OAKLINE ADVISORS, LLC
Adviser information for OAKLINE ADVISORS, LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $104.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $104.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $104.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
5301 ALPHA ROADSUITE 80 - 222
DALLAS
TX
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 214-655-1600, Fax: 214-655-1610
Websites
Chief Compliance Officer
STANTON EIGENBRODT
5956 SHERRY LANE
SUITE 625
DALLAS
TX
United States
Tel:
214-833-5966
S**********@********M
(Full email address available in API data)
Regulatory Contact
JASON MATTOX
CHIEF OPERATING OFFICER
5301 ALPHA ROAD
SUITE 80 - 222
DALLAS
TX
United States
Tel:
469-341-2443
J******@****************M
(Full email address available in API data)
Industry Affiliates
| PRIORITY SENIOR SECURED INCOME MANAGEMENT, LLC | Other investment adviser, including financial planners |
| STRATERA HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EIGENBRODT, STANTON, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2013 | < 5% |
| STRATERA HOLDINGS, LLC | Domestic Entity | – | MEMBER | 12/2001 | > 75% |
| COHEN, MICHAEL, DAVID | Individual | – | PRESIDENT & CHIEF EXECUTIVE OFFICER | 11/2016 | < 5% |
| MATTOX, MICHAEL, JASON | Individual | – | CHIEF OPERATING OFFICER | 07/2018 | < 5% |
| ESTATE OF ROBERT M. BEHRINGER | Domestic Entity | STRATERA HOLDINGS, LLC | MEMBER | 04/2019 | 25-50% |
| HAWKINS, KATHERINE, LYNN | Individual | – | SENIOR VICE PRESIDENT | 01/2021 | < 5% |
| PONINSKI, DESTINY, MARIE | Individual | – | CONTROLLER | 01/2021 | < 5% |