A.G. MORGAN FINANCIAL ADVISORS, LLC
Adviser information for A.G. MORGAN FINANCIAL ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1,687 | $174.6M |
| Total | 1,687 | $174.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 313 | $43.9M |
| HNW Individuals | 74 | $130.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 387 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Insurance broker or agentSALES OF PRIVATE PLACEMENTS |
Identifiers
| SEC RIA File Number | 801-80731 |
|---|---|
| SEC ERA File Number | 801-80731 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173292 |
| Legal Entity Identifier | None |
Principal Office
5260 MERRICK ROADMASSAPEQUA
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 516-798-1100, Fax: 516-798-1134
Websites
Chief Compliance Officer
JAMES MCARTHUR
PRESIDENT
5260 MERRICK ROAD
MASSAPEQUA
NY
United States
Tel:
908-419-7615
Fax:
516-798-1134
J********@***********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAMARDA, VINCENT, JEROME | Individual | – | CEO, CHAIRMAN | 06/2014 | > 75% |
| MCARTHUR, JAMES, EDWARD | Individual | – | PRESIDENT | 06/2014 | < 5% |
| MCARTHUR, JAMES, EDWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |