WEALTHMD CORPORATION
Adviser information for WEALTHMD CORPORATION last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,017 | $190.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,017 | $190.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 967 | $137.9M |
| HNW Individuals | 22 | $52.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsFINANCIAL REVIEWS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-80639 |
|---|---|
| SEC ERA File Number | 801-80639 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140498 |
| Legal Entity Identifier | None |
Principal Office
1706 BARDSTOWN ROADSECOND FLOOR
LOUISVILLE
KY
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 502-413-6893, Fax: 502-410-0468
Chief Compliance Officer
NICOLE T. HAINES
PRESIDENT
1706 BARDSTOWN ROAD
SECOND FLOOR
LOUISVILLE
KY
United States
Tel:
502-413-6893
Fax:
502-410-0468
N*****@***********T
(Full email address available in API data)
Regulatory Contact
PHILIP PARRISH SALLEE
CHIEF INVESTMENT OFFICER & SECRETARY
1706 BARDSTOWN ROAD
SECOND FLOOR
LOUISVILLE
KY
United States
Tel:
502-413-6893
Fax:
502-410-0468
P*****@***********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SALLEE, PHILIP, PARRISH | Individual | – | CHIEF INVESTMENT OFFICER & SECRETARY | 06/2006 | > 75% |
| HAINES, NICOLE, TICE | Individual | – | CHIEF COMPLIANCE OFFICER & PRESIDENT | 06/2013 | < 5% |