BRIGADE CAPITAL UK LLP
Adviser information for BRIGADE CAPITAL UK LLP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $26.5B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $26.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $26.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | INVESTMENT ADVISORY SERVICES TO AFFILIATED ADVISER, BRIGADE CAPITAL MANAGEMENT, LP |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-80684 |
|---|---|
| SEC ERA File Number | 801-80684 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173947 |
| Legal Entity Identifier | 549300MTZ623Q3OJS284 |
Principal Office
SOUTHWEST HOUSE, 11A REGENT STREET, THIRD FLOORLONDON
United Kingdom
Monday - Friday, 9:00AM - 5:00PM (LONDON TIME)
Tel: +44 (0) 203 770 6700, Fax: None
Websites
Chief Compliance Officer
DANIEL ALTABEF
COUNSEL
399 PARK AVENUE
16TH FLOOR
NEW YORK
NY
United States
Tel:
212-745-9758
Fax:
212-745-9701
D*******@*****************M
(Full email address available in API data)
Regulatory Contact
ALISTAIR CUTHBERT
GENERAL COUNSEL AND COMPLIANCE OFFICER - UK/EUROPE
SOUTHWEST HOUSE, 11A REGENT STREET, THIRD FLOOR
LONDON
United Kingdom
Tel:
+44 (0) 203 770 6709
Fax:
+44 (0) 203 770 6749
A********@*****************M
(Full email address available in API data)
Industry Affiliates
| BRIGADE CAPITAL EUROPE MANAGEMENT LLP | Sponsor, GP, manager of pooled investment vehicles |
| BRIGADE CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BRIGADE CAPITAL MANAGEMENT, LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BRIGADE OPPORTUNITIES FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BRIGADE SPAC SPONSOR II LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DANIELS, AARON, MICHAEL | Individual | – | CHIEF OPERATING OFFICER/GENERAL COUNSEL | 12/2013 | < 5% |
| BRIGADE CAPITAL (UK) COMPANY LTD | Foreign Entity | – | MANAGING MEMBER | 12/2013 | > 75% |
| MORGAN, DONALD, ELLIS | Individual | BRIGADE CAPITAL (UK) COMPANY LTD | SOLE DIRECTOR AND SHAREHOLDER (B ORDINARY) | 12/2013 | > 75% |
| O'SHEA, THOMAS, MICHAEL | Individual | – | HEAD OF EUROPEAN INVESTMENTS | 01/2017 | < 5% |
| ALTABEF, DANIEL, HORTEN | Individual | – | CHIEF COMPLIANCE OFFICER/COUNSEL | 01/2023 | < 5% |