Hedge Fund Database

GRATUS CAPITAL, LLC

Adviser information for GRATUS CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 50
Investment Advisory/Research 26
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 22
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,860 $2.7B
Non-Discretionary 69 $50.3M
Total 2,929 $2.7B

Clients

Type Number RAUM
Individuals 419 $439.8M
HNW Individuals 646 $2.1B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $160.1M
Pension and profit sharing plans 12 $30.7M
Charitable organizations 15 $46.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)CREDIT AND CASH MANAGEMENT SOLUTIONS; INSURANCE SOLUTIONS
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities CREDIT AND CASH MANAGEMENT SOLUTIONS; INSURANCE SO

Identifiers

SEC RIA File Number 801-80563
SEC ERA File Number 801-80563
SEC CIK Numbers 1652103
SEC CRD Numbers 173627
Legal Entity Identifier None

Principal Office

3535 PIEDMONT ROAD NE
BUILDING 14-500
ATLANTA
GA
United States
Monday - Friday, 9 - 5
Tel: 404-961-6000, Fax: 404-961-6020

Websites

focusfinancialpartners.com twitter.com/focusfinancial www.linkedin.com/company/1552480/ linkedin.com/company/2064318 www.facebook.com/gratuscapital/ www.gratuscapital.com www.youtube.com/channel/ucdhaeic48higtmhoemqu2fq twitter.com/gratuscapital

Chief Compliance Officer

CHRISTOPHER CASDIA
CHIEF COMPLIANCE OFFICER
3535 PIEDMONT ROAD NE
BUILDING 14-500
ATLANTA
GA
United States
Tel: 404-961-6000
Fax: 404-961-6020
(Full email address available in API data)

Regulatory Contact

NEIL CAMPBELL
PRESIDENT
3535 PIEDMONT ROAD NE
BUILDING 14-500
ATLANTA
GA
United States
Tel: 4049616000
Fax: 4049616020
(Full email address available in API data)

Industry Affiliates

FOCUS RISK SOLUTIONS Insurance company or agency
RUTHERFORD CONSULTING GROUP, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
GC FINTECH FUND LP Private Equity Fund $11.0M $0.3M 33
GC OPPORTUNITIES 2 PRIVATE FUND, LP Private Equity Fund $27.7M $0.2M 77
GC OPPORTUNITIES I PRIVATE FUND, LP Private Equity Fund $13.4M $0.2M 51
TRAILHEAD GROWTH, LP Private Equity Fund $20.4M $0.3M 62
TRAILHEAD INCOME QP, LP Private Equity Fund $16.7M $0.3M 35
TRAILHEAD INCOME, LP Private Equity Fund $51.8M $0.3M 99
TRAILHEAD OPTIONS INCOME LP Hedge Fund $19.2M $0.3M 50

Control Persons

Name Type Entity Title Since Ownership
JONES, TODD, STEPHENSON Individual – CHIEF INVESTMENT OFFICER 11/2020 < 5%
FOCUS OPERATING, LLC Domestic Entity – MEMBER (MANAGER) 10/2014 > 75%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
MCLARTY, HENRY, ALEXANDER Individual – MANAGING DIRECTOR 10/2014 < 5%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MANAGING MEMBER 07/2018 > 75%
Campbell, Neil, David Individual – PRESIDENT 02/2020 < 5%
CASDIA, CHRISTOPHER, VINCENT Individual – CHIEF COMPLIANCE OFFICER 12/2022 < 5%
Chastain, Adrian, Evon Individual – CHIEF OPERATING OFFICER 02/2023 < 5%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P PARTNER 08/2023 25-50%
CLAYTON, DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P PARTNER 08/2023 50-75%

No. Employees, Historic

50250201920202021202220232024202528 on 4/15/201928 on 8/6/201928 on 8/6/201928 on 8/7/201928 on 1/8/202027 on 3/28/202027 on 5/20/202027 on 5/20/202027 on 6/17/202027 on 7/17/202027 on 9/11/202027 on 10/21/202027 on 1/22/202133 on 3/25/202133 on 3/25/202133 on 3/26/202133 on 4/1/202133 on 4/8/202133 on 5/4/202133 on 6/7/202133 on 6/7/202133 on 7/30/202133 on 8/25/202133 on 9/30/202133 on 11/2/202133 on 1/6/202233 on 1/12/202233 on 1/25/202240 on 3/18/202240 on 4/11/202240 on 5/5/202240 on 5/11/202240 on 5/24/202240 on 6/29/202240 on 7/26/202240 on 8/3/202240 on 8/10/202240 on 8/16/202240 on 8/17/202240 on 9/19/202240 on 9/26/202240 on 9/26/202240 on 10/28/202240 on 12/13/202240 on 12/20/202250 on 3/30/202350 on 4/24/202350 on 5/17/202350 on 9/1/202350 on 9/29/202350 on 9/29/202350 on 11/27/202350 on 1/22/202450 on 3/15/202450 on 3/29/2024

RAUM, Historic

4B2B020192020202120222023202420251674183983 on 4/15/20191674183983 on 8/6/20191674183983 on 8/6/20191674183983 on 8/7/20191674183983 on 1/8/20201907190117 on 3/28/20201907190117 on 5/20/20201907190117 on 5/20/20201907190117 on 6/17/20201907190117 on 7/17/20201907190117 on 9/11/20201907190117 on 10/21/20201907190117 on 1/22/20212410715036 on 3/25/20212410715036 on 3/25/20212410715036 on 3/26/20212410715036 on 4/1/20212410715036 on 4/8/20212410715036 on 5/4/20212410715036 on 6/7/20212410715036 on 6/7/20212410715036 on 7/30/20212410715036 on 8/25/20212410715036 on 9/30/20212410715036 on 11/2/20212410715036 on 1/6/20222410715036 on 1/12/20222410715036 on 1/25/20223499400712 on 3/18/20223499400712 on 4/11/20223499400712 on 5/5/20223499400712 on 5/11/20223499400712 on 5/24/20223499400712 on 6/29/20223499400712 on 7/26/20223499400712 on 8/3/20223499400712 on 8/10/20223499400712 on 8/16/20223499400712 on 8/17/20223499400712 on 9/19/20223499400712 on 9/26/20223499400712 on 9/26/20223499400712 on 10/28/20223499400712 on 12/13/20223499400712 on 12/20/20222103071076 on 3/30/20232103071076 on 4/24/20232103071076 on 5/17/20232103071076 on 9/1/20232103071076 on 9/29/20232103071076 on 9/29/20232103071076 on 11/27/20232103071076 on 1/22/20242103071076 on 3/15/20242744839144 on 3/29/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025682 on 4/15/2019682 on 8/6/2019682 on 8/6/2019682 on 8/7/2019682 on 1/8/2020709 on 3/28/2020709 on 5/20/2020709 on 5/20/2020709 on 6/17/2020709 on 7/17/2020709 on 9/11/2020709 on 10/21/2020709 on 1/22/2021715 on 3/25/2021715 on 3/25/2021715 on 3/26/2021715 on 4/1/2021715 on 4/8/2021715 on 5/4/2021715 on 6/7/2021715 on 6/7/2021715 on 7/30/2021715 on 8/25/2021715 on 9/30/2021715 on 11/2/2021715 on 1/6/2022715 on 1/12/2022715 on 1/25/2022881 on 3/18/2022881 on 4/11/2022881 on 5/5/2022881 on 5/11/2022881 on 5/24/2022881 on 6/29/2022881 on 7/26/2022881 on 8/3/2022881 on 8/10/2022881 on 8/16/2022881 on 8/17/2022881 on 9/19/2022881 on 9/26/2022881 on 9/26/2022881 on 10/28/2022881 on 12/13/2022881 on 12/20/2022930 on 3/30/2023930 on 4/24/2023930 on 5/17/2023930 on 9/1/2023930 on 9/29/2023930 on 9/29/2023930 on 11/27/2023930 on 1/22/2024930 on 3/15/20241099 on 3/29/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 1M 10K –
ABBOTT LABS COM 449K 4K –
ABBVIE INC COM 2M 14K –
ABRDN ASIA PACIFIC INCOME FU COM 51K 19K –
ABRDN GLOBAL PREMIER PPTYS F COM SH BEN INT 42K 11K –
ACUITY BRANDS INC COM 756K 3K –
ADOBE INC COM 2M 4K –
ADVANCE AUTO PARTS INC COM 1M 16K –
ADVANCED MICRO DEVICES INC COM 19M 119K –
AGNC INVT CORP COM 168K 18K –
AGNICO EAGLE MINES LTD COM 344K 5K –
AIRBNB INC COM CL A 255K 2K –
ALBERTSONS COS INC COMMON STOCK 988K 50K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 248K 3K –
ALPHABET INC CAP STK CL A 34M 189K –
ALPHABET INC CAP STK CL C 9M 52K –
ALTRIA GROUP INC COM 1M 26K –
AMAZON COM INC COM 27M 139K –
AMAZON COM INC COM 3M – –
AMERICAN EXPRESS CO COM 2M 7K –
AMERICAN TOWER CORP NEW COM 17M 88K –
AMGEN INC COM 15M 48K –
ANGEL OAK FUNDS TRUST OAK ULTRASHORT 57M 1M –
ANNALY CAPITAL MANAGEMENT IN COM NEW 296K 16K –
AON PLC SHS CL A 5M 16K –
APPLE INC COM 182M 866K –
APPLE INC COM 12M – –
APPLIED MATLS INC COM 617K 3K –
ARBOR REALTY TRUST INC COM 2M 105K –
ARCADIUM LITHIUM PLC COM SHS 4M 1M –
ARCHER AVIATION INC COM CL A 84K 24K –
ARES COML REAL ESTATE CORP COM 86K 13K –
ARISTA NETWORKS INC COM 593K 2K –
ARM HOLDINGS PLC SPONSORED ADS 10M 60K –
ASCENDIS PHARMA A/S SPONSORED ADR 682K 5K –
ASML HOLDING N V N Y REGISTRY SHS 449K 439 –
ASTERA LABS INC COM 5M 75K –
AT&T INC COM 786K 41K –
ATLANTIC AMERN CORP COM 31K 18K –
AUTOMATIC DATA PROCESSING IN COM 2M 6K –
AVERY DENNISON CORP COM 301K 1K –
AVNET INC COM 315K 6K –
AXOS FINANCIAL INC COM 3M 48K –
BAIDU INC SPON ADR REP A 417K 5K –
BANK AMERICA CORP COM 2M 60K –
BECTON DICKINSON & CO COM 6M 26K –
BENTLEY SYS INC COM CL B 8M 172K –
BERKLEY W R CORP COM 583K 7K –
BERKSHIRE HATHAWAY INC DEL CL A 3M 5 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 37M 92K –
BITWISE BITCOIN ETF TR SHS BEN INT 379K 12K –
BJS WHSL CLUB HLDGS INC COM 16M 179K –
BLACK STONE MINERALS L P COM UNIT 2M 105K –
BLACKBERRY LTD COM 119K 48K –
BLACKROCK ENHANCED EQUITY DI COM 147K 18K –
BLACKROCK INC COM 596K 757 –
BLACKSTONE INC COM 251K 2K –
BOEING CO COM 3M 15K –
BRISTOL-MYERS SQUIBB CO COM 294K 7K –
BROADCOM INC COM 17M 11K –
BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 18M 523K –
C3 AI INC CL A 2M 55K –
CABOT CORP COM 262K 3K –
CAMECO CORP COM 11M 227K –
CAPITAL ONE FINL CORP COM 204K 1K –
CARDINAL HEALTH INC COM 695K 7K –
CARRIER GLOBAL CORPORATION COM 296K 5K –
CATERPILLAR INC COM 707K 2K –
CBOE GLOBAL MKTS INC COM 9M 50K –
CHARTER COMMUNICATIONS INC N CL A 1M 3K –
CHEVRON CORP NEW COM 2M 13K –
CHIPOTLE MEXICAN GRILL INC COM 539K 9K –
CHUBB LIMITED COM 443K 2K –
CISCO SYS INC COM 2M 45K –
CLEARBRIDGE ENERGY MIDSTRM O COM 363K 9K –
CME GROUP INC COM 17M 87K –
COCA COLA CO COM 31M 484K –
COCA COLA CONS INC COM 5M 4K –
COGNITION THERAPEUTICS INC COM 31K 18K –
COGNIZANT TECHNOLOGY SOLUTIO CL A 416K 6K –
COLGATE PALMOLIVE CO COM 1M 13K –
COMCAST CORP NEW CL A 327K 8K –
CONFLUENT INC CLASS A COM 8M 274K –
CONOCOPHILLIPS COM 202K 2K –
CORNING INC COM 477K 12K –
COSTCO WHSL CORP NEW COM 28M 33K –
COTERRA ENERGY INC COM 12M 439K –
CROWDSTRIKE HLDGS INC CL A 11M 30K –
CUMMINS INC COM 699K 3K –
CVS HEALTH CORP COM 352K 6K –
DANAHER CORPORATION COM 3M 12K –
DEERE & CO COM 1M 3K –
DEVON ENERGY CORP NEW COM 10M 204K –
DIAMONDBACK ENERGY INC COM 12M 61K –
DIGITAL RLTY TR INC COM 20M 135K –
DISNEY WALT CO COM 863K 9K –
DMC GLOBAL INC COM 721K 50K –
DOW INC COM 221K 4K –
DT MIDSTREAM INC COMMON STOCK 17M 233K –
DTE ENERGY CO COM 15M 139K –
DUKE ENERGY CORP NEW COM NEW 15M 154K –
DUPONT DE NEMOURS INC COM 262K 3K –
EASTGROUP PPTYS INC COM 798K 5K –
EATON CORP PLC SHS 8M 26K –
EATON VANCE ENHANCED EQUITY COM 490K 23K –
EATON VANCE TAX-MANAGED DIVE COM 158K 11K –
EATON VANCE TAX-MANAGED GLOB COM 311K 37K –
EATON VANCE TAX-MANAGED GLOB COM 165K 20K –
EDWARDS LIFESCIENCES CORP COM 1M 11K –
ELI LILLY & CO COM 4M 5K –
EMERSON ELEC CO COM 1M 10K –
ENBRIDGE INC COM 559K 16K –
ENERGY TRANSFER L P COM UT LTD PTN 1M 67K –
ENTERPRISE PRODS PARTNERS L COM 4M 122K –
EOG RES INC COM 14M 108K –
EQUIFAX INC COM 737K 3K –
EXACT SCIENCES CORP COM 211K 5K –
EXXON MOBIL CORP COM 3M 27K –
FAIR ISAAC CORP COM 281K 189 –
FASTENAL CO COM 637K 10K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 22M 493K –
FIFTH THIRD BANCORP COM 397K 11K –
FIRST CMNTY BANKSHARES INC V COM 236K 6K –
FISCALNOTE HOLDINGS INC COM CL A 125K 86K –
FORD MTR CO DEL COM 1M 92K –
FORTIVE CORP COM 445K 6K –
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 93K 23K –
GE AEROSPACE COM NEW 238K 1K –
GENCO SHIPPING & TRADING LTD SHS 17M 797K –
GENERAL DYNAMICS CORP COM 704K 2K –
GENUINE PARTS CO COM 668K 5K –
GILEAD SCIENCES INC COM 243K 4K –
GITLAB INC CLASS A COM 8M 166K –
GLOBAL PMTS INC COM 1M 14K –
GLOBAL X FDS NASDAQ 100 COVER 265K 15K –
GLOBAL X FDS SUPERDIVIDEND 220K 10K –
GLOBAL X FDS US PFD ETF 787K 40K –
GLOBALFOUNDRIES INC ORDINARY SHARES 10M 200K –
GOLDMAN SACHS ETF TR ACES ULTRA SHR 9M 173K –
GOLDMAN SACHS GROUP INC COM 2M 4K –
GRACO INC COM 4M 52K –
HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 13M 335K –
HERSHEY CO COM 815K 4K –
HOME DEPOT INC COM 16M 46K –
HOWMET AEROSPACE INC COM 476K 6K –
HP INC COM 1M 40K –
HUBSPOT INC COM 257K 436 –
HUMANA INC COM 2M 6K –
IDEXX LABS INC COM 2M 5K –
ILLINOIS TOOL WKS INC COM 3M 15K –
IMMATICS N.V SHS 2M 205K –
IMMUNIC INC COM 2M 2M –
INTEGRAL AD SCIENCE HLDNG CO COM 1M 120K –
INTEL CORP COM 3M 90K –
INTERCONTINENTAL EXCHANGE IN COM 6M 42K –
INTERNATIONAL BUSINESS MACHS COM 2M 12K –
INTERNATIONAL PAPER CO COM 16M 370K –
INTUIT COM 406K 618 –
INTUITIVE SURGICAL INC COM NEW 316K 710 –
INVESCO EXCH TRADED FD TR II PFD ETF 866K 75K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 575K 9K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 601K 16K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 24M 245K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 204K 1K –
IONQ INC COM 158K 23K –
IQVIA HLDGS INC COM 11M 54K –
IROBOT CORP COM 547K 60K –
ISHARES INC CORE MSCI EMKT 204K 4K –
ISHARES TR BLACKROCK ULTRA 28M 551K –
ISHARES TR CORE DIV GRWTH 24M 420K –
ISHARES TR CORE MSCI EAFE 86M 1M –
ISHARES TR CORE S&P MCP ETF 564K 10K –
ISHARES TR CORE S&P SCP ETF 448K 4K –
ISHARES TR CORE S&P500 ETF 2M 3K –
ISHARES TR EAFE GRWTH ETF 11M 106K –
ISHARES TR MSCI EMG MKT ETF 882K 21K –
ISHARES TR MSCI INDIA ETF 3M 57K –
ISHARES TR MSCI USA MIN VOL 544K 6K –
ISHARES TR RUS 1000 ETF 2M 7K –
ISHARES TR RUS 1000 GRW ETF 8M 21K –
ISHARES TR RUS 1000 VAL ETF 468K 3K –
ISHARES TR RUS MD CP GR ETF 827K 7K –
ISHARES TR RUS MID CAP ETF 414K 5K –
ISHARES TR RUS TP200 GR ETF 511K 2K –
ISHARES TR RUSSELL 2000 ETF 2M 9K –
ISHARES TR SELECT DIVID ETF 467K 4K –
ITAU UNIBANCO HLDG S A SPON ADR REP PFD 81K 14K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 16M 349K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 329K 6K –
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 706K 14K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 500K 10K –
JD.COM INC SPON ADS CL A 210K 8K –
JOHNSON & JOHNSON COM 19M 130K –
JOHNSON & JOHNSON COM 1M – –
JOHNSON CTLS INTL PLC SHS 734K 11K –
JPMORGAN CHASE & CO. COM 35M 173K –
KIMBERLY-CLARK CORP COM 548K 4K –
KINDER MORGAN INC DEL COM 17M 838K –
KIRBY CORP COM 334K 3K –
KLA CORP COM NEW 19M 23K –
LADDER CAP CORP CL A 135K 12K –
LAM RESEARCH CORP COM 22M 21K –
LAMB WESTON HLDGS INC COM 849K 10K –
LIBERTY ENERGY INC COM CL A 526K 25K –
LINCOLN ELEC HLDGS INC COM 2M 9K –
LIQUIDIA CORPORATION COM NEW 540K 45K –
LOCKHEED MARTIN CORP COM 20M 42K –
LOWES COS INC COM 4M 20K –
LUCID GROUP INC COM 89K 34K –
LUMEN TECHNOLOGIES INC COM 25K 23K –
MANNKIND CORP COM NEW 420K 80K –
MANULIFE FINL CORP COM 235K 9K –
MARATHON PETE CORP COM 820K 5K –
MARSH & MCLENNAN COS INC COM 446K 2K –
MARTIN MARIETTA MATLS INC COM 596K 1K –
MARVELL TECHNOLOGY INC COM 12M 174K –
MASTERCARD INCORPORATED CL A 2M 4K –
MCDONALDS CORP COM 19M 73K –
MCKESSON CORP COM 458K 785 –
MEDICAL PPTYS TRUST INC COM 313K 73K –
MEDTRONIC PLC SHS 591K 8K –
MERCADOLIBRE INC COM 600K 365 –
MERCK & CO INC COM 20M 162K –
META PLATFORMS INC CL A 22M 44K –
MICRON TECHNOLOGY INC COM 225K 2K –
MICROSOFT CORP COM 52M 116K –
MONDELEZ INTL INC CL A 367K 6K –
MONGODB INC CL A 5M 19K –
MORGAN STANLEY COM NEW 593K 6K –
NETFLIX INC COM 28M 42K –
NEXTERA ENERGY INC COM 846K 12K –
NEXTNAV INC COMMON STOCK 811K 100K –
NIKE INC CL B 708K 9K –
NORFOLK SOUTHN CORP COM 1M 6K –
NORTHEAST BK LEWISTON ME COM 2M 37K –
NORTHERN TR CORP COM 450K 5K –
NORTHROP GRUMMAN CORP COM 4M 10K –
NOVARTIS AG SPONSORED ADR 208K 2K –
NOVO-NORDISK A S ADR 6M 44K –
NUTANIX INC CL A 8M 142K –
NUVEEN AMT FREE MUN CR INC F COM 294K 24K –
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 263K 21K –
NVIDIA CORPORATION COM 198M 2M –
NVR INC COM 3M 344 –
NXP SEMICONDUCTORS N V COM 283K 1K –
OKLO INC COM CL A 6M 740K –
OKTA INC CL A 9M 91K –
OMEGA HEALTHCARE INVS INC COM 206K 6K –
ORACLE CORP COM 4M 25K –
OREILLY AUTOMOTIVE INC COM 5M 5K –
OTIS WORLDWIDE CORP COM 251K 3K –
OXFORD LANE CAP CORP COM 65K 12K –
PALO ALTO NETWORKS INC COM 297K 875 –
PARAMOUNT GLOBAL CLASS B COM 211K 20K –
PARKER-HANNIFIN CORP COM 490K 969 –
PAYPAL HLDGS INC COM 507K 9K –
PDD HOLDINGS INC SPONSORED ADS 201K 2K –
PENNANTPARK FLOATING RATE CA COM 115K 10K –
PEPSICO INC COM 4M 22K –
PFIZER INC COM 10M 370K –
PGIM ETF TR PGIM ULTRA SH BD 419K 8K –
PHILIP MORRIS INTL INC COM 3M 25K –
PHILLIPS 66 COM 26M 181K –
PIMCO DYNAMIC INCOME FD SHS 239K 13K –
PIMCO ETF TR ENHAN SHRT MA AC 1M 10K –
PIMCO ETF TR INTER MUN BD ACT 14M 263K –
PNC FINL SVCS GROUP INC COM 531K 3K –
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 304K 6K –
PPG INDS INC COM 1M 9K –
PROCTER AND GAMBLE CO COM 7M 44K –
PROSHARES TR S&P 500 DV ARIST 323K 3K –
PROTAGONIST THERAPEUTICS INC COM 14M 418K –
QUALCOMM INC COM 1M 7K –
REALTY INCOME CORP COM 746K 14K –
REGAL REXNORD CORPORATION COM 317K 2K –
REPUBLIC SVCS INC COM 20M 102K –
RIO TINTO PLC SPONSORED ADR 207K 3K –
ROPER TECHNOLOGIES INC COM 1M 2K –
RPC INC COM 170K 27K –
RPM INTL INC COM 2M 22K –
RTX CORPORATION COM 23M 233K –
SALESFORCE INC COM 512K 2K –
SCHWAB STRATEGIC TR 5 10YR CORP BD 971K 22K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 11M 307K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 22M 322K –
SCHWAB STRATEGIC TR US BRD MKT ETF 456K 7K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 38K –
SCHWAB STRATEGIC TR US LCAP GR ETF 926K 9K –
SCHWAB STRATEGIC TR US LRG CAP ETF 267K 4K –
SCHWAB STRATEGIC TR US SML CAP ETF 309K 7K –
SCHWAB STRATEGIC TR US TIPS ETF 399K 8K –
SCORPIO TANKERS INC SHS 813K 10K –
SEI INVTS CO COM 290K 4K –
SELECT SECTOR SPDR TR ENERGY 493K 5K –
SELECT SECTOR SPDR TR FINANCIAL 1M 27K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 459K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 445K 2K –
SERVICENOW INC COM 470K 598 –
SERVISFIRST BANCSHARES INC COM 7M 111K –
SHELL PLC SPON ADS 375K 5K –
SHOPIFY INC CL A 11M 167K –
SMUCKER J M CO COM NEW 236K 2K –
SNOWFLAKE INC CL A 9M 68K –
SOUNDHOUND AI INC CLASS A COM 178K 45K –
SOUTHERN CO COM 758K 10K –
SOUTHERN COPPER CORP COM 218K 2K –
SPDR DOW JONES INDL AVERAGE UT SER 1 3M 8K –
SPDR GOLD TR GOLD SHS 632K 3K –
SPDR S&P 500 ETF TR TR UNIT 37M 67K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 497K 929 –
SPDR SER TR S&P DIVID ETF 370K 3K –
STAR BULK CARRIERS CORP. SHS PAR 18M 720K –
STARBUCKS CORP COM 547K 7K –
STRYKER CORPORATION COM 3M 8K –
SYNCHRONY FINANCIAL COM 851K 18K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 314K 2K –
TARGET CORP COM 965K 7K –
TE CONNECTIVITY LTD SHS 3M 21K –
TELLURIAN INC NEW COM 17K 25K –
TENABLE HLDGS INC COM 5M 113K –
TERADYNE INC COM 4M 24K –
TESLA INC COM 32M 164K –
TESLA INC COM 198K – –
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 12M 760K –
TEXAS INSTRS INC COM 2M 9K –
THE TRADE DESK INC COM CL A 960K 10K –
THERMO FISHER SCIENTIFIC INC COM 232K 420 –
TITAN MACHY INC COM 954K 60K –
TJX COS INC NEW COM 321K 3K –
TRAVELERS COMPANIES INC COM 238K 1K –
TRUIST FINL CORP COM 2M 43K –
TSAKOS ENERGY NAVIGATION LTD SHS 615K 21K –
TYLER TECHNOLOGIES INC COM 503K 1K –
UBER TECHNOLOGIES INC COM 13M 178K –
UNITED PARCEL SERVICE INC CL B 6M 46K –
UNITED STATES STL CORP NEW COM 1M 29K –
UNITEDHEALTH GROUP INC COM 4M 7K –
UNITEDHEALTH GROUP INC COM 1M – –
US BANCORP DEL COM NEW 427K 11K –
UTZ BRANDS INC COM CL A 10M 583K –
VALERO ENERGY CORP COM 840K 5K –
VALUED ADVISERS TR KOVITZ CORE EQT 2M 102K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 1M 4K –
VANGUARD INDEX FDS GROWTH ETF 134M 357K –
VANGUARD INDEX FDS LARGE CAP ETF 499K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K –
VANGUARD INDEX FDS SML CP GRW ETF 762K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 11K –
VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 47M 195K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 7K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 9K –
VANGUARD WORLD FD INF TECH ETF 53M 93K –
VANGUARD WORLD FD MEGA CAP INDEX 257K 1K –
VANGUARD WORLD FD MEGA CAP VAL ETF 539K 5K –
VERALTO CORP COM SHS 387K 4K –
VERISK ANALYTICS INC COM 1M 4K –
VERIZON COMMUNICATIONS INC COM 12M 302K –
VERMILION ENERGY INC COM 991K 90K –
VERU INC COM 19K 22K –
VIRTU FINL INC CL A 20M 877K –
VIRTUS ARTIFICIAL INTELLIGEN COM 250K 12K –
VISA INC COM CL A 7M 26K –
VITAL ENERGY INC COM 1M 25K –
WALMART INC COM 32M 468K –
WARRIOR MET COAL INC COM 628K 10K –
WELLS FARGO CO NEW COM 492K 8K –
WESTERN DIGITAL CORP. COM 758K 10K –
WEYERHAEUSER CO MTN BE COM NEW 233K 8K –
WHITE MTNS INS GROUP LTD COM 1M 608 –
WILLIAMS COS INC COM 26M 622K –
WISDOMTREE TR JAPN HEDGE EQT 226K 2K –
WP CAREY INC COM 325K 6K –
YORK WTR CO COM 553K 15K –
ZEBRA TECHNOLOGIES CORPORATI CL A 4M 12K –
ZOOM VIDEO COMMUNICATIONS IN CL A 7M 117K –
ZSCALER INC COM 10M 51K –