OTTER CREEK ADVISORS, LLC
Adviser information for OTTER CREEK ADVISORS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $207.7M |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $207.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $3.1M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $204.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
11300 US HIGHWAY 1SUITE 500
PALM BEACH GARDENS
FL
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 561-832-4110, Fax: 561-655-6902
Chief Compliance Officer
ALBERT MOORE
3 CANAL PLAZA
3RD FLOOR
PORTLAND
ME
United States
Tel:
18662516920
A***********@************M
(Full email address available in API data)
Regulatory Contact
JUSTIN BEALS
CHIEF OPERATING OFFICER
11300 US HIGHWAY 1
SUITE 500
PALM BEACH GARDENS
FL
United States
Tel:
5613406908
J*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALLING, TYLER, CHARLES | Individual | – | MEMBER, MANAGER | 10/2014 | 25-50% |
| WILLIAMS, GORDON, TOWNSON | Individual | – | MEMBER, MANAGER | 10/2014 | 10-25% |
| BEALS, JUSTIN, ARTHUR | Individual | – | MEMBER, CHIEF OPERATING OFFICER | 08/2015 | 10-25% |
| REED, CORY, JOSEPH | Individual | – | MEMBER | 06/2021 | 10-25% |
| MOORE, ALBERT, ASHOK | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL A | 8M | 44K | – |
| AMAZON COM INC | COM | 5M | 26K | – |
| ASPEN TECHNOLOGY INC | COM | 3M | 16K | – |
| AVANTOR INC | COM | 3M | 122K | – |
| BERKLEY W R CORP | COM | 4M | 55K | – |
| BROADCOM INC | COM | 7M | 4K | – |
| BROWN & BROWN INC | COM | 3M | 38K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 2M | 25K | – |
| CLEAN HARBORS INC | COM | 3M | 15K | – |
| COHERENT CORP | COM | 5M | 70K | – |
| CORNING INC | COM | 5M | 129K | – |
| DIGITALBRIDGE GROUP INC | CL A NEW | 711K | 52K | – |
| DYNATRACE INC | COM NEW | 2M | 36K | – |
| EATON CORP PLC | SHS | 4M | 14K | – |
| FISERV INC | COM | 5M | 31K | – |
| FLEX LTD | ORD | 3M | 85K | – |
| GALLAGHER ARTHUR J & CO | COM | 5M | 19K | – |
| GE AEROSPACE | COM NEW | 5M | 30K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 2M | 19K | – |
| HMN FINL INC | COM | 515K | 22K | – |
| HUBBELL INC | COM | 4M | 11K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 2M | 11K | – |
| IQVIA HLDGS INC | COM | 2M | 8K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 3M | 14K | – |
| META PLATFORMS INC | CL A | 5M | 10K | – |
| MICROSOFT CORP | COM | 6M | 14K | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 3M | 106K | – |
| NEXTRACKER INC | CLASS A COM | 4M | 88K | – |
| PARSONS CORP DEL | COM | 8M | 99K | – |
| PTC INC | COM | 3M | 14K | – |
| QUANTA SVCS INC | COM | 5M | 19K | – |
| S&P GLOBAL INC | COM | 2M | 3K | – |
| TETRA TECH INC NEW | COM | 4M | 20K | – |
| THE BALDWIN INSURANCE GRP IN | COM CL A | 7M | 187K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
| TJX COS INC NEW | COM | 5M | 45K | – |
| VERALTO CORP | COM SHS | 2M | 23K | – |
| VERTIV HOLDINGS CO | COM CL A | 11M | 122K | – |
| VISA INC | COM CL A | 5M | 18K | – |