SHELTER GROWTH CAPITAL PARTNERS LLC
Adviser information for SHELTER GROWTH CAPITAL PARTNERS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 35 | $2.8B |
| Non-Discretionary | 0 | $0 |
| Total | 35 | $2.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 34 | $2.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $220.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 51 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-80686 |
|---|---|
| SEC ERA File Number | 801-80686 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170685 |
| Legal Entity Identifier | 549300644OBRFUPV7098 |
Principal Office
750 WASHINGTON BOULEVARDSUITE 1050
STAMFORD
CT
United States
Monday - Friday, 8:00AM-6:00PM
Tel: 203-355-6100, Fax: 203-355-6169
Chief Compliance Officer
JAY STRAUSS
CHIEF COMPLIANCE OFFICER
750 WASHINGTON BOULEVARD
SUITE 1050
STAMFORD
CT
United States
Tel:
(203)355-6113
J*******@*******M
(Full email address available in API data)
Regulatory Contact
KEVIN GASVODA
CHIEF FINANCIAL OFFICER
750 WASHINGTON BOULEVARD
SUITE 1050
STAMFORD
CT
United States
Tel:
(203)355-6101
K*******@*******M
(Full email address available in API data)
Industry Affiliates
| SHELTER GROWTH CRE GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SHELTER GROWTH OPPORTUNITIES FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SHELTER GROWTH RESIDENTIAL MORTGAGE CREDIT FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SHELTER GROWTH MASTER AAA CMBS TACTICAL OPPORTUNITY FUND LP | Private Equity Fund | $53.9M | $1.0M | 11 |
| SHELTER GROWTH MASTER COMMERCIAL REAL ESTATE CREDIT FUND A IV LP | Private Equity Fund | $0.0M | $1.0M | 9 |
| SHELTER GROWTH MASTER COMMERCIAL REAL ESTATE CREDIT FUND B IV LP | Private Equity Fund | $517.6M | $1.0M | 9 |
| SHELTER GROWTH MASTER RESIDENTIAL MORTGAGE CREDIT FUND A LP | Hedge Fund | $925.6M | $1.0M | 23 |
| SHELTER GROWTH MASTER RESIDENTIAL MORTGAGE CREDIT FUND B LP | Hedge Fund | $90.6M | $1.0M | 23 |
| SHELTER GROWTH MASTER TERM FUND A II LP | Private Equity Fund | $0.0M | $1.0M | 0 |
| SHELTER GROWTH MASTER TERM FUND A III LP | Private Equity Fund | $0.0M | $1.0M | 0 |
| SHELTER GROWTH MASTER TERM FUND A LP | Private Equity Fund | $0.0M | $1.0M | 0 |
| SHELTER GROWTH MASTER TERM FUND B II LP | Private Equity Fund | $230.5M | $1.0M | 37 |
| SHELTER GROWTH MASTER TERM FUND B III LP | Private Equity Fund | $670.3M | $1.0M | 40 |
| SHELTER GROWTH MASTER TERM FUND B LP | Private Equity Fund | $109.1M | $1.0M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GASVODA, KEVIN, SCOTT | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, AND DIRECTOR | 11/2014 | < 5% |
| MAHONEY, JUSTIN, TODD | Individual | – | SENIOR PORTFOLIO MANAGER AND DIRECTOR | 11/2014 | < 5% |
| SPARKS, DANIEL, LAWRENCE | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR | 11/2014 | < 5% |
| STRAUSS, JAY, FREDERICK | Individual | – | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 11/2014 | < 5% |
| SGCP HOLDCO LLC | Domestic Entity | – | SOLE SHAREHOLDER | 01/2015 | > 75% |
| GASVODA, KEVIN, SCOTT | Individual | ONE DOCK PARTNERS, LP | LIMITED PARTNER | 01/2015 | 25-50% |
| SPARKS, DANIEL, LAWRENCE | Individual | ONE DOCK PARTNERS, LP | LIMITED PARTNER | 01/2015 | 25-50% |
| ONE DOCK PARTNERS, LP | Domestic Entity | SGCP HOLDCO LLC | MEMBER | 01/2015 | 50-75% |
| CASCIATO, CHRIS, CESARE | Individual | – | DIRECTOR | 01/2015 | < 5% |