MIDWEST FINANCIAL PARTNERS
MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC. Legal Name
Adviser information for MIDWEST FINANCIAL PARTNERS last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,128 | $1.1B |
| Non-Discretionary | 6 | $34.4M |
| Total | 5,134 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 920 | $230.3M |
| HNW Individuals | 258 | $677.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 71 | $167.9M |
| Charitable organizations | 10 | $22.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $3.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-80667 |
|---|---|
| SEC ERA File Number | 801-80667 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173790 |
| Legal Entity Identifier | None |
Principal Office
912 WEST SAINT GERMAIN STREETSUITE #300
ST. CLOUD
MN
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 320-251-3752, Fax: 320-251-2272
Chief Compliance Officer
JOHN GLOMSKI
FINANCIAL ADVISOR
912 WEST ST. GERMAIN STREET
SUITE #300
ST. CLOUD
MN
United States
Tel:
(320) 251-3752
J********@********M
(Full email address available in API data)
Regulatory Contact
THOMAS D. ST. HILAIRE
PRESIDENT
912 WEST ST. GERMAIN STREET
SUITE #300
ST. CLOUD
MN
United States
Tel:
(320) 251-3752
T**@********M
(Full email address available in API data)
Industry Affiliates
| MFP, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ST HILAIRE, THOMAS, DONALD | Individual | – | PRESIDENT | 12/2014 | < 5% |
| THOMAS D. ST. HILAIRE REVOCABLE TRUST | Domestic Entity | – | MANAGING MEMBER | 03/2018 | > 75% |
| ST HILAIRE, THOMAS, DONALD | Individual | THOMAS D. ST. HILAIRE REVOCABLE TRUST | TRUSTEE | 02/2018 | > 75% |
| GLOMSKI, JOHN, DARRELL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |