SPRUCEVIEW CAPITAL PARTNERS LLC
Adviser information for SPRUCEVIEW CAPITAL PARTNERS LLC last updated from Form ADV on January 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 24 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $21.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $1.6B |
| Pension and profit sharing plans | <5 | $160.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $21.9M |
| Other | <5 | $230.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 74 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-80632 |
|---|---|
| SEC ERA File Number | 801-80632 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171963 |
| Legal Entity Identifier | None |
Principal Office
200 FILLMORE STREETSUITE 320
DENVER
CO
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 303-867-1673, Fax: None
Chief Compliance Officer
HANNAH PRESSLER
CHIEF OPERATING OFFICER
200 FILLMORE STREET
SUITE 320
DENVER
CO
United States
Tel:
303-867-1673
H********@*********************M
(Full email address available in API data)
Regulatory Contact
JAVIER MADARIAGA
SENIOR COMPLIANCE ANALYST
200 FILLMORE STREET
SUITE 320
DENVER
CO
United States
Tel:
720-422-9905
J*********@*********************M
(Full email address available in API data)
Industry Affiliates
| SPRUCEVIEW CANADA CERPI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRUCEVIEW CO-INVESTMENT II (GP) LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRUCEVIEW EUROPEAN INCOME AND VALUE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRUCEVIEW MEXICO, S. DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| SPRUCEVIEW ONTARIO CO-INVESTMENT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRUCEVIEW ONTARIO CO-INVESTMENT II (GP) LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRUCEVIEW ONTARIO VENTURE CO-INVESTMENT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRUCEVIEW PRIVATE MARKETS OFFSHORE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRUCEVIEW U.S. GROWTH ACCESS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRUCEVIEW U.S. SELECT GROWTH BUYOUT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRUCEVIEW VENTURE CO-INVESTMENT (GP) LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRUCEVIEW/SILVERTOP GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPRUCEVIEW CERPI FUND 2020 (LONG), LP | Private Equity Fund | $309.3M | $0.0M | 10 |
| SPRUCEVIEW CERPI PE FUND 2019, LP | Private Equity Fund | $697.6M | $0.0M | 7 |
| SPRUCEVIEW CERPI PE FUND B 2019, LP | Private Equity Fund | $55.2M | $0.0M | 6 |
| SPRUCEVIEW INCOME VALUE FUND 2022 LP | Private Equity Fund | $29.7M | $0.1M | 8 |
| SPRUCEVIEW OPPORTUNITY FUND: EUROPEAN INCOME AND VALUE, LP | Private Equity Fund | $37.8M | $1.0M | 54 |
| SPRUCEVIEW OPPORTUNITY FUND: U.S. GROWTH BUYOUT CO-INVESTMENT, LP | Private Equity Fund | $96.9M | $1.0M | 48 |
| SPRUCEVIEW OPPORTUNITY FUND: U.S. GROWTH BUYOUT CO-INVESTMENT, LP - SERIES 2 (SOCAL) | Private Equity Fund | $23.4M | $0.5M | 13 |
| SPRUCEVIEW OPPORTUNITY FUND: U.S. SELECT GROWTH BUYOUT, LP | Private Equity Fund | $99.3M | $0.3M | 20 |
| SPRUCEVIEW PRIVATE MARKETS FUND 2022 LP | Private Equity Fund | $186.3M | $0.1M | 13 |
| SPRUCEVIEW U.S. CO-INVESTMENT FUND II, LP | Private Equity Fund | $29.2M | $1.0M | 13 |
| SPRUCEVIEW U.S. GROWTH ACCESS FUND, LP | Private Equity Fund | $21.1M | $0.3M | 6 |
| SPRUCEVIEW VENTURE CO-INVESTMENT FUND, LP | Venture Capital Fund | $0.0M | $1.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SABO, RICHARD, WALTER | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2013 | < 5% |
| SPRUCEVIEW CAPITAL HOLDINGS LP | Domestic Entity | – | MANAGER, MEMBER | 04/2014 | > 75% |
| JZBC, INC. | Domestic Entity | SPRUCEVIEW CAPITAL HOLDINGS LP | GENERAL PARTNER | 06/2014 | |
| JZ CAPITAL PARTNERS, LIMITED | Foreign Entity | JZBC, INC. | SHAREHOLDER | 02/2012 | 25-50% |
| SABO, RICHARD, WALTER | Individual | – | CO-CHIEF INVESTMENT OFFICER | 06/2016 | < 5% |
| REIDY, JAMES, MICHAEL | Individual | – | CO-CHIEF INVESTMENT OFFICER | 06/2016 | < 5% |
| ZALAZNICK, DAVID, WAYNE | Individual | JZBC, INC. | SHAREHOLDER | 12/2017 | 50-75% |
| Pressler, Hannah, Jean Marie | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |