HEITMAN INTERNATIONAL HK LIMITED
Adviser information for HEITMAN INTERNATIONAL HK LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 136 |
|---|---|
| Investment Advisory/Research | 33 |
| Registered Broker-Dealer Representatives | 14 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsACQ,DISP,FINANCING, DEVLPMT SUPERVSRY,RE ORIGNATN FEES,SERVICING |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesACQ,DISP,FINANCING, DEVLPMT SUPERVSRY,RE ORIGNATN FEES,SERVICING |
Identifiers
| SEC RIA File Number | 801-80677 |
|---|---|
| SEC ERA File Number | 801-80677 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170550 |
| Legal Entity Identifier | None |
Principal Office
10/F LHT TOWER31 QUEEN'S ROAD
CENTRAL HONG KONG
Hong Kong
Monday - Friday, 8:00 AM- 5:00 PM
Tel: 852 3976 6800, Fax: None
Chief Compliance Officer
ANTHONY STAMATO
HEAD OF COMPLIANCE, SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER
110 N. WACKER DRIVE
SUITE 4000
CHICAGO
IL
United States
Tel:
13128494158
A**************@**********M
(Full email address available in API data)
Regulatory Contact
MOLLY NELSON
SVP, DEPUTY GENERAL COUNSEL, HEAD OF COMPLIANCE - PUBLIC SECURITIES & OPERATIONS
110 N. WACKER DRIVE
SUITE 4000
CHICAGO
IL
United States
Tel:
312-855-5700
M***********@**********M
(Full email address available in API data)
Industry Affiliates
| HAPI I, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN AMERICA REAL ESTATE TRUST, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| HEITMAN CORE REAL ESTATE DEBT INCOME TRUST, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN EUROPE VALUE PARTNERS FUND GP | Sponsor, GP, manager of pooled investment vehicles |
| HEITMAN EUROPEAN RESIDENTIAL INVESTMENT GP | Sponsor, GP, manager of pooled investment vehicles |
| HEITMAN GLOBAL REAL ESTATE PARTNERS GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN INTERNATIONAL LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| HEITMAN INTERNATIONAL REAL ESTATE SECURITIES UK LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HEITMAN LIFE STORAGE PARTNERS CO-INVESTMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEITMAN REAL ESTATE DEBT PARTNERS II, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN REAL ESTATE DEBT PARTNERS III, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN REAL ESTATE SECURITIES LLC | Other investment adviser, including financial planners |
| HEITMAN SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HEITMAN UK LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HEITMAN VALUE PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEITMAN VALUE PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEITMAN VALUE PARTNERS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEPP IV MANAGEMENT COMPANY SARL | Sponsor, GP, manager of pooled investment vehicles |
| RED ARROW I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KE I LLC | Domestic Entity | HEITMAN LLC | MEMBER OF HEITMAN LLC | 01/1999 | > 75% |
| TOGNARELLI, MAURY, ROBERT | Individual | – | CEO DIRECTOR | 06/2013 | < 5% |
| CHRISTENSEN, LAWRENCE, JOSEPH | Individual | – | DIRECTOR AND CHIEF FINANCIAL OFFICER | 06/2013 | < 5% |
| SCHWARTZ, HAROLD, ALAN | Individual | – | DIRECTOR | 06/2013 | < 5% |
| HEITMAN LLC | Domestic Entity | – | 100% SHAREHOLDER OF HEITMAN INTERNATIONAL HK LIMITED | 06/2013 | > 75% |