ASCENDANT CAPITAL MANAGEMENT, LLC
Adviser information for ASCENDANT CAPITAL MANAGEMENT, LLC last updated from Form ADV on April 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $123.0M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $123.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $123.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
10866 WILSHIRE BLVD.STE. 1600
LOS ANGELES
CA
United States
Monday - Friday, 7AM - 4PM
Tel: 310-696-2888, Fax: 310-388-0383
Websites
Chief Compliance Officer
SAM PUATHASNANON
10866 WILSHIRE BLVD.
STE. 1600
LOS ANGELES
CA
United States
Tel:
310-696-2888
S**@************M
(Full email address available in API data)
Regulatory Contact
JORDAN KAHN
CHIEF INVESTMENT OFFICER, MANAGING MEMBER
10866 WILSHIRE BLVD.
STE. 1600
LOS ANGELES
CA
United States
Tel:
310-696-2888
J*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KAHN, JORDAN, LINDSAY | Individual | – | CHIEF INVESTMENT OFFICER, MANAGING MEMBER | 10/2014 | > 75% |
| PUATHASNANON, SAM, SUEBPONG | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed May 15th, 2023 for period ending March 31st, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| SPDR SER TR | BLOOMBERG 1-3 MO | 6M | 67K | – |
| ISHARES TR | NATIONAL MUN ETF | 4M | 33K | – |
| ISHARES TR | FLTG RATE NT ETF | 4M | 70K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 4M | 85K | – |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 3M | 120K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 3M | 54K | – |
| ISHARES TR | 20 YR TR BD ETF | 2M | 22K | – |
| ISHARES TR | JPMORGAN USD EMG | 2M | 26K | – |
| AMAZON COM INC | COM | 2M | 18K | – |
| ISHARES TR | 7-10 YR TRSY BD | 2M | 18K | – |
| ISHARES TR | 1 3 YR TREAS BD | 2M | 22K | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 2M | 34K | – |
| VANECK ETF TRUST | EMERGING MRKT HI | 2M | 96K | – |
| ALPHABET INC | CAP STK CL A | 2M | 15K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 1M | 22K | – |
| NVIDIA CORPORATION | COM | 1M | 5K | – |
| ISHARES TR | PFD AND INCM SEC | 1M | 43K | – |
| VANECK ETF TRUST | BDC INCOME ETF | 1M | 89K | – |
| MERCADOLIBRE INC | COM | 1M | 1K | – |
| ISHARES TR | IBOXX INV CP ETF | 1M | 12K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 1M | 14K | – |
| QUANTA SVCS INC | COM | 1M | 8K | – |
| APPLE INC | COM | 1M | 8K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 1M | 40K | – |
| ACADEMY SPORTS & OUTDOORS IN | COM | 1M | 17K | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 11K | – |
| SUPER MICRO COMPUTER INC | COM | 1M | 10K | – |
| SPDR SER TR | BBG CONV SEC ETF | 1M | 15K | – |
| FAIR ISAAC CORP | COM | 984K | 1K | – |
| CME GROUP INC | COM | 958K | 5K | – |
| M/I HOMES INC | COM | 915K | 15K | – |
| LULULEMON ATHLETICA INC | COM | 910K | 3K | – |
| GLOBALFOUNDRIES INC | ORDINARY SHARES | 902K | 13K | – |
| VISA INC | COM CL A | 902K | 4K | – |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 887K | 21K | – |
| MICROSOFT CORP | COM | 865K | 3K | – |
| LAMB WESTON HLDGS INC | COM | 836K | 8K | – |
| ALIGN TECHNOLOGY INC | COM | 835K | 3K | – |
| SEA LTD | SPONSORD ADS | 822K | 10K | – |
| MONSTER BEVERAGE CORP NEW | COM | 810K | 15K | – |
| JABIL INC | COM | 749K | 9K | – |
| ROYAL GOLD INC | COM | 739K | 6K | – |
| FIRSTCASH HOLDINGS INC | COM | 734K | 8K | – |
| CROCS INC | COM | 733K | 6K | – |
| EXACT SCIENCES CORP | COM | 712K | 11K | – |
| SCHLUMBERGER LTD | COM STK | 687K | 14K | – |
| MOSAIC CO NEW | COM | 642K | 14K | – |
| WORKDAY INC | CL A | 620K | 3K | – |
| THE TRADE DESK INC | COM CL A | 609K | 10K | – |
| MCDONALDS CORP | COM | 559K | 2K | – |
| PROSHARES TR | SHRT 20+YR TRE | 528K | 25K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 517K | 350 | – |
| ARISTA NETWORKS INC | COM | 504K | 3K | – |
| META PLATFORMS INC | CL A | 381K | 2K | – |
| KRANESHARES TR | CSI CHI INTERNET | 359K | 12K | – |
| NUCOR CORP | COM | 309K | 2K | – |
| PAR PAC HOLDINGS INC | COM NEW | 292K | 10K | – |
| TITAN MACHY INC | COM | 274K | 9K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 224K | 9K | – |