AG ASSET ADVISORY, LLC
Adviser information for AG ASSET ADVISORY, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 185 | $356.3M |
| Non-Discretionary | 0 | $0 |
| Total | 185 | $356.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3 | $4.4M |
| HNW Individuals | 36 | $329.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $22.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)WEALTH ADVISORY CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-80760 |
|---|---|
| SEC ERA File Number | 801-80760 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154406 |
| Legal Entity Identifier | None |
Principal Office
1901 AVENUE OF THE STARSSUITE 200
LOS ANGELES
CA
United States
Monday - Friday, 6:00 A.M. - 3:00 P.M.
Tel: 310-907-8656, Fax: 310-954-9865
Websites
Chief Compliance Officer
BRIAN THOMAS
CHIEF INVESTMENT OFFICER
1901 AVENUE OF THE STARS
SUITE 200
LOS ANGELES
CA
United States
Tel:
310-907-9224
Fax:
310-954-9865
B******@******************M
(Full email address available in API data)
Regulatory Contact
ANTHONY GLOMSKI
PRINCIPAL
1901 AVENUE OF THE STARS
SUITE 200
LOS ANGELES
CA
United States
Tel:
310-907-8656
Fax:
310-954-9865
A*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GLOMSKI, ANTHONY, MICHAEL | Individual | – | MANAGING MEMBER | 06/2010 | > 75% |
| THOMAS, BRIAN, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2015 | < 5% |