COTTAGE STREET ADVISORS
COTTAGE STREET ADVISORS, LLC Legal Name
Adviser information for COTTAGE STREET ADVISORS last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 127 | $237.9M |
| Non-Discretionary | 0 | $0 |
| Total | 127 | $237.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 63 | $14.9M |
| HNW Individuals | 56 | $214.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 8 | $9.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshopsFAMILY OFFICE SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
9 COTTAGE STREETMARION
MA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: (508) 748-0709, Fax: (508) 748-0710
Chief Compliance Officer
JASON B. HAVILAND
SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER
9 COTTAGE STREET
MARION
MA
United States
Tel:
(508) 748-0709
Fax:
(508) 748-0710
J****@************************M
(Full email address available in API data)
Regulatory Contact
MICHAEL K. DAVIS
MANAGING PARTNER
9 COTTAGE STREET
MARION
MA
United States
Tel:
(508) 748-0709
Fax:
(508) 748-0710
M*******@**********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIS, MICHAEL, KIM | Individual | – | MANAGING PARTNER | 10/2014 | > 75% |
| HAVILAND, JASON, BRADFORD | Individual | – | SENIOR PARTNER AND CHIEF COMPLIANCE OFFICER | 10/2017 | 10-25% |