Hedge Fund Database

FAIRHAVEN WEALTH MANAGEMENT, LLC

Adviser information for FAIRHAVEN WEALTH MANAGEMENT, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 10
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,596 $699.8M
Non-Discretionary 0 $0
Total 1,596 $699.8M

Clients

Type Number RAUM
Individuals 310 $86.0M
HNW Individuals 241 $596.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $13.1M
Charitable organizations <5 $4.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $330,458
Other 0 $0
Type Number
No. of Non-RAUM Clients 48
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters
Compensation % of AUMFixed feesCommissions
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-80596
SEC ERA File Number 801-80596
SEC CIK Numbers 1767056
SEC CRD Numbers 173771
Legal Entity Identifier None

Principal Office

104 E. ROOSEVELT ROAD
SUITE 100
WHEATON
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 630-333-9207, Fax: 630-477-0775

Websites

www.linkedin.com/company/fairhaven-wealth www.thebullbearclub.com twitter.com/fairhavenwealth www.mdcupofcoffee.com www.fairhavenwealth.com www.linkedin.com/in/trent-warren-64022049 www.linkedin.com/in/marc-horner-8681b64 www.smartsolutionsirp.com www.facebook.com/pages/fairhaven-wealth.../1671490903103789

Chief Compliance Officer

GERY SADZEWICZ
CCO
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel: 815-782-1250
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SADZEWICZ, GERY, JOSEPH Individual – CCO 10/2014 < 5%
HORNER, MARC, D Individual – MANAGING MEMBER 01/2015 > 75%

No. Employees, Historic

2010020192020202120222023202420258 on 4/30/20198 on 5/3/20198 on 6/18/201918 on 3/20/202018 on 6/12/202018 on 6/29/202018 on 12/24/202018 on 3/22/202118 on 7/13/202118 on 11/22/202118 on 3/23/202218 on 10/24/202218 on 11/2/202218 on 11/4/202218 on 3/2/202318 on 4/17/202318 on 8/16/202318 on 8/16/202319 on 3/15/202419 on 3/15/2024

RAUM, Historic

800M400M02019202020212022202320242025315102472 on 4/30/2019315102472 on 5/3/2019315102472 on 6/18/2019445676105 on 3/20/2020445676105 on 6/12/2020445676105 on 6/29/2020445676105 on 12/24/2020724641640 on 3/22/2021724641640 on 7/13/2021724641640 on 11/22/2021718973193 on 3/23/2022718973193 on 10/24/2022718973193 on 11/2/2022718973193 on 11/4/2022606682363 on 3/2/2023606682363 on 4/17/2023606682363 on 8/16/2023606682363 on 8/16/2023699758693 on 3/15/2024699758693 on 3/15/2024

No. Clients, Historic

60030002019202020212022202320242025424 on 4/30/2019424 on 5/3/2019424 on 6/18/2019487 on 3/20/2020487 on 6/12/2020487 on 6/29/2020487 on 12/24/2020473 on 3/22/2021473 on 7/13/2021473 on 11/22/2021457 on 3/23/2022457 on 10/24/2022457 on 11/2/2022457 on 11/4/2022496 on 3/2/2023496 on 4/17/2023496 on 8/16/2023496 on 8/16/2023557 on 3/15/2024557 on 3/15/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 2M 15K –
ACCENTURE PLC IRELAND SHS CLASS A 224K 737 –
AFLAC INC COM 383K 4K –
ALPHABET INC CAP STK CL A 5M 30K –
ALPHABET INC CAP STK CL C 1M 7K –
ALPHATEC HLDGS INC COM NEW 280K 27K –
AMAZON COM INC COM 5M 28K –
APPLE INC COM 17M 79K –
AUTOZONE INC COM 412K 139 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K –
BLACKROCK LONG-TERM MUN ADVA COM 191K 19K –
BLACKROCK MUN INCOME TR SH BEN INT 140K 14K –
BLACKROCK MUNIYIELD QUALITY COM 149K 13K –
BLACKSTONE INC COM 447K 4K –
BOOKING HOLDINGS INC COM 436K 110 –
BROADCOM INC COM 1M 667 –
CATERPILLAR INC COM 2M 6K –
CISCO SYS INC COM 352K 7K –
COLGATE PALMOLIVE CO COM 206K 2K –
COMCAST CORP NEW CL A 208K 5K –
COSTCO WHSL CORP NEW COM 684K 805 –
CSW INDUSTRIALS INC COM 584K 2K –
CSX CORP COM 240K 7K –
DEERE & CO COM 290K 776 –
DISNEY WALT CO COM 233K 2K –
DUKE ENERGY CORP NEW COM NEW 3M 29K –
ELEVANCE HEALTH INC COM 239K 441 –
ELI LILLY & CO COM 445K 492 –
EXXON MOBIL CORP COM 3M 23K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 306K 6K –
GARTNER INC COM 872K 2K –
GENERAL DYNAMICS CORP COM 1M 4K –
GRITSTONE BIO INC COM 7K 12K –
HOME DEPOT INC COM 1M 3K –
HONEYWELL INTL INC COM 3M 13K –
INVESCO MUNI INCOME OPP TRST COM 117K 18K –
INVESCO QQQ TR UNIT SER 1 517K 1K –
IQVIA HLDGS INC COM 3M 14K –
ISHARES INC CORE MSCI EMKT 12M 229K –
ISHARES TR CORE MSCI EAFE 29M 401K –
ISHARES TR CORE S&P500 ETF 56M 103K –
ISHARES TR CORE S&P MCP ETF 23M 391K –
ISHARES TR CORE S&P SCP ETF 14M 133K –
ISHARES TR EAFE SML CP ETF 8M 126K –
ISHARES TR IBONDS DEC24 ETF 859K 34K –
ISHARES TR IBONDS DEC25 ETF 781K 31K –
ISHARES TR IBONDS 24 TRM HG 367K 16K –
ISHARES TR IBONDS 25 TRM HG 269K 12K –
ISHARES TR MSCI EAFE ETF 534K 7K –
ISHARES TR MSCI USA QLT FCT 391K 2K –
ISHARES TR RUS 1000 GRW ETF 3M 9K –
ISHARES TR RUS 1000 VAL ETF 1M 6K –
ISHARES TR NATIONAL MUN ETF 1M 10K –
ISHARES TR RUS 1000 ETF 2M 5K –
ISHARES TR IBONDS 24 TRM TS 683K 28K –
ISHARES TR IBONDS 25 TRM TS 682K 29K –
ISHARES TR U.S. REAL ES ETF 327K 4K –
ISHARES TR RUS MID CAP ETF 240K 3K –
JOHNSON & JOHNSON COM 1M 8K –
JPMORGAN CHASE & CO. COM 6M 29K –
LOCKHEED MARTIN CORP COM 306K 655 –
LOWES COS INC COM 4M 20K –
LYONDELLBASELL INDUSTRIES N SHS - A - 2M 22K –
MASTERCARD INCORPORATED CL A 4M 9K –
MATTEL INC COM 308K 19K –
MCDONALDS CORP COM 1M 4K –
MERCK & CO INC COM 4M 30K –
META PLATFORMS INC CL A 264K 524 –
MICROSOFT CORP COM 9M 20K –
NEXTERA ENERGY INC COM 311K 4K –
NOVARTIS AG SPONSORED ADR 202K 2K –
NUVEEN DYNAMIC MUN OPPORTUNI COM SHS 337K 31K –
NUVEEN MUN CR OPPORTUNITIES COM 118K 11K –
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 265K 21K –
NVIDIA CORPORATION COM 2M 17K –
OLD SECOND BANCORP INC ILL COM 1M 95K –
OMNICOM GROUP INC COM 340K 4K –
ONEOK INC NEW COM 399K 5K –
ORACLE CORP COM 6M 44K –
OUSTER INC COM NEW 131K 13K –
PEPSICO INC COM 4M 22K –
PFIZER INC COM 263K 9K –
PIMCO ETF TR INTER MUN BD ACT 469K 9K –
PROCTER AND GAMBLE CO COM 306K 2K –
PUBLIC STORAGE OPER CO COM 3M 9K –
QUALCOMM INC COM 363K 2K –
REVANCE THERAPEUTICS INC COM 38K 15K –
RIVERNORTH FLEXIBLE MUN INCO COM 295K 18K –
RIVERNORTH FLEXIBLE MUNI INC COM 275K 19K –
RIVERNORTH MANAGED DUR MUN I COM 275K 17K –
RIVERNORTH MANAGED DUR MUN I COM 301K 20K –
RIVERNORTH OPPORTUNISTIC MUN COM 287K 18K –
RTX CORPORATION COM 3M 26K –
SELECT SECTOR SPDR TR TECHNOLOGY 266K 1K –
SPDR GOLD TR GOLD SHS 392K 2K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 512K 15K –
SPDR S&P 500 ETF TR TR UNIT 3M 6K –
SPDR SER TR NUVEEN BLOOMBERG 204K 8K –
TESLA INC COM 441K 2K –
THE CIGNA GROUP COM 202K 610 –
TOPGOLF CALLAWAY BRANDS CORP COM 182K 12K –
TRAVELERS COMPANIES INC COM 294K 1K –
UNION PAC CORP COM 584K 3K –
UNITEDHEALTH GROUP INC COM 5M 10K –
VANECK ETF TRUST MRNGSTR WDE MOAT 275K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 2K –
VANGUARD INDEX FDS SMALL CP ETF 201K 921 –
VANGUARD INDEX FDS LARGE CAP ETF 540K 2K –
VANGUARD INDEX FDS REAL ESTATE ETF 726K 9K –
VANGUARD INDEX FDS TOTAL STK MKT 7M 25K –
VANGUARD INDEX FDS GROWTH ETF 724K 2K –
VANGUARD INDEX FDS VALUE ETF 536K 3K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 2M 40K –
VANGUARD MUN BD FDS TAX EXEMPT BD 905K 18K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 10K –
VERIZON COMMUNICATIONS INC COM 301K 7K –
VISA INC COM CL A 5M 21K –
WALMART INC COM 633K 9K –
WASTE MGMT INC DEL COM 219K 1K –
WINTRUST FINL CORP COM 235K 2K –