PNC STEEL CITY ADVISORS, LLC
Adviser information for PNC STEEL CITY ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $30.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $30.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $30.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-80567 |
|---|---|
| SEC ERA File Number | 801-80567 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172658 |
| Legal Entity Identifier | None |
Principal Office
1 NORTH FRANKLIN STREETSUITE 2500
CHICAGO
IL
United States
Monday - Friday, 9AM - 5PM
Tel: 312-454-2929, Fax: 312-454-2939
Chief Compliance Officer
THOMAS R RUS
ONE EAST PRATT STREET
3RD FLOOR
BALTIMORE
MD
United States
Tel:
410-237-5232
T*********@******M
(Full email address available in API data)
Regulatory Contact
BLAIR MIICKE
CHIEF COUNSEL, CORPORATE AND SECURITIES
TWO TOWER CENTER BLVD
EAST BRUNSWICK
NJ
United States
Tel:
908-429-2215
B***********@******M
(Full email address available in API data)
Industry Affiliates
| CERBERUS PSL GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CERBERUS PSL MANAGER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PNC BANCORP, INC | Banking or thrift institution |
| PNC BANK, NATIONAL ASSOCIATION | Commodity pool operator or commodity trading advisorBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles |
| PNC CAPITAL ADVISORS LLC | Other investment adviser, including financial planners |
| PNC CAPITAL FINANCE LLC | Banking or thrift institution |
| PNC CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PNC FINANCIAL SERVICES GROUP, INC | Banking or thrift institution |
| PNC INSURANCE SERVICE, LLC | Banking or thrift institution |
| PNC INVESTMENT COMPANY LLC | Banking or thrift institution |
| PNC INVESTMENTS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| PNC REAL ESTATE | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | Domestic Entity | – | SOLE MEMBER | 07/2014 | > 75% |
| MACCONNELL, BRIAN, SHAWN | Individual | – | PRESIDENT AND MANAGER | 07/2014 | < 5% |
| PNC BANCORP, INC. | Domestic Entity | PNC BANK, NATIONAL ASSOCIATION | SHAREHOLDER | 05/1990 | > 75% |
| THE PNC FINANCIAL SERVICES GROUP, INC. | Domestic Entity | PNC BANCORP, INC. | SHAREHOLDER | 05/1990 | > 75% |
| RUS, THOMAS, REINHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2018 | < 5% |
| MARDAGA, PETER, JOSEPH | Individual | – | MANAGER | 06/2022 | < 5% |
| NEWMAN, DEAN, WILLIAM | Individual | – | BOARD OF MANAGERS | 07/2022 | < 5% |
| DARBY-JONES, DEEDRA, DENISE | Individual | – | BOARD OF MANAGERS | 07/2022 | < 5% |