGY RECOVERY INC | COM | 2M | 122K | – |
| ENPHASE ENERGY INC | COM | 906K | 9K | – |
| ENPHASE ENERGY INC | NOTE 3/0 | 3M | – | – |
| EOG RES INC | COM | 5M | 37K | – |
| EQT CORP | COM | 1M | 28K | – |
| EQUIFAX INC | COM | 2M | 9K | – |
| EQUINIX INC | COM | 2K | 3 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| EQUINIX INC | COM | 50M | 66K | – |
| EQUITABLE HLDGS INC | COM | 1M | 27K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 2M | 33K | – |
| ESSENTIAL UTILS INC | COM | 12M | 329K | – |
| ESSEX PPTY TR INC | COM | 1M | 4K | – |
| ETSY INC | COM | 434K | 7K | – |
| ETSY INC | NOTE 0.125% 9/0 | 334K | – | – |
| ETSY INC | NOTE 0.250% 6/1 | 237K | – | – |
| EVEREST GROUP LTD | COM | 1M | 4K | – |
| EVERSOURCE ENERGY | COM | 4M | 65K | – |
| EXACT SCIENCES CORP | COM | 423 | 10 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| EXACT SCIENCES CORP | COM | 9M | 213K | – |
| EXELIXIS INC | COM | 337 | 15 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| EXELIXIS INC | COM | 16M | 708K | – |
| EXELON CORP | COM | 5M | 141K | – |
| EXPEDITORS INTL WASH INC | COM | 4M | 31K | – |
| EXTRA SPACE STORAGE INC | COM | 2M | 12K | – |
| EXXON MOBIL CORP | COM | 35M | 303K | – |
| EYEPOINT PHARMACEUTICALS INC | COM NEW | 3M | 383K | – |
| FACTSET RESH SYS INC | COM | 2M | 5K | – |
| FAIR ISAAC CORP | COM | 4M | 3K | – |
| FASTENAL CO | COM | 3M | 50K | – |
| FEDEX CORP | COM | 6M | 20K | – |
| FIDELITY NATL INFORMATION SV | COM | 4M | 56K | – |
| FIFTH THIRD BANCORP | COM | 3M | 71K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 753K | 447 | – |
| FIRST SOLAR INC | COM | 19M | 84K | – |
| FIRST SOLAR INC | COM | 1K | 5 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| FISERV INC | COM | 18M | 121K | – |
| FORD MTR CO DEL | COM | 3M | 257K | – |
| FORD MTR CO DEL | NOTE 3/1 | 9M | – | – |
| FORTINET INC | COM | 3M | 46K | – |
| FORTIVE CORP | COM | 30M | 399K | – |
| FORTIVE CORP | COM | 1K | 16 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| FOX CORP | CL A COM | 463K | 13K | – |
| FRANKLIN RESOURCES INC | COM | 1M | 48K | – |
| FREEPORT-MCMORAN INC | CL B | 5M | 94K | – |
| GALLAGHER ARTHUR J & CO | COM | 4M | 15K | – |
| GAP INC | COM | 407K | 17K | – |
| GARTNER INC | COM | 3M | 6K | – |
| GATX CORP | COM | 312K | – | – |
| GATX CORP | COM | 257K | 2K | – |
| GE AEROSPACE | COM NEW | 19M | 122K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 2M | 27K | – |
| GE VERNOVA INC | COM | 565K | 3K | – |
| GEN DIGITAL INC | COM | 3M | 129K | – |
| GENERAL MLS INC | COM | 7M | – | – |
| GENERAL MLS INC | COM | 6M | 99K | – |
| GENERAL MTRS CO | COM | 3M | 72K | – |
| GENUINE PARTS CO | COM | 280K | 2K | – |
| GILEAD SCIENCES INC | COM | 139M | 2M | – |
| GILEAD SCIENCES INC | COM | 4K | 53 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| GLOBAL PMTS INC | COM | 2M | 18K | – |
| GLOBUS MED INC | CL A | 5M | 78K | – |
| GODADDY INC | CL A | 2M | 16K | – |
| GOLD FIELDS LTD | SPONSORED ADR | 189K | 13K | – |
| GOLDMAN SACHS GROUP INC | COM | 825K | 2K | – |
| GRAIL INC | COM | 160K | 10K | – |
| GRAINGER W W INC | COM | 5M | 6K | – |
| GRAND CANYON ED INC | COM | 2M | 13K | – |
| GRAPHIC PACKAGING HLDG CO | COM | 15M | 564K | – |
| GUARDANT HEALTH INC | COM | 635 | 22 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| GUARDANT HEALTH INC | COM | 11M | 366K | – |
| GUIDEWIRE SOFTWARE INC | COM | 26M | 188K | – |
| GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 691K | – | – |
| H WORLD GROUP LTD | SPONSORED ADS | 616K | 19K | – |
| HALLIBURTON CO | COM | 19M | 561K | – |
| HALLIBURTON CO | COM | 1K | 32 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| HALOZYME THERAPEUTICS INC | COM | 5M | 101K | – |
| HALOZYME THERAPEUTICS INC | NOTE 0.250% 3/0 | 381K | – | – |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 1M | – | – |
| HANNON ARMSTRONG SUST INFR C | COM | 1K | 49 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| HANNON ARMSTRONG SUST INFR C | COM | 12M | 407K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 5M | 50K | – |
| HCA HEALTHCARE INC | COM | 29M | 91K | – |
| HDFC BANK LTD | SPONSORED ADS | 4M | 60K | – |
| HEALTHCARE RLTY TR | CL A COM | 9M | 541K | – |
| HEALTHEQUITY INC | COM | 240K | 3K | – |
| HEALTHPEAK PROPERTIES INC | COM | 2M | 92K | – |
| HEICO CORP NEW | CL A | 882K | 5K | – |
| HERC HLDGS INC | COM | 5M | 34K | – |
| HERSHEY CO | COM | 2M | 11K | – |
| HESS CORP | COM | 3M | 18K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 2M | 110K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 53M | 242K | – |
| HOLOGIC INC | COM | 5K | 70 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| HOLOGIC INC | COM | 100M | 1M | – |
| HOME DEPOT INC | COM | 131M | 382K | – |
| HOME DEPOT INC | COM | 2K | 6 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| HONEYWELL INTL INC | COM | 1M | 5K | – |
| HORMEL FOODS CORP | COM | 895K | 29K | – |
| HOST HOTELS & RESORTS INC | COM | 27M | 2M | – |
| HOWMET AEROSPACE INC | COM | 3M | 33K | – |
| HP INC | COM | 3M | 97K | – |
| HUBBELL INC | COM | 2M | 7K | – |
| HUBSPOT INC | COM | 2M | 3K | – |
| HUMANA INC | COM | 3M | 9K | – |
| HUNT J B TRANS SVCS INC | COM | 2M | 10K | – |
| HUNTINGTON BANCSHARES INC | COM | 2M | 176K | – |
| HURON CONSULTING GROUP INC | COM | 736K | 7K | – |
| ICICI BANK LIMITED | ADR | 9M | 310K | – |
| IDEAYA BIOSCIENCES INC | COM | 667 | 19 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| IDEAYA BIOSCIENCES INC | COM | 22M | 629K | – |
| IDEX CORP | COM | 14M | 69K | – |
| IDEXX LABS INC | COM | 9M | 18K | – |
| ILLINOIS TOOL WKS INC | COM | 9M | 40K | – |
| ILLUMINA INC | COM | 313 | 3 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ILLUMINA INC | COM | 21M | 205K | – |
| IMMUNOCORE HLDGS PLC | ADS | 11M | 313K | – |
| IMMUNOCORE HLDGS PLC | ADS | 203 | 6 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| INCYTE CORP | COM | 2K | 31 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| INCYTE CORP | COM | 80M | 1M | – |
| INFOSYS LTD | SPONSORED ADR | 3M | 152K | – |
| INGERSOLL RAND INC | COM | 18M | 199K | – |
| INSMED INC | COM PAR $.01 | 37M | 556K | – |
| INSMED INC | NOTE 0.750% 6/0 | 275K | – | – |
| INSULET CORP | COM | 3M | 16K | – |
| INTEL CORP | COM | 31M | 1M | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 25M | 179K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 24M | 138K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 2M | 22K | – |
| INTERNATIONAL PAPER CO | COM | 277K | 6K | – |
| INTERPUBLIC GROUP COS INC | COM | 357K | 12K | – |
| INTUIT | COM | 36M | 55K | – |
| INTUITIVE SURGICAL INC | COM NEW | 110M | 247K | – |
| INVITATION HOMES INC | COM | 2M | 65K | – |
| IONIS PHARMACEUTICALS INC | COM | 45M | 948K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 265 | 33 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| IOVANCE BIOTHERAPEUTICS INC | COM | 4M | 500K | – |
| IQVIA HLDGS INC | COM | 82M | 389K | – |
| IQVIA HLDGS INC | COM | 4K | 20 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| IRON MTN INC DEL | COM | 2M | 26K | – |
| ISHARES TR | MSCI INDIA ETF | 5M | – | – |
| ISHARES TR | MSCI INDIA ETF | 5M | 84K | – |
| ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 295K | 51K | – |
| ITEOS THERAPEUTICS INC | COM | 74 | 5 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ITEOS THERAPEUTICS INC | COM | 8M | 509K | – |
| ITT INC | COM | 11M | 86K | – |
| JABIL INC | COM | 7M | 66K | – |
| JACKSON FINANCIAL INC | COM CL A | 17M | 233K | – |
| JANUX THERAPEUTICS INC | COM | 168 | 4 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| JANUX THERAPEUTICS INC | COM | 5M | 112K | – |
| JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 773K | – | – |
| JOHN BEAN TECHNOLOGIES CORP | COM | 1M | 14K | – |
| JOHNSON & JOHNSON | COM | 41M | 280K | – |
| JPMORGAN CHASE & CO. | COM | 2K | 12 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| JPMORGAN CHASE & CO. | COM | 100M | 497K | – |
| KANZHUN LIMITED | SPONSORED ADS | 39M | 2M | – |
| KASPI KZ JSC | SPONSORED ADS | 8M | 65K | – |
| KB FINL GROUP INC | SPONSORED ADR | 242K | 4K | – |
| KELLANOVA | COM | 2M | 38K | – |
| KENVUE INC | COM | 2M | 86K | – |
| KEROS THERAPEUTICS INC | COM | 20M | 442K | – |
| KEROS THERAPEUTICS INC | COM | 685 | 15 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| KEURIG DR PEPPER INC | COM | 6M | 169K | – |
| KEYCORP | COM | 707K | 50K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 42M | 305K | – |
| KILROY RLTY CORP | COM | 3M | 88K | – |
| KIMBERLY-CLARK CORP | COM | 13M | 95K | – |
| KIMCO RLTY CORP | COM | 6M | 324K | – |
| KINDER MORGAN INC DEL | COM | 5M | 274K | – |
| KINROSS GOLD CORP | COM | 228K | 27K | – |
| KKR & CO INC | COM | 18M | 168K | – |
| KLA CORP | COM NEW | 50M | 60K | – |
| KORN FERRY | COM NEW | 2M | 23K | – |
| KRAFT HEINZ CO | COM | 3M | 94K | – |
| KROGER CO | COM | 4M | 71K | – |
| KURA ONCOLOGY INC | COM | 19M | 906K | – |
| KURA ONCOLOGY INC | COM | 556 | 27 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| KYMERA THERAPEUTICS INC | COM | 7M | 238K | – |
| KYMERA THERAPEUTICS INC | COM | 328 | 11 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| LABCORP HOLDINGS INC | COM SHS | 11M | 56K | – |
| LAM RESEARCH CORP | COM | 122M | 115K | – |
| LAMB WESTON HLDGS INC | COM | 22M | 258K | – |
| LANTHEUS HLDGS INC | COM | 883 | 11 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| LANTHEUS HLDGS INC | COM | 18M | 225K | – |
| LAS VEGAS SANDS CORP | COM | 927K | 21K | – |
| LAUDER ESTEE COS INC | CL A | 17M | 158K | – |
| LAUDER ESTEE COS INC | CL A | 851 | 8 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| LEAR CORP | COM NEW | 13M | 116K | – |
| LEGEND BIOTECH CORP | SPONSORED ADS | 399 | 9 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| LEGEND BIOTECH CORP | SPONSORED ADS | 12M | 261K | – |
| LENNAR CORP | CL A | 1M | 8K | – |
| LI AUTO INC | NOTE 0.250% 5/0 | 356K | – | – |
| LIBERTY GLOBAL LTD | COM CL C | 584K | 33K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S A | 1M | 20K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S C | 1M | 15K | – |
| LIBERTY MEDIA CORP DEL | NOTE 2.250% 8/1 | 531K | – | – |
| LINDSAY CORP | COM | 3M | 23K | – |
| LIVE NATION ENTERTAINMENT IN | COM | 493K | 5K | – |
| LKQ CORP | COM | 6M | 155K | – |
| LONGBOARD PHARMACEUTICALS IN | COM | 6M | 226K | – |
| LOWES COS INC | COM | 25M | 113K | – |
| LPL FINL HLDGS INC | COM | 2M | 8K | – |
| LULULEMON ATHLETICA INC | COM | 35M | 118K | – |
| LUMENTUM HLDGS INC | NOTE 1.500%12/1 | 434K | – | – |
| M & T BK CORP | COM | 24M | 157K | – |
| MACERICH CO | COM | 8M | 528K | – |
| MAGNA INTL INC | COM | 6M | 134K | – |
| MANULIFE FINL CORP | COM | 655K | 25K | – |
| MARATHON OIL CORP | COM | 2M | 65K | – |
| MARATHON PETE CORP | COM | 4M | 26K | – |
| MARKEL GROUP INC | COM | 1M | 703 | – |
| MARKETAXESS HLDGS INC | COM | 534K | 3K | – |
| MARRIOTT INTL INC NEW | CL A | 20M | 81K | – |
| MARSH & MCLENNAN COS INC | COM | 13M | 63K | – |
| MARTIN MARIETTA MATLS INC | COM | 3M | 5K | – |
| MARVELL TECHNOLOGY INC | COM | 50M | 716K | – |
| MASCO CORP | COM | 2M | 32K | – |
| MASTEC INC | COM | 16M | 153K | – |
| MASTEC INC | COM | 2K | 18 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| MASTERCARD INCORPORATED | CL A | 182M | 413K | – |
| MASTERCARD INCORPORATED | CL A | 2K | 4 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| MCCORMICK & CO INC | COM NON VTG | 4M | 57K | – |
| MCDONALDS CORP | COM | 25M | 98K | – |
| MCKESSON CORP | COM | 51M | 87K | – |
| MEDPACE HLDGS INC | COM | 31M | 75K | – |
| MERCADOLIBRE INC | COM | 83M | 51K | – |
| MERCK & CO INC | COM | 9K | 76 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| MERCK & CO INC | COM | 295M | 2M | – |
| META PLATFORMS INC | CL A | 85M | 169K | – |
| METLIFE INC | COM | 25M | 359K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 4M | 3K | – |
| MGIC INVT CORP WIS | COM | 4M | 188K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 1M | 12K | – |
| MICRON TECHNOLOGY INC | COM | 127M | 963K | – |
| MICRON TECHNOLOGY INC | COM | 658 | 5 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| MICROSOFT CORP | COM | 17K | 38 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| MICROSOFT CORP | COM | 1B | 2M | – |
| MICROSTRATEGY INC | CL A NEW | 1M | 835 | – |
| MID-AMER APT CMNTYS INC | COM | 1M | 9K | – |
| MINISO GROUP HLDG LTD | SPONSORED ADS | 582K | 31K | – |
| MINISO GROUP HLDG LTD | SPONSORED ADS | 7M | – | – |
| MIRUM PHARMACEUTICALS INC | COM | 17M | 508K | – |
| MODERNA INC | COM | 57M | 482K | – |
| MOLINA HEALTHCARE INC | COM | 21M | 71K | – |
| MOLSON COORS BEVERAGE CO | CL B | 659K | 13K | – |
| MONDELEZ INTL INC | CL A | 1K | 20 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| MONDELEZ INTL INC | CL A | 43M | 652K | – |
| MONGODB INC | CL A | 35M | 140K | – |
| MONGODB INC | NOTE 0.250% 1/1 | 396K | – | – |
| MONOLITHIC PWR SYS INC | COM | 2M | 2K | – |
| MONSTER BEVERAGE CORP NEW | COM | 2M | 33K | – |
| MONTROSE ENVIRONMENTAL GROUP | COM | 7M | 162K | – |
| MOODYS CORP | COM | 16M | 39K | – |
| MOONLAKE IMMUNOTHERAPEUTICS | CLASS A ORD | 11M | 239K | – |
| MORGAN STANLEY | COM NEW | 38M | 394K | – |
| MORGAN STANLEY | COM NEW | 972 | 10 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| MORPHIC HLDG INC | COM | 7M | 214K | – |
| MOSAIC CO NEW | COM | 570K | 20K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 4M | 11K | – |
| MSCI INC | COM | 3M | 7K | – |
| MUELLER WTR PRODS INC | COM SER A | 4M | 239K | – |
| NASDAQ INC | COM | 3M | 54K | – |
| NATERA INC | COM | 22M | 200K | – |
| NATERA INC | COM | 758 | 7 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| NCL CORP LTD | NOTE 1.125% 2/1 | 876K | – | – |
| NEKTAR THERAPEUTICS | COM | 99K | 80K | – |
| NEOGENOMICS INC | COM NEW | 361 | 26 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| NEOGENOMICS INC | COM NEW | 7M | 487K | – |
| NETAPP INC | COM | 2M | 13K | – |
| NETFLIX INC | COM | 33M | 49K | – |
| NEUROCRINE BIOSCIENCES INC | COM | 64M | 465K | – |
| NEWMONT CORP | COM | 3M | 76K | – |
| NEXTERA ENERGY INC | COM | 4K | 59 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| NEXTERA ENERGY INC | COM | 47M | 667K | – |
| NIKE INC | CL B | 32M | 430K | – |
| NOMAD FOODS LTD | USD ORD SHS | 2M | 145K | – |
| NORDSON CORP | COM | 1M | 5K | – |
| NORTHERN TR CORP | COM | 2M | 25K | – |
| NU HLDGS LTD | ORD SHS CL A | 86M | 7M | – |
| NUCOR CORP | COM | 3M | 17K | – |
| NURIX THERAPEUTICS INC | COM | 897 | 43 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| NURIX THERAPEUTICS INC | COM | 24M | 1M | – |
| NUTRIEN LTD | COM | 387K | 8K | – |
| NUVALENT INC | COM | 607 | 8 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| NUVALENT INC | COM | 20M | 262K | – |
| NVIDIA CORPORATION | COM | 849M | 7M | – |
| NVIDIA CORPORATION | COM | 6K | 49 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| OCCIDENTAL PETE CORP | COM | 3M | 40K | – |
| OKTA INC | CL A | 14M | 149K | – |
| OKTA INC | NOTE 0.125% 9/0 | 1M | – | – |
| OKTA INC | NOTE 0.375% 6/1 | 696K | – | – |
| OLD DOMINION FREIGHT LINE IN | COM | 3M | 15K | – |
| OLEMA PHARMACEUTICALS INC | COM | 11M | 1M | – |
| OLEMA PHARMACEUTICALS INC | COM | 400 | 37 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| OMNICOM GROUP INC | COM | 7M | 75K | – |
| ON SEMICONDUCTOR CORP | COM | 82M | 1M | – |
| ON SEMICONDUCTOR CORP | COM | 3K | 40 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 1M | – | – |
| ONEOK INC NEW | COM | 5M | 55K | – |
| OPTION CARE HEALTH INC | COM NEW | 7M | 238K | – |
| ORACLE CORP | COM | 15M | 103K | – |
| OREILLY AUTOMOTIVE INC | COM | 3M | 3K | – |
| ORMAT TECHNOLOGIES INC | NOTE 2.500% 7/1 | 403K | – | – |
| ORTHOPEDIATRICS CORP | COM | 551K | 19K | – |
| OSHKOSH CORP | COM | 374K | 3K | – |
| OTIS WORLDWIDE CORP | COM | 1K | 12 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| OTIS WORLDWIDE CORP | COM | 28M | 293K | – |
| OWENS CORNING NEW | COM | 25M | 145K | – |
| PACCAR INC | COM | 4M | 41K | – |
| PACKAGING CORP AMER | COM | 1M | 7K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 2M | 98K | – |
| PALO ALTO NETWORKS INC | COM | 2K | 5 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| PALO ALTO NETWORKS INC | COM | 105M | 310K | – |
| PARK HOTELS & RESORTS INC | COM | 25M | 2M | – |
| PARKER-HANNIFIN CORP | COM | 36M | 70K | – |
| PARKER-HANNIFIN CORP | COM | 506 | 1 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| PAYCHEX INC | COM | 4M | 30K | – |
| PAYCOM SOFTWARE INC | COM | 641K | 4K | – |
| PAYPAL HLDGS INC | COM | 9M | 156K | – |
| PDD HOLDINGS INC | SPONSORED ADS | 35M | 263K | – |
| PEMBINA PIPELINE CORP | COM | 601K | 16K | – |
| PEPSICO INC | COM | 68M | 412K | – |
| PFIZER INC | COM | 22M | 776K | – |
| PG&E CORP | COM | 5M | 271K | – |
| PHILLIPS 66 | COM | 4M | 27K | – |
| PINTEREST INC | CL A | 2M | 36K | – |
| PLIANT THERAPEUTICS INC | COM | 9M | 833K | – |
| PNC FINL SVCS GROUP INC | COM | 34M | 218K | – |
| POOL CORP | COM | 306K | 997 | – |
| POST HLDGS INC | NOTE 2.500% 8/1 | 333K | – | – |
| PPG INDS INC | COM | 3M | 22K | – |
| PRICE T ROWE GROUP INC | COM | 3M | 22K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 2M | 24K | – |
| PROCTER AND GAMBLE CO | COM | 184M | 1M | – |
| PROCTER AND GAMBLE CO | COM | 2K | 13 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| PROGRESSIVE CORP | COM | 71M | 343K | – |
| PROGRESSIVE CORP | COM | 1K | 5 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| PROLOGIS INC. | COM | 10M | 88K | – |
| PROTAGONIST THERAPEUTICS INC | COM | 9M | 274K | – |
| PRUDENTIAL FINL INC | COM | 6M | 51K | – |
| PTC INC | COM | 1K | 7 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| PTC INC | COM | 80M | 439K | – |
| PUBLIC STORAGE OPER CO | COM | 4M | 13K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 5M | 64K | – |
| PULTE GROUP INC | COM | 284K | – | – |
| QUALCOMM INC | COM | 121M | 610K | – |
| QUANTA SVCS INC | COM | 19M | 75K | – |
| QUANTA SVCS INC | COM | 2K | 7 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| QUEST DIAGNOSTICS INC | COM | 4M | – | – |
| QUEST DIAGNOSTICS INC | COM | 9M | 65K | – |
| RALPH LAUREN CORP | CL A | 8M | 45K | – |
| RAYMOND JAMES FINL INC | COM | 2M | 14K | – |
| REALTY INCOME CORP | COM | 3M | 48K | – |
| REGENERON PHARMACEUTICALS | COM | 4K | 4 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| REGENERON PHARMACEUTICALS | COM | 211M | 201K | – |
| REGIONS FINANCIAL CORP NEW | COM | 2M | 114K | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 5M | 24K | – |
| RELAY THERAPEUTICS INC | COM | 189 | 29 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| RELAY THERAPEUTICS INC | COM | 5M | 703K | – |
| RELIANCE INC | COM | 1M | 4K | – |
| REPUBLIC SVCS INC | COM | 201K | 1K | – |
| RESMED INC | COM | 2M | 9K | – |
| REVOLUTION MEDICINES INC | COM | 22M | 554K | – |
| REVOLUTION MEDICINES INC | COM | 660 | 17 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| REVVITY INC | COM | 852K | 8K | – |
| RHYTHM PHARMACEUTICALS INC | COM | 11M | 271K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 727K | 54K | – |
| RIVIAN AUTOMOTIVE INC | NOTE 4.625% 3/1 | 644K | – | – |
| ROBERT HALF INC. | COM | 965K | 15K | – |
| ROCKWELL AUTOMATION INC | COM | 46M | 169K | – |
| ROGERS COMMUNICATIONS INC | CL B | 510K | 14K | – |
| ROPER TECHNOLOGIES INC | COM | 13M | 23K | – |
| ROSS STORES INC | COM | 3M | 19K | – |
| ROYAL BK CDA | COM | 5M | 44K | – |
| RTX CORPORATION | COM | 328K | 3K | – |
| S&P GLOBAL INC | COM | 54M | 120K | – |
| S&P GLOBAL INC | COM | 1K | 3 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| SALESFORCE INC | COM | 1K | 4 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| SALESFORCE INC | COM | 132M | 512K | – |
| SAREPTA THERAPEUTICS INC | COM | 20M | 129K | – |
| SAREPTA THERAPEUTICS INC | NOTE 1.250% 9/1 | 583K | – | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 2M | 11K | – |
| SCHLUMBERGER LTD | COM STK | 1K | 29 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| SCHLUMBERGER LTD | COM STK | 37M | 779K | – |
| SCHOLAR ROCK HLDG CORP | COM | 6M | 744K | – |
| SCHWAB CHARLES CORP | COM | 7M | 98K | – |
| SEMPRA | COM | 7M | 88K | – |
| SERVICENOW INC | COM | 134M | 170K | – |
| SERVICENOW INC | COM | 787 | 1 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| SHERWIN WILLIAMS CO | COM | 34M | 113K | – |
| SHOALS TECHNOLOGIES GROUP IN | CL A | 2M | 382K | – |
| SHOALS TECHNOLOGIES GROUP IN | CL A | 243 | 39 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| SHOPIFY INC | CL A | 9M | 139K | – |
| SHOPIFY INC | NOTE 0.125%11/0 | 3M | – | – |
| SIMON PPTY GROUP INC NEW | COM | 11M | 71K | – |
| SIMPLY GOOD FOODS CO | COM | 1M | 38K | – |
| SK TELECOM LTD | SPONSORED ADR | 651K | – | – |
| SKECHERS U S A INC | CL A | 3M | 44K | – |
| SKYWORKS SOLUTIONS INC | COM | 1M | 10K | – |
| SL GREEN RLTY CORP | COM | 8M | 138K | – |
| SMUCKER J M CO | COM NEW | 1M | 11K | – |
| SNAP INC | CL A | 968K | 58K | – |
| SNAP INC | NOTE 0.750% 8/0 | 431K | – | – |
| SNAP ON INC | COM | 2M | 6K | – |
| SNOWFLAKE INC | CL A | 7M | 52K | – |
| SOLAREDGE TECHNOLOGIES INC | COM | 810K | 32K | – |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 8M | – | – |
| SPOTIFY USA INC | NOTE 3/1 | 5M | – | – |
| SPRINGWORKS THERAPEUTICS INC | COM | 527 | 14 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| SPRINGWORKS THERAPEUTICS INC | COM | 20M | 522K | – |
| SPROUTS FMRS MKT INC | COM | 614K | 7K | – |
| SPYRE THERAPEUTICS INC | COM NEW | 2M | 105K | – |
| STANLEY BLACK & DECKER INC | COM | 19M | 234K | – |
| STANLEY BLACK & DECKER INC | COM | 1K | 15 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| STANTEC INC | COM | 17M | 204K | – |
| STARBUCKS CORP | COM | 25M | 321K | – |
| STATE STR CORP | COM | 4M | 49K | – |
| STEEL DYNAMICS INC | COM | 19M | 147K | – |
| STRIDE INC | COM | 2M | 34K | – |
| STRUCTURE THERAPEUTICS INC | SPONSORED ADS | 5M | 135K | – |
| STRYKER CORPORATION | COM | 52M | 152K | – |
| STRYKER CORPORATION | COM | 1K | 4 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| SUN CMNTYS INC | COM | 580K | 5K | – |
| SUN LIFE FINANCIAL INC. | COM | 593K | 12K | – |
| SUNCOR ENERGY INC NEW | COM | 350K | 9K | – |
| SUNRUN INC | COM | 368 | 31 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| SUNRUN INC | COM | 3M | 216K | – |
| SUPER MICRO COMPUTER INC | COM | 2M | 3K | – |
| SUPERNUS PHARMACEUTICALS INC | COM | 4M | 142K | – |
| SYNCHRONY FINANCIAL | COM | 31M | 655K | – |
| SYNDAX PHARMACEUTICALS INC | COM | 595 | 29 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| SYNDAX PHARMACEUTICALS INC | COM | 20M | 970K | – |
| SYNOPSYS INC | COM | 4K | 6 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| SYNOPSYS INC | COM | 38M | 63K | – |
| SYSCO CORP | COM | 4M | 52K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 140M | 803K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1K | 8 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 2M | 12K | – |
| TARGA RES CORP | COM | 3M | 20K | – |
| TARGET CORP | COM | 14M | 96K | – |
| TC ENERGY CORP | COM | 345K | 9K | – |
| TECK RESOURCES LTD | CL B | 426K | 9K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 1M | 4K | – |
| TELUS CORPORATION | COM | 340K | 22K | – |
| TESLA INC | COM | 82M | 415K | – |
| TETRA TECH INC NEW | COM | 57M | 279K | – |
| TETRA TECH INC NEW | COM | 3K | 15 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| TETRA TECH INC NEW | COM | 828K | – | – |
| TEXAS INSTRS INC | COM | 13M | 65K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 220K | 300 | – |
| THE CIGNA GROUP | COM | 23M | 71K | – |
| THE TRADE DESK INC | COM CL A | 2M | 23K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 239M | 432K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 9K | 17 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| THOMSON REUTERS CORP. | COM | 361K | 2K | – |
| TJX COS INC NEW | COM | 2K | 15 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| TJX COS INC NEW | COM | 59M | 540K | – |
| T-MOBILE US INC | COM | 9M | 53K | – |
| TOPBUILD CORP | COM | 16M | 42K | – |
| TOPBUILD CORP | COM | 2K | 5 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| TORONTO DOMINION BK ONT | COM NEW | 26M | 469K | – |
| TRACTOR SUPPLY CO | COM | 7M | 25K | – |
| TRADEWEB MKTS INC | CL A | 1M | 13K | – |
| TRANSUNION | COM | 961K | 13K | – |
| TRAVELERS COMPANIES INC | COM | 5M | 26K | – |
| TREX CO INC | COM | 4M | 59K | – |
| TRIMBLE INC | COM | 3K | 57 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| TRIMBLE INC | COM | 62M | 1M | – |
| TRINET GROUP INC | COM | 6M | 60K | – |
| TRUIST FINL CORP | COM | 14M | 372K | – |
| TWILIO INC | CL A | 9M | 162K | – |
| TYLER TECHNOLOGIES INC | COM | 1M | 2K | – |
| TYLER TEX INDPT SCH DIST | NOTE 0.250% 3/1 | 2M | – | – |
| UBER TECHNOLOGIES INC | COM | 323K | 4K | – |
| ULTA BEAUTY INC | COM | 10M | 25K | – |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 28M | 689K | – |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 180K | 21K | – |
| UNITED PARCEL SERVICE INC | CL B | 9M | 65K | – |
| UNITED RENTALS INC | COM | 17M | 26K | – |
| UNITED THERAPEUTICS CORP DEL | COM | 21M | 65K | – |
| UNITEDHEALTH GROUP INC | COM | 3K | 5 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| UNITEDHEALTH GROUP INC | COM | 229M | 450K | – |
| UNIVERSAL DISPLAY CORP | COM | 841 | 4 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| UNIVERSAL DISPLAY CORP | COM | 42M | 200K | – |
| US BANCORP DEL | COM NEW | 6M | 142K | – |
| VAIL RESORTS INC | COM | 355K | 2K | – |
| VAIL RESORTS INC | NOTE 1/0 | 2M | – | – |
| VALERO ENERGY CORP | COM | 1K | 7 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| VALERO ENERGY CORP | COM | 26M | 164K | – |
| VEEVA SYS INC | CL A COM | 53M | 292K | – |
| VENTAS INC | COM | 2M | 42K | – |
| VENTAS RLTY LTD PARTNERSHIP | NOTE 3.750% 6/0 | 7M | – | – |
| VERA THERAPEUTICS INC | CL A | 11M | 294K | – |
| VERACYTE INC | COM | 845 | 39 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| VERACYTE INC | COM | 15M | 671K | – |
| VERALTO CORP | COM SHS | 2K | 16 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| VERALTO CORP | COM SHS | 24M | 248K | – |
| VERISIGN INC | COM | 2M | 9K | – |
| VERISK ANALYTICS INC | COM | 4M | 14K | – |
| VERIZON COMMUNICATIONS INC | COM | 14M | 349K | – |
| VERONA PHARMA PLC | SPONSORED ADS | 11M | 773K | – |
| VERTEX PHARMACEUTICALS INC | COM | 154M | 328K | – |
| VERTIV HOLDINGS CO | COM CL A | 23M | 270K | – |
| VIATRIS INC | COM | 1M | 109K | – |
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 8M | – | – |
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 365K | 28K | – |
| VIRIDIAN THERAPEUTICS INC | COM | 10M | 750K | – |
| VISA INC | COM CL A | 218M | 831K | – |
| VISA INC | COM CL A | 2K | 9 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| VITAL FARMS INC | COM | 287K | 6K | – |
| VULCAN MATLS CO | COM | 2M | 9K | – |
| WABTEC | COM | 30M | 188K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 1M | 94K | – |
| WALMART INC | COM | 19M | 285K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 1M | 164K | – |
| WASTE CONNECTIONS INC | COM | 5K | 26 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| WASTE CONNECTIONS INC | COM | 71M | 403K | – |
| WASTE MGMT INC DEL | COM | 135M | 634K | – |
| WASTE MGMT INC DEL | COM | 4K | 20 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| WATERS CORP | COM | 2M | 6K | – |
| WELLS FARGO CO NEW | COM | 358K | 6K | – |
| WELLTOWER INC | COM | 20M | 192K | – |
| WESCO INTL INC | COM | 7M | 42K | – |
| WESCO INTL INC | COM | 793 | 5 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| WEST FRASER TIMBER CO LTD | COM | 5M | 60K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 2M | 6K | – |
| WESTERN DIGITAL CORP. | COM | 2M | 33K | – |
| WESTROCK CO | COM | 12M | 233K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 2M | 72K | – |
| WILLIAMS COS INC | COM | 5M | 128K | – |
| WILLIAMS SONOMA INC | COM | 17M | 62K | – |
| WIPRO LTD | SPON ADR 1 SH | 5M | 870K | – |
| WOLFSPEED INC | NOTE 1.750% 5/0 | 359K | – | – |
| WORKDAY INC | CL A | 5M | 24K | – |
| WP CAREY INC | COM | 408K | 7K | – |
| XENCOR INC | COM | 360 | 19 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| XENCOR INC | COM | 6M | 310K | – |
| XENON PHARMACEUTICALS INC | COM | 20M | 522K | – |
| XYLEM INC | COM | 41M | 304K | – |
| XYLEM INC | COM | 3K | 20 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| YUM BRANDS INC | COM | 3M | 23K | – |
| ZAI LAB LTD | ADR | 225 | 13 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ZAI LAB LTD | ADR | 6M | 365K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 22M | 71K | – |
| ZILLOW GROUP INC | CL C CAP STK | 4M | 85K | – |
| ZILLOW GROUP INC | NOTE 2.750% 5/1 | 1M | – | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 2M | 17K | – |
| ZOETIS INC | CL A | 64M | 371K | – |
| ZOETIS INC | CL A | 1K | 8 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
| ZSCALER INC | COM | 5M | 24K | – |
| ZSCALER INC | NOTE 0.125% 7/0 | 1M | – | – |
| ZTO EXPRESS CAYMAN INC | NOTE 1.500% 9/0 | 592K | – | – |
| ZURN ELKAY WATER SOLNS CORP | COM | 3M | 91K | – |