VANN EQUITY MANAGEMENT LLC
Adviser information for VANN EQUITY MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 108 | $701.0M |
| Non-Discretionary | 0 | $0 |
| Total | 108 | $701.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $6.5M |
| HNW Individuals | 60 | $139.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $531.0M |
| Charitable organizations | 2 | $5.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $18.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-80766 |
|---|---|
| SEC ERA File Number | 801-80766 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174239 |
| Legal Entity Identifier | None |
Principal Office
4975 PRESTON PARK BLVD #490PLANO
TX
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 214-983-0346, Fax: 469-782-9522
Websites
Chief Compliance Officer
CYNTHIA MCKINNEY
CEO
4975 PRESTON PARK BLVD. #490
PLANO
TX
United States
Tel:
214-983-0346
Fax:
469-782-9522
C********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VANN PARTNERS LLC | Domestic Entity | – | OWNER | 12/2019 | > 75% |
| THE JAV 2020 IRREVOCBLE TRUST | Domestic Entity | VANN PARTNERS LLC | MEMBER | 11/2020 | > 75% |
| Salewski, Stephen | Individual | THE JAV 2020 IRREVOCBLE TRUST | TRUSTEE | 11/2020 | |
| McKinney, Cynthia, Lanese | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER | 01/2023 | < 5% |