WAKEFIELD WEALTH MANAGEMENT, LLLP
Adviser information for WAKEFIELD WEALTH MANAGEMENT, LLLP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 503 | $291.5M |
| Non-Discretionary | 116 | $77.6M |
| Total | 619 | $369.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 62 | $27.4M |
| HNW Individuals | 75 | $242.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $5.4M |
| Charitable organizations | 1 | $659,406 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $93.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
7887 E. BELLEVIEW AVE, SUITE 800ENGLEWOOD
CO
United States
Monday - Friday, 7:30AM - 4:30PM
Tel: 303-771-0630, Fax: 303-770-0160
Chief Compliance Officer
GREGORY
BRITTAIN
7887 E BELLEVIEW AVE, SUITE 800
ENGLEWOOD
CO
United States
Tel:
303-771-0630
Fax:
303-770-0160
G********@***************M
(Full email address available in API data)
Regulatory Contact
G. TODD GERVASINI
MANAGING PARTNER
7887 E BELLEVIEW AVE, SUITE 800
ENGLEWOOD
CO
United States
Tel:
303-771-0630
Fax:
303-770-0160
T*********@***************M
(Full email address available in API data)
Industry Affiliates
| WAKEFIELD ASSET MANAGEMENT, LLLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WAKEFIELD ASSET MANAGEMENT CORPORATION | Domestic Entity | – | GENERAL PARTNER | 11/2014 | < 5% |
| GERVASINI, GEOFFREY, TODD | Individual | – | LIMITED PARTNER | 11/2014 | > 75% |
| GERVASINI, GEOFFREY, TODD | Individual | WAKEFIELD ASSET MANAGEMENT CORPORATION | SHAREHOLDER | 12/2006 | > 75% |
| BRITTAIN, GREGORY, J | Individual | – | PARTNER, CHIEF COMPLIANCE OFFICER | 03/2021 | 5-10% |