A.G. CAMPBELL ADVISORY, LLC
Adviser information for A.G. CAMPBELL ADVISORY, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 57 | $83.7M |
| Non-Discretionary | 11 | $327.6M |
| Total | 68 | $411.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 36 | $11.1M |
| HNW Individuals | 27 | $389.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 68 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-80616 |
|---|---|
| SEC ERA File Number | 801-80616 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162150 |
| Legal Entity Identifier | None |
Principal Office
1340 SMITH AVENUESUITE 200
BALTIMORE
MD
United States
Monday - Friday, 9AM-5PM
Tel: 410-779-1239, Fax: 800-388-2813
Chief Compliance Officer
MARK D SCOTT
MANAGING PRINCIPAL
1340 SMITH AVENUE
SUITE 200
BALTIMORE
MD
United States
Tel:
410-779-1239
Fax:
800-388-2813
M***@**************M
(Full email address available in API data)
Regulatory Contact
ELIZABETH B. BRENNEN
PRINCIPAL
1340 SMITH AVENUE
SUITE 200
BALTIMORE
MD
United States
Tel:
410-504-3088
Fax:
800-388-2813
B****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAMPBELL, ALEXANDER, GOULD | Individual | – | FOUNDING PRINCIPAL | 02/2012 | 50-75% |
| SCOTT, MARK, DAVID | Individual | – | MANAGING PRINCIPAL - CCO | 03/2013 | 25-50% |
| Brennen, Elizabeth | Individual | – | PRINCIPAL | 01/2022 | 10-25% |