Hedge Fund Database

SUCCESSFUL PORTFOLIOS LLC

Adviser information for SUCCESSFUL PORTFOLIOS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 494 $215.2M
Non-Discretionary 35 $24.6M
Total 529 $239.9M

Clients

Type Number RAUM
Individuals 169 $112.7M
HNW Individuals 12 $108.2M
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $11.7M
Pension and profit sharing plans <5 $1.9M
Charitable organizations <5 $5.4M
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesPerformance-based fees

Identifiers

SEC RIA File Number 801-80702
SEC ERA File Number 801-80702
SEC CIK Numbers 1721780
SEC CRD Numbers 152429
Legal Entity Identifier None

Principal Office

611 DRUID ROAD EAST
SUITE 407
CLEARWATER
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 727-744-3614, Fax: 727-483-7455

Websites

www.youtube.com/successfulportfolios www.linkedin.com/company/successful-portfolios-llc/ twitter.com/investwithsp successfulportfolios.com/ www.facebook.com/successfulportfolios/

Chief Compliance Officer

H. PARKER EVANS
PRESIDENT
611 DRUID ROAD EAST
SUITE 407
CLEARWATER
FL
United States
Tel: 727-744-3614
Fax: 727-483-7455
(Full email address available in API data)

Regulatory Contact

JOSEPH C. BAER
CHIEF OPERATING OFFICER
611 DRUID ROAD EAST
SUITE 407
CLEARWATER
FL
United States
Tel: 727-744-3614
Fax: (727) 483-7455
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BARRETT EVANS CAPITAL 1 INVESTMENT PARTNERSHIP $2.9M $0.0M 4
BARRETT EVANS CAPITAL 2 INVESTMENT PARTNERSHIP $0.4M $0.0M 3
EVANS COOK LLC INVESTMENT PARTNERSHIP $4.9M $0.0M 6

Control Persons

Name Type Entity Title Since Ownership
BAER, JOSEPH, CHARLES Individual – CHIEF OPERATING OFFICER 03/2016 5-10%
EVANS, HARLEY, PARKER Individual – MANAGING MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER 01/2010 > 75%

No. Employees, Historic

105020192020202120222023202420254 on 9/20/20194 on 9/20/20194 on 3/31/20204 on 6/29/20204 on 7/20/20203 on 9/18/20203 on 9/22/20204 on 3/24/20214 on 6/25/20213 on 10/15/20213 on 3/23/20223 on 3/29/20232 on 5/9/20232 on 5/10/20232 on 8/7/20232 on 9/21/20232 on 3/26/2024

RAUM, Historic

300M150M02019202020212022202320242025197271531 on 9/20/2019197271531 on 9/20/2019177799432 on 3/31/2020177799432 on 6/29/2020214455207 on 7/20/2020228513720 on 9/18/2020228513720 on 9/22/2020267678154 on 3/24/2021290052747 on 6/25/2021298682829 on 10/15/2021296375623 on 3/23/2022289666274 on 3/29/2023289666274 on 5/9/2023289666274 on 5/10/2023289666274 on 8/7/2023289666274 on 9/21/2023239887365 on 3/26/2024

No. Clients, Historic

40020002019202020212022202320242025264 on 9/20/2019264 on 9/20/2019269 on 3/31/2020269 on 6/29/2020267 on 7/20/2020264 on 9/18/2020264 on 9/22/2020261 on 3/24/2021282 on 6/25/2021288 on 10/15/2021300 on 3/23/2022314 on 3/29/2023314 on 5/9/2023314 on 5/10/2023314 on 8/7/2023314 on 9/21/2023183 on 3/26/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 259K 3K –
ABBOTT LABS COM 674K 6K –
ABBVIE INC COM 1M 7K –
ABRDN JAPAN EQUITY FUND INC COM 484K 82K –
ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 204K 24K –
ADOBE INC COM 213K 383 –
ADVANCED MICRO DEVICES INC COM 2M 10K –
AIR PRODS & CHEMS INC COM 239K 925 –
ALPHABET INC CAP STK CL A 2M 12K –
ALPHABET INC CAP STK CL C 2M 11K –
ALTRIA GROUP INC COM 419K 9K –
AMAZON COM INC COM 2M 12K –
AMGEN INC COM 458K 1K –
APPLE INC COM 5M 23K –
APPLIED MATLS INC COM 2M 7K –
AT&T INC COM 391K 20K –
AUTOMATIC DATA PROCESSING IN COM 232K 970 –
AUTOZONE INC COM 255K 86 –
B2GOLD CORP COM 56K 21K –
BANK AMERICA CORP COM 330K 8K –
BHP GROUP LTD SPONSORED ADS 274K 5K –
BLACKROCK ENHANCED INTL DIV COM BENE INTER 167K 30K –
BLACKROCK INNOVATION AND GRW SHS BEN INT 107K 15K –
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 451K 22K –
BP PLC SPONSORED ADR 306K 8K –
BRISTOL-MYERS SQUIBB CO COM 210K 5K –
CAMPBELL SOUP CO COM 353K 8K –
CANADIAN PACIFIC KANSAS CITY COM 224K 3K –
CHEVRON CORP NEW COM 517K 3K –
CHIPOTLE MEXICAN GRILL INC COM 291K 5K –
CISCO SYS INC COM 287K 6K –
CITIGROUP INC COM NEW 231K 4K –
COCA COLA CO COM 1M 17K –
COGNEX CORP COM 234K 5K –
COMCAST CORP NEW CL A 216K 6K –
CONOCOPHILLIPS COM 535K 5K –
CONSTELLATION ENERGY CORP COM 437K 2K –
COSTCO WHSL CORP NEW COM 347K 408 –
CSX CORP COM 409K 12K –
DANAHER CORPORATION COM 238K 954 –
DISNEY WALT CO COM 883K 9K –
DUKE ENERGY CORP NEW COM NEW 2M 20K –
EATON VANCE RISK-MANAGED DIV COM 242K 28K –
EATON VANCE TAX-MANAGED GLOB COM 210K 25K –
ELI LILLY & CO COM 1M 1K –
EMERSON ELEC CO COM 253K 2K –
ENBRIDGE INC COM 217K 6K –
EQUITY RESIDENTIAL SH BEN INT 230K 3K –
EXELON CORP COM 212K 6K –
EXXON MOBIL CORP COM 1M 9K –
FORD MTR CO DEL COM 147K 12K –
FREEPORT-MCMORAN INC CL B 440K 9K –
GALLAGHER ARTHUR J & CO COM 323K 1K –
GE AEROSPACE COM NEW 354K 2K –
GOLDMAN SACHS ETF TR ACCES TREASURY 1M 15K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 208K 2K –
GOLDMAN SACHS GROUP INC COM 205K 453 –
HOME DEPOT INC COM 2M 7K –
HONEYWELL INTL INC COM 2M 8K –
INTEL CORP COM 325K 10K –
INTUIT COM 235K 358 –
INTUITIVE SURGICAL INC COM NEW 281K 632 –
INVESCO QQQ TR UNIT SER 1 370K 772 –
INVESCO QUALITY MUN INCOME T COM 132K 13K –
ISHARES TR 0-3 MNTH TREASRY 2M 16K –
ISHARES TR 0-5 YR TIPS ETF 2M 16K –
ISHARES TR 3 7 YR TREAS BD 262K 2K –
ISHARES TR CORE S&P MCP ETF 312K 5K –
ISHARES TR CORE S&P500 ETF 5M 9K –
ISHARES TR CORE TOTAL USD 284K 6K –
ISHARES TR CORE US AGGBD ET 750K 8K –
ISHARES TR ISHS 1-5YR INVS 464K 9K –
ISHARES TR MBS ETF 476K 5K –
ISHARES TR MSCI EAFE ETF 215K 3K –
ISHARES TR MSCI USA MIN VOL 274K 3K –
ISHARES TR MSCI USA MMENTM 267K 1K –
ISHARES TR NATIONAL MUN ETF 249K 2K –
ISHARES TR RUSSELL 2000 ETF 347K 2K –
ISHARES TR TIPS BD ETF 300K 3K –
JAPAN SMALLER CAPITALIZATION COM 114K 15K –
JOHNSON & JOHNSON COM 718K 5K –
JPMORGAN CHASE & CO. COM 592K 3K –
L3HARRIS TECHNOLOGIES INC COM 222K 987 –
LAM RESEARCH CORP COM 270K 254 –
LENNAR CORP CL A 380K 3K –
M & T BK CORP COM 200K 1K –
MCDONALDS CORP COM 1M 5K –
MCKESSON CORP COM 224K 384 –
MERCK & CO INC COM 860K 7K –
META PLATFORMS INC CL A 625K 1K –
MICRON TECHNOLOGY INC COM 780K 6K –
MICROSOFT CORP COM 6M 13K –
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 480K 44K –
NEWMONT CORP COM 258K 6K –
NEXTERA ENERGY INC COM 808K 11K –
NOMURA HLDGS INC SPONSORED ADR 87K 15K –
NORFOLK SOUTHN CORP COM 446K 2K –
NUVEEN AMT FREE QLTY MUN INC COM 333K 29K –
NVIDIA CORPORATION COM 8M 64K –
ORACLE CORP COM 227K 2K –
PAYCHEX INC COM 341K 3K –
PAYPAL HLDGS INC COM 298K 5K –
PEPSICO INC COM 697K 4K –
PFIZER INC COM 407K 15K –
PHILIP MORRIS INTL INC COM 224K 2K –
PHILLIPS 66 COM 387K 3K –
PPG INDS INC COM 617K 5K –
PROCTER AND GAMBLE CO COM 2M 10K –
PUBLIC STORAGE OPER CO COM 231K 804 –
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 128K 12K –
QUALCOMM INC COM 243K 1K –
REPUBLIC SVCS INC COM 355K 2K –
RTX CORPORATION COM 811K 8K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 243K 9K –
SCHWAB STRATEGIC TR INTL EQTY ETF 808K 21K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 1M 26K –
SCHWAB STRATEGIC TR SHT TM US TRES 5M 104K –
SCHWAB STRATEGIC TR US BRD MKT ETF 5M 72K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 398K 5K –
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 25K –
SELECT SECTOR SPDR TR ENERGY 349K 4K –
SELECT SECTOR SPDR TR FINANCIAL 1M 32K –
SELECT SECTOR SPDR TR INDL 1M 12K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 287K 2K –
SELECT SECTOR SPDR TR SBI INT-UTILS 274K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 4M 17K –
SHELL PLC SPON ADS 269K 4K –
SIRIUS XM HOLDINGS INC COM 31K 11K –
SONY GROUP CORP SPONSORED ADR 2M 23K –
SOUTHERN CO COM 646K 8K –
SPDR DOW JONES INDL AVERAGE UT SER 1 391K 1K –
SPDR GOLD TR GOLD SHS 285K 1K –
SPDR S&P 500 ETF TR TR UNIT 10M 19K –
SPDR SER TR PORTFOLI S&P1500 479K 7K –
SPDR SER TR PORTFOLIO SH TSR 494K 17K –
TOYOTA MOTOR CORP ADS 312K 2K –
TRI CONTL CORP COM 465K 15K –
TRUIST FINL CORP COM 402K 10K –
UNION PAC CORP COM 424K 2K –
UNITED PARCEL SERVICE INC CL B 384K 3K –
UNITEDHEALTH GROUP INC COM 548K 1K –
VANECK ETF TRUST GOLD MINERS ETF 213K 6K –
VANGUARD BD INDEX FDS INTERMED TERM 344K 5K –
VANGUARD BD INDEX FDS SHORT TRM BOND 3M 40K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 557K 8K –
VANGUARD INDEX FDS EXTEND MKT ETF 742K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 296K 592 –
VANGUARD INDEX FDS TOTAL STK MKT 4M 14K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 971K 9K –
VANGUARD MALVERN FDS STRM INFPROIDX 1M 28K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 3M 46K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 815K 4K –
VANGUARD STAR FDS VG TL INTL STK F 1M 22K –
VERIZON COMMUNICATIONS INC COM 264K 6K –
WALMART INC COM 4M 54K –
WASTE MGMT INC DEL COM 637K 3K –
WEC ENERGY GROUP INC COM 234K 3K –
WELLS FARGO CO NEW COM 292K 5K –