ABRDN ETFS ADVISORS LLC
Adviser information for ABRDN ETFS ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 212 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 62 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.0B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $1.0B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1900 MARKET STREETSUITE 200
PHILADELPHIA
PA
United States
Monday - Friday, 9AM - 5PM
Tel: 215-405-5700, Fax: None
Chief Compliance Officer
KATIE GEBAUER
1900 MARKET STREET
SUITE 200
PHILADELPHIA
PA
United States
Tel:
215-405-2021
K************@********M
(Full email address available in API data)
Regulatory Contact
ELIZABETH FREY
DEPUTY CRO- AMERICAS
1900 MARKET ST
STE 200
PHILADELPHIA
PA
United States
Tel:
215-405-2002
E*************@********M
(Full email address available in API data)
Industry Affiliates
| ABERDEEN CAPITAL MANAGERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ABERDEEN CLAIMS ADMINISTRATION INC | Trust company |
| ABERDEEN ENERGY & RESOURCES COMPANY IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ABERDEEN ENERGY & RESOURCES COMPANY V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ABERDEEN FUND DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ABRDN ALTERNATIVE FUNDS LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ABRDN ASIA LIMITED | Other investment adviser, including financial planners |
| ABRDN BRASIL INVESTIMENTOS LTDA | Other investment adviser, including financial planners |
| ABRDN CANADA LIMITED | Other investment adviser, including financial planners |
| ABRDN CAPITAL PARTNERS LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABRDN ETFS SPONSOR LLC | Sponsor, GP, manager of pooled investment vehicles |
| ABRDN INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ABRDN INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ABRDN INVESTMENTS IRELAND LIMITED | Other investment adviser, including financial planners |
| ABRDN INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| ABRDN INVESTMENTS LUXEMBOURG SA | Other investment adviser, including financial planners |
| FLAG ASIA COMPANY III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FLAG ENERGY & RESOURCES COMPANY II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FLAG ENERGY & RESOURCES COMPANY III, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REZAK, ADAM, MARC | Individual | – | MANAGING DIRECTOR | 08/2014 | < 5% |
| DUNN, STEVEN, BOYD | Individual | – | MANAGING DIRECTOR | 03/2016 | < 5% |
| ABRDN HOLDINGS LIMITED | Foreign Entity | ABRDN INC. | SHAREHOLDER | 04/2018 | > 75% |
| ABRDN INC. | Domestic Entity | – | SHAREHOLDER | 04/2018 | > 75% |
| ABRDN PLC | Foreign Entity | ABRDN HOLDINGS LIMITED | SHAREHOLDER | 04/2018 | > 75% |
| GEBAUER, KATIE, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |