DAVINCI FINANCIAL DESIGNS
DAVINCI FINANCIAL DESIGNS LLC Legal Name
Adviser information for DAVINCI FINANCIAL DESIGNS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,751 | $246.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1,751 | $246.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 855 | $124.2M |
| HNW Individuals | 46 | $119.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $336,339 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 246.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| DAVINCI FINANCIAL DESIGNS WRAP FEE PROGRAM | DAVINCI FINANCIAL DESIGNS |
Identifiers
| SEC RIA File Number | 801-80733 |
|---|---|
| SEC ERA File Number | 801-80733 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163362 |
| Legal Entity Identifier | None |
Principal Office
5301 N. TRENHOLM ROADSUITE A
COLUMBIA
SC
United States
Monday - Friday, 9AM TO 5PM
Tel: 803-741-0134, Fax: 803-741-0273
Chief Compliance Officer
JIM AGOSTINI
MANAGER
5301 N. TRENHOLM ROAD
SUITE A
COLUMBIA
SC
United States
Tel:
803-741-0134
Fax:
803-741-0273
J***********@*********M
(Full email address available in API data)
Regulatory Contact
DEVIN KILE
COMPLIANCE ASSOCIATE
5301 N. TRENHOLM ROAD
SUITE A
COLUMBIA
SC
United States
Tel:
803-741-0134
Fax:
803-741-0273
D*********@*********M
(Full email address available in API data)
Industry Affiliates
| INSURANCE AGENCY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AGOSTINI, JAMES, STUART | Individual | – | MANAGER AND CHIEF COMPLIANCE OFFICER | 05/2012 | > 75% |
| AGOSTINI, JAMES, STUART | Individual | AGOSTINI & ASSOCIATES INC. | OWNER | 01/2003 | > 75% |