AGILE CAPITAL
AGILE CAPITAL, INC. Legal Name
Adviser information for AGILE CAPITAL last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $53.6M |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $53.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $377,361 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $53.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-80776 |
|---|---|
| SEC ERA File Number | 801-80776 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174102 |
| Legal Entity Identifier | None |
Principal Office
1041 N MERIDIAN STREETSUITE 450
INDIANAPOLIS
IN
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 888-510-2012, Fax: 317-939-3686
Websites
Chief Compliance Officer
R. TODD WOOD
PRINCIPAL, CHIEF INVESTMENT OFFICER
1041 N MERIDIAN STREET
SUITE 450
INDIANAPOLIS
IN
United States
Tel:
888-510-2012
Fax:
317-798-0200
T********@**************S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOOD, RICHARD, TODD | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2014 | 50-75% |
| WOOD, BARBARA, ANN | Individual | – | SECRETARY OF AGILE, INC. | 10/2014 | 5-10% |