STABLEFORD CAPITAL LLC
Adviser information for STABLEFORD CAPITAL LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 242 | $263.7M |
| Non-Discretionary | 26 | $6.9M |
| Total | 268 | $270.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 46 | $17.5M |
| HNW Individuals | 51 | $248.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-80522 |
|---|---|
| SEC ERA File Number | 801-80522 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173383 |
| Legal Entity Identifier | None |
Principal Office
14648 N. SCOTTSDALE ROADSUITE 130
SCOTTSDALE
AZ
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 480-493-2300, Fax: None
Chief Compliance Officer
MARK REHN
CFO
14648 N. SCOTTSDALE ROAD
SUITE 130
SCOTTSDALE
AZ
United States
Tel:
480-939-3410
M****@********************M
(Full email address available in API data)
Regulatory Contact
PAUL MALLORY
COMPLIANCE CONSULTANT
4620 HAMPTON BLVD
ROYAL OAK
MI
United States
Tel:
2488303715
P*******@********************T
(Full email address available in API data)
Industry Affiliates
| STABLEFORD TAX LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REHN, MARK | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 02/2022 | < 5% |
| ANDREW BRINKMAN HOLDINGS LLC | Domestic Entity | – | MANAGING MEMBER | 12/2016 | > 75% |
| BRINKMAN, ANDREW, JOSEPH | Individual | ANDREW BRINKMAN HOLDINGS LLC | MANAGING MEMBER | 12/2016 | > 75% |
| OPR HOLDINGS LLC | Domestic Entity | – | MEMBER | 06/2023 | 10-25% |
| THOMAS, JUSTIN, C | Individual | OPR HOLDINGS LLC | MANAGER | 01/2018 | > 75% |