WEALTH CMT
WEALTH CREATION MANAGEMENT & TRANSFER, LLC Legal Name
Adviser information for WEALTH CMT last updated from Form ADV on March 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,280 | $264.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,280 | $264.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 139 | $37.5M |
| HNW Individuals | 86 | $223.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $316,847 |
| Charitable organizations | <5 | $2.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-80698 |
|---|---|
| SEC ERA File Number | 801-80698 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147246 |
| Legal Entity Identifier | None |
Principal Office
200 LAKE DRIVE EASTSUITE 204
CHERRY HILL
NJ
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 856-795-7911, Fax: 856-795-7912
Chief Compliance Officer
ANDREW JOHNSTON
CLIENT PORTFOLIO MANAGER
200 LAKE DRIVE EAST
SUITE 204
CHERRY HILL
NJ
United States
Tel:
856-795-7911
Fax:
856-795-7912
A********@************M
(Full email address available in API data)
Regulatory Contact
ERIC FEDER
MANAGING MEMBER
200 LAKE DRIVE EAST
SUITE 204
CHERRY HILL
NJ
United States
Tel:
856-795-7911
Fax:
856-795-7912
I***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARNETT, ANDREW, JAY | Individual | – | MANAGING MEMBER | 04/2008 | 50-75% |
| FEDER, ERIC, MATTHEW | Individual | – | MANAGING MEMBER | 01/2010 | 50-75% |
| JOHNSTON, ANDREW, JUDE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2021 | < 5% |