NEW LEAF VENTURE PARTNERS
NEW LEAF VENTURE PARTNERS LLC Legal Name
Adviser information for NEW LEAF VENTURE PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $580.0M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $580.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $580.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 13 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
156 FIFTH AVENUESUITE 820
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: 646-871-6420, Fax: 646-519-2773
Chief Compliance Officer
CRAIG L. SLUTZKIN
CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER
156 FIFTH AVENUE
SUITE 820
NEW YORK
NY
United States
Tel:
646-871-6420
Fax:
646-519-2773
C****@**************M
(Full email address available in API data)
Regulatory Contact
RONALD HUNT
MANAGING DIRECTOR
156 FIFTH AVENUE
SUITE 820
NEW YORK
NY
United States
Tel:
646-871-6403
Fax:
646-519-2782
R**@**************M
(Full email address available in API data)
Industry Affiliates
| NEW LEAF BPO ASSOCIATES I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NEW LEAF BPO ASSOCIATES II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NEW LEAF VENTURE ASSOCIATES II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NEW LEAF VENTURE ASSOCIATES III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NEW LEAF VENTURE ASSOCIATES IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NEW LEAF VENTURE MANAGEMENT I, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NEW LEAF VENTURE MANAGEMENT I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NEW LEAF VENTURE MANAGEMENT II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEW LEAF BIOPHARMA OPPORTUNITIES I, L.P. | Venture Capital Fund | $10.0M | $0.0M | 2 |
| NEW LEAF BIOPHARMA OPPORTUNITIES II, L.P. | Venture Capital Fund | $130.1M | $0.0M | 9 |
| NEW LEAF VENTURES I, L.P. | Venture Capital Fund | $3.9M | $0.0M | 46 |
| NEW LEAF VENTURES III, L.P. | Venture Capital Fund | $179.5M | $0.0M | 34 |
| NEW LEAF VENTURES IV, L.P. | Venture Capital Fund | $159.6M | $0.0M | 15 |
| NLV CO-INVEST II, LLC | Venture Capital Fund | $5.3M | $0.0M | 3 |
| NLV CO-INVEST III, LLC | Venture Capital Fund | $9.1M | $0.0M | 1 |
| NLV-II SPV-1, L.P. | Venture Capital Fund | $78.4M | $0.0M | 14 |
| NLV-II SPV-2, L.P. | Venture Capital Fund | $78.7M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SLUTZKIN, CRAIG, LAWRENCE | Individual | – | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 07/2005 | < 5% |
| HUNT, RONALD, MARTIN | Individual | – | MANAGING DIRECTOR | 07/2005 | < 5% |
| LATHI, VIJAY, KIRAN | Individual | – | MANAGING DIRECTOR | 07/2005 | < 5% |
| NEW LEAF VENTURE PARTNERS HOLDINGS, L.P. | Domestic Entity | – | MEMBER | 01/2015 | > 75% |
| HUNT, RONALD, MARTIN | Individual | SELF | ACTIVE | 07/2005 | 25-50% |
| LATHI, VIJAY, KIRAN | Individual | SELF | ACTIVE | 07/2005 | 25-50% |
| NLV PARTNERS MANAGEMENT GP, LLC | Domestic Entity | NEW LEAF VENTURE PARTNERS HOLDINGS, L.P. | ACTIVE | 01/2008 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALECTOR INC | COM | 2M | 340K | – |
| ARVINAS INC | COM | 34M | 1M | – |
| COGENT BIOSCIENCES INC. | COM | 2M | 251K | – |
| CRINETICS PHARMACEUTICALS INC | COM | 6M | 141K | – |
| EDGEWISE THERAPEUTICS INC | COM | 28M | 2M | – |
| ITERUM THERAPEUTICS PLC | SHS | 111K | 97K | – |
| PASSAGE BIO | COM | 2M | 2M | – |
| RALLYBIO CORPORATION | COM | 4M | 3M | – |
| ROCKET PHARMACEUTICALS INC | COM | 3M | 151K | – |
| X4 PHARMACEUTICALS INC | COM | 194K | 335K | – |