AUTUMN LANE ADVISORS, LLC
Adviser information for AUTUMN LANE ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 326 | $630.7M |
| Non-Discretionary | 169 | $338.2M |
| Total | 495 | $968.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 49 | $586.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $382.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)FAMILY OFFICE BOOKKEEPING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-80627 |
|---|---|
| SEC ERA File Number | 801-80627 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173624 |
| Legal Entity Identifier | None |
Principal Office
7500 SAN FELIPESUITE 1030
HOUSTON
TX
United States
Monday - Friday, BY APPT ONLY
Tel: (713) 636-2075, Fax: None
Websites
Chief Compliance Officer
STEVEN D. OLDHAM
PARTNER
7500 SAN FELIPE
SUITE 1030
HOUSTON
TX
United States
Tel:
(713) 636-2075
S***********@*************M
(Full email address available in API data)
Regulatory Contact
DAVID E. ANDREW
PARTNER
7500 SAN FELIPE
SUITE 1030
HOUSTON
TX
United States
Tel:
713-636-2075
D***********@*************M
(Full email address available in API data)
Industry Affiliates
| ALDO GENPAR, LP | Sponsor, GP, manager of pooled investment vehicles |
| AUTUMN LANE GENPAR, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AL ADEF III, LP | Real Estate Fund | $3.5M | $0.0M | 8 |
| AL ADEF IV, LP | Real Estate Fund | $14.0M | $0.0M | 11 |
| AL CAP91 PARTNERS | Private Equity Fund | $26.5M | $0.0M | 81 |
| AL CAPRIDGE SANVOSS, LP | Real Estate Fund | $2.2M | $0.0M | 10 |
| AL EETF I, LP | Private Equity Fund | $27.9M | $0.0M | 122 |
| AL HILLTOP V, LP | Real Estate Fund | $28.7M | $0.0M | 103 |
| AL ILP II, LP | Real Estate Fund | $21.7M | $0.0M | 24 |
| AL PLUS CAPITAL I, LP | Venture Capital Fund | $17.8M | $0.0M | 16 |
| AL PLUS CAPITAL II, LP | Venture Capital Fund | $1.1M | $0.0M | 29 |
| AL RED DOT IV, LP | Real Estate Fund | $12.2M | $0.0M | 28 |
| AL SPICEWOOD I, LP | Real Estate Fund | $21.1M | $0.0M | 82 |
| AUTUMN LANE ALPHA OPPORTUNITIES, LP | Hedge Fund | $50.2M | $0.3M | 31 |
| AUTUMN LANE DIVERSIFIED STRATEGIES, LP | Hedge Fund | $101.7M | $1.0M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDREW, DAVID, EDWIN | Individual | – | MANAGER | 09/2014 | 50-75% |
| OLDHAM, STEVEN, DUDLEY | Individual | – | MEMBER/CCO | 01/2020 | 25-50% |
| MOONEY, JAMES, STANLEY | Individual | – | CHIEF INVESTMENT OFFICER, PARTNER | 01/2024 | 25-50% |