AUOUR INVESTMENTS LLC

Adviser information for AUOUR INVESTMENTS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 739 $288.8M
Non-Discretionary 36 $28.1M
Total 775 $317.0M

Clients

Type Number RAUM
Individuals 292 $94.0M
HNW Individuals 68 $208.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.4M
Charitable organizations <5 $10.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $2.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-80544
SEC ERA File Number 801-80544
SEC CIK Numbers 1789310
SEC CRD Numbers 173392
Legal Entity Identifier None

Principal Office

162 MAIN STREET
SUITE 2
WENHAM
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 978-338-4830, Fax: 978-338-4835

Chief Compliance Officer

JOSEPH B HOSLER
MANAGING PRINCIPAL
162 MAIN STREET
SUITE 2
WENHAM
MA
United States
Tel: 978-338-4830
Fax: 978-338-4835
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOSLER, JOSEPH, BYRON Individual MANAGING MEMBER - CCO 03/2013 25-50%
KUFTINEC, ROBERT, ZLATKO Individual MANAGING MEMBER 05/2013 25-50%
DOERR, KENNETH, JAMES Individual MANAGING MEMBER 05/2014 10-25%

No. Employees, Historic

10502020202120222023202420254 on 3/30/20204 on 6/10/20204 on 3/25/20215 on 3/25/20226 on 3/28/20237 on 3/25/2024

RAUM, Historic

400M200M0202020212022202320242025251299696 on 3/30/2020251299696 on 6/10/2020255439123 on 3/25/2021291836392 on 3/25/2022287987510 on 3/28/2023316973126 on 3/25/2024

No. Clients, Historic

4002000202020212022202320242025269 on 3/30/2020269 on 6/10/2020297 on 3/25/2021325 on 3/25/2022344 on 3/28/2023370 on 3/25/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 219K 1K 0
ALPHABET INC CAP STK CL C 466K 3K 0
ALPS ETF TR ALERIAN MLP 933K 19K 0
APPLE INC COM 2M 8K 0
ARCH CAP GROUP LTD ORD 1M 11K 0
ATEA PHARMACEUTICALS INC COM 586K 177K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 212K 521 0
CINTAS CORP COM 354K 505 0
ELI LILLY & CO COM 272K 300 0
EXXON MOBIL CORP COM 463K 4K 0
FIDELITY COMWLTH TR NASDAQ COMPSIT 233K 3K 0
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 367K 7K 0
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 2M 58K 0
FLEXSHARES TR FLEXSHARES ULTRA 1M 15K 0
HOME DEPOT INC COM 289K 839 0
INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 208K 10K 0
ISHARES TR INTL SEL DIV ETF 847K 31K 0
ISHARES TR TIPS BD ETF 461K 4K 0
ISHARES TR NATIONAL MUN ETF 249K 2K 0
ISHARES TR SHRT NAT MUN ETF 335K 3K 0
ISHARES TR PFD AND INCM SEC 532K 17K 0
ISHARES TR CORE US AGGBD ET 2M 20K 0
ISHARES TR RUSSELL 3000 ETF 373K 1K 0
ISHARES TR RUS 1000 VAL ETF 5M 28K 0
ISHARES TR RUS MDCP VAL ETF 4M 32K 0
ISHARES TR CORE S&P MCP ETF 292K 5K 0
ISHARES TR RUS 1000 GRW ETF 2M 6K 0
ISHARES TR RUSSELL 2000 ETF 4M 19K 0
ISHARES TR CORE MSCI EAFE 6M 81K 0
ISHARES TR RUS 1000 ETF 2M 6K 0
ISHARES TR RUS MD CP GR ETF 4M 35K 0
ISHARES TR GLB INFRASTR ETF 570K 12K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 20K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 4M 78K 0
JANUS DETROIT STR TR HENDRSON AAA CL 5M 105K 0
JOHNSON & JOHNSON COM 248K 2K 0
MICROSOFT CORP COM 984K 2K 0
PIMCO ETF TR ENHAN SHRT MA AC 5M 50K 0
PROCTER AND GAMBLE CO COM 556K 3K 0
PROSHARES TR PSHS ULTSH 20YRS 207K 6K 0
REGENERON PHARMACEUTICALS COM 210K 200 0
SERES THERAPEUTICS INC COM 12K 17K 0
SHERWIN WILLIAMS CO COM 209K 702 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 28M 803K 0
SPDR S&P 500 ETF TR TR UNIT 2M 3K 0
SPDR SER TR PORTFLI TIPS ETF 599K 24K 0
SPDR SER TR PORTFOLIO INTRMD 7M 211K 0
SPDR SER TR BLOOMBERG 3-12 M 4M 45K 0
SPDR SER TR PORTFLI INTRMDIT 5M 194K 0
SPDR SER TR BLOOMBERG INTL T 2M 79K 0
SPDR SER TR PORTFOLIO LN TSR 444K 16K 0
SPDR SER TR NUVEEN BLMBRG SH 244K 5K 0
SPDR SER TR PORTFOLIO SHORT 9M 304K 0
SPDR SER TR BLOOMBERG 1-3 MO 27M 290K 0
SPDR SER TR PORTFOLIO AGRGTE 3M 129K 0
SPDR SER TR PRTFLO S&P500 GW 6M 73K 0
SPDR SER TR PORTFOLIO S&P500 49M 769K 0
SPDR SER TR BLOOMBERG HIGH Y 822K 9K 0
SPDR SER TR PRTFLO S&P500 VL 7M 137K 0
SSGA ACTIVE ETF TR ULT SHT TRM BD 5M 115K 0
SSGA ACTIVE ETF TR BLACKSTONE SENR 495K 12K 0
SSGA ACTIVE ETF TR SPDR TR TACTIC 2M 53K 0
SSGA ACTIVE TR SPDR BLACKSTONE 2M 79K 0
TYRA BIOSCIENCES INC COM 1M 85K 0
VALUED ADVISERS TR REGAN FLTG RATE 2M 87K 0
VANECK ETF TRUST SHRT HGH YLD MUN 329K 15K 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 5M 107K 0
VANGUARD INDEX FDS REAL ESTATE ETF 563K 7K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 7K 0
VANGUARD INDEX FDS EXTEND MKT ETF 212K 1K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 7M 163K 0
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 4M 70K 0
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 402K 7K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 5M 52K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 5M 57K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 10M 206K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 2M 19K 0
WORLD GOLD TR SPDR GLD MINIS 730K 16K 0