PCJ INVESTMENT COUNSEL LTD.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Canada

Employees

Total Number of Employees	10
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	5
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	3

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	9	$597.1M
Non-Discretionary	0	$0
Total	9	$597.1M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	1	$41.9M
Business development companies	0	$0
Pooled investment vehicles	1	$71.4M
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$41.8M
State or municipal gov entities	0	$0
Other investment advisers	<5	$438.2M
Insurance companies	<5	$1.1M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$2.7M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	93
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPROVISION OF MODEL TO SEPARATELY MANAGED ACCOUNTS
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-80724
SEC ERA File Number	801-80724
SEC CIK Numbers	1426318
SEC CRD Numbers	174083
Legal Entity Identifier	549300RFW8SETFSEY817

Principal Office

130 KING STREET WEST
SUITE 1400
TORONTO, ONTARIO
Canada

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic