SENTRY ADVISORS, LLC
Adviser information for SENTRY ADVISORS, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 183 | $302.8M |
| Non-Discretionary | 394 | $2.7B |
| Total | 577 | $3.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $5.2M |
| HNW Individuals | 111 | $2.9B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 34 | $71.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)FINANCIAL CONSULTING |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 209.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SENTRY ADVISORS WRAP FEE PROGRAM | SENTRY ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-80730 |
|---|---|
| SEC ERA File Number | 801-80730 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174042 |
| Legal Entity Identifier | None |
Principal Office
100 PINE STREETSUITE 1250
SAN FRANCISCO
CA
United States
Monday - Friday, 6:00 A.M. TO 3:00 P.M.
Tel: 415-229-9070, Fax: 415-434-8043
Websites
Chief Compliance Officer
ELIZABETH LY
100 PINE STREET
SUITE 1250
SAN FRANCISCO
CA
United States
Tel:
415-229-9073
Fax:
415-434-8043
L**@************M
(Full email address available in API data)
Regulatory Contact
ALEXANDER FLAGG
MANAGING MEMBER/ PRINCIPAL
100 PINE STREET
SUITE 1250
SAN FRANCISCO
CA
United States
Tel:
415-229-9071
Fax:
415-434-8043
A***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POWELL, GREGORY, SUTTON | Individual | – | MANAGING MEMBER/ PRINCIPAL | 01/2015 | 50-75% |
| FLAGG, ALEXANDER, HIXON | Individual | – | MANAGING MEMBER/ PRINCIPAL | 01/2015 | 50-75% |
| LY, ELIZABETH, A | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |