YOFFE INVESTMENT MANAGEMENT, LLC
Adviser information for YOFFE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 44 | $134.7M |
| Non-Discretionary | 0 | $0 |
| Total | 44 | $134.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $1.4M |
| HNW Individuals | 10 | $133.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $60,950 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-80569 |
|---|---|
| SEC ERA File Number | 801-80569 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173454 |
| Legal Entity Identifier | None |
Principal Office
2 LEMOYNE DRIVESUITE 100
LEMOYNE
PA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 717-343-1120, Fax: 717-303-5226
Chief Compliance Officer
JEFFREY N YOFFE
2 LEMOYNE DRIVE
SUITE 100
LEMOYNE
PA
United States
Tel:
717-343-1120
Fax:
717-303-5226
J*****@******************M
(Full email address available in API data)
Industry Affiliates
| YOFFE & YOFFE, P.C. | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YOFFE, JEFFREY, N | Individual | – | SOLE MEMBER/CHIEF COMPLIANCE OFFICER | 09/2014 | > 75% |