C.J. LAWRENCE
CYRUS J. LAWRENCE LLC Legal Name
Adviser information for C.J. LAWRENCE last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 398 | $483.3M |
| Non-Discretionary | 2 | $1.2M |
| Total | 400 | $484.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 359 | $396.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $8.5M |
| Charitable organizations | 6 | $20.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 25 | $59.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 355.3M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ENVESTNET | ENVESTNET |
Identifiers
| SEC RIA File Number | 801-80786 |
|---|---|
| SEC ERA File Number | 801-80786 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174034 |
| Legal Entity Identifier | None |
Principal Office
1330 AVENUE OF THE AMERICASSUITE 7A
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 1-877-466-1783, Fax: 212-888-2351
Websites
Chief Compliance Officer
TERRY GARDNER, JR.
SENIOR MANAGING DIRECTOR
1330 AVENUE OF THE AMERICAS
SUITE 7A
NEW YORK
NY
United States
Tel:
212-888-6403
Fax:
212-888-2351
T*******@*************M
(Full email address available in API data)
Regulatory Contact
BERNHARD KOEPP
MANAGING MEMBER - CEO
1330 AVENUE OF THE AMERICAS
SUITE 7A
NEW YORK
NY
United States
Tel:
212-888-6342
Fax:
212-888-2351
B*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOLTZ, JAMES, EDWARD | Individual | – | CHAIRMAN | 11/2014 | < 5% |
| KOEPP, BERNHARD, NMN | Individual | – | CEO/MANAGING MEMBER | 11/2014 | > 75% |
| GARDNER, EDWARD, TERRENCE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2015 | < 5% |