AMHERST CAPITAL MANAGEMENT LLC
Adviser information for AMHERST CAPITAL MANAGEMENT LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 16 |
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Investment Advisory/Research | 14 |
Registered Broker-Dealer Representatives | 2 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 5 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
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Discretionary | 4 | $4.5B |
Non-Discretionary | 1 | $67.0M |
Total | 5 | $4.6B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $186.8M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 2 | $759.9M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $67.0M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | <5 | $3.6B |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 801-80720 |
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SEC ERA File Number | 801-80720 |
SEC CIK Numbers | None |
SEC CRD Numbers | 174130 |
Legal Entity Identifier | None |
Principal Office
452 FIFTH AVENUE29TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 - 5:00
Tel: 212-593-6020, Fax: 212-593-7522
Chief Compliance Officer
JASON J. ROTTINGER
401 CONGRESS AVE.
33RD FLOOR
AUSTIN
TX
United States
Tel:
512-342-3043
J*********@**********M
(Full email address available in API data)
Industry Affiliates
ACM CRE FUND I ACQUISITION GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
AMHERST ADVISORY & MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
AMHERST RESIDENTIAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
AMHERST SFRP VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
ATLV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
CREST FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
MAINSTREET RENEWAL | Real estate broker or dealer |
RMBS STRATEGIC RECOVERY I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
VACA MORADA GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DOBSON, SEAN, ALAN | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 02/2015 | < 5% |
ROTTINGER, JASON, JACOB | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2015 | < 5% |
REYNOLDS, DEBORAH, SHELLING | Individual | THE AMHERST GROUP LLC | MANAGER | 11/2020 | |
THE AMHERST GROUP LLC | Domestic Entity | – | MEMBER | 11/2020 | > 75% |
FLAHIVE, ANDREW, FRANCIS | Individual | THE AMHERST GROUP LLC | MANAGER | 11/2020 | |
AMHERST HOLDINGS LLC | Domestic Entity | THE AMHERST GROUP LLC | MEMBER | 11/2018 | 50-75% |
CONBOY, MICHAEL, WILLIAM | Individual | THE AMHERST GROUP LLC | MANAGER | 11/2020 | |
AMHERST GROUP HOLDINGS, LLC | Domestic Entity | – | MEMBER | 03/2022 | > 75% |
THE AMHERST GROUP LLC | Domestic Entity | AMHERST GROUP HOLDINGS, LLC | MEMBER | 03/2022 | > 75% |
FRANCIS, JACOB, NELSON | Individual | THE AMHERST GROUP LLC | MEMBER | 02/2022 |