AMPLIFY INVESTMENTS LLC
Adviser information for AMPLIFY INVESTMENTS LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 14 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $5.3B |
| Non-Discretionary | 2 | $46.7M |
| Total | 19 | $5.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 17 | $5.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $46.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor40 ACT PRODUCT DEVELOPMENT |
Identifiers
| SEC RIA File Number | 801-80692 |
|---|---|
| SEC ERA File Number | 801-80692 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173781 |
| Legal Entity Identifier | None |
Principal Office
3333 WARRENVILLE ROAD#350
LISLE
IL
United States
Monday - Friday, 9:00 - 5:00
Tel: (630)-487-2530, Fax: None
Chief Compliance Officer
EDWARD KEILEY
CCO
3333 WARRENVILLE ROAD
SUITE 350
LISLE
IL
United States
Tel:
630-487-2530
E******@**************M
(Full email address available in API data)
Regulatory Contact
HOANG PHAN
SENIOR COMPLIANCE MANAGER
3333 WARRENVILLE ROAD
SUITE 350
LISLE
IL
United States
Tel:
(630)-487-2530
H****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAGOON, CHRISTIAN, WILLIAM | Individual | – | MANAGING MEMBER | 11/2014 | < 5% |
| BAILEY, BRADLEY, HOWELL | Individual | – | CFO | 04/2016 | < 5% |
| KEILEY, EDWARD, HAYES | Individual | – | CCO | 09/2015 | < 5% |
| AMPLIFY HOLDING COMPANY LLC | Domestic Entity | – | SOLE OWNER | 11/2014 | > 75% |
| MAGOON, CHRISTIAN, WILLIAM | Individual | AMPLIFY HOLDING COMPANY LLC | CEO | 10/2014 | 25-50% |
| Belden, William | Individual | – | PRESIDENT | 11/2018 | < 5% |
| WILDING, DAVID, FLOYD | Individual | – | COO | 02/2023 | < 5% |