PORTFOLIO DESIGN SERVICES, LLC
Adviser information for PORTFOLIO DESIGN SERVICES, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 439 | $122.1M |
| Non-Discretionary | 0 | $0 |
| Total | 439 | $122.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 248 | $34.5M |
| HNW Individuals | 15 | $45.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $41.7M |
| Charitable organizations | <5 | $328,114 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-80561 |
|---|---|
| SEC ERA File Number | 801-80561 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131506 |
| Legal Entity Identifier | None |
Principal Office
122 N. 2ND STREETRIVER FALLS
WI
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 715-629-9095, Fax: 715-629-9087
Websites
Chief Compliance Officer
ANGELA K. TILLE
122 N. 2ND STREET
RIVER FALLS
WI
United States
Tel:
715-629-9095
Fax:
715-629-9087
A*****@**************M
(Full email address available in API data)
Regulatory Contact
BRUCE D. SWANSON
MEMBER
100 HILL TOP ROAD
ROANOKE
VA
United States
Tel:
540-400-0053
Fax:
540-400-0054
B****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWANSON, BRUCE, DAVID | Individual | – | MEMBER | 01/2024 | 10-25% |
| OLSON, BRADLEY, COLE | Individual | – | MANAGING MEMBER & RESEARCH MANAGER | 07/2021 | > 75% |
| Swanson, Julie, Ellen | Individual | – | MEMBER | 07/2021 | 10-25% |
| Tille, Angela, Kay | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |