QUARTZ PARTNERS INVESTMENT MANAGEMENT
QUARTZ PARTNERS, LLC Legal Name
Adviser information for QUARTZ PARTNERS INVESTMENT MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 11 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 11 |
| No. of Firms/People that Solicit Clients | 12 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,078 | $208.0M |
| Non-Discretionary | 86 | $43.4M |
| Total | 1,164 | $251.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 661 | $111.0M |
| HNW Individuals | 62 | $103.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $25.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 5 | $11.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $766,260 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 738 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesOUTSOURCED CIO RESEARCH & SECURITY RECOMMENDATION |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 12.7M |
| Portfolio Manager | 9.8M |
| Both for Same | 80.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ENVESTNET ACCOUNT PROGRAM | ENVESTNET PMC |
| LOCKWOOD SEPARATELY MANAGED ACCOUNTS | BNY MELLON ADVISORS, INC. |
| NEXT SELECT | NEXT FINANCIAL GROUP, INC. |
| ADHESION WEALTH ADVISOR SOLUTIONS | ADHESION WEALTH ADVISOR SOLUTIONS |
| QUARTZ PARTNERS WRAP FEE PROGRAM | QUARTZ PARTNERS INVESTMENT MANAGEMENT |
| SMARTX PLATFORM | SMARTX ADVISORY SOLUTIONS |
Principal Office
19 RAILROAD PLACESUITE 202
SARATOGA SPRINGS
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 800-433-0422, Fax: 518-348-0107
Websites
www.eticoadvisor.com
twitter.com/kylewebberpm
www.eticofinancial.com
www.eticousa.com
www.eticoclient.com
www.linkedin.com/company/etico-financial
twitter.com/quartzinvest
www.adaptvest.com
www.quartzpartners.com/
www.facebook.com/quartzpartners/
www.linkedin.com/company/quartz-partners-investment-management
florencewealth.com/
Chief Compliance Officer
KYLE P. WEBBER
MANAGING MEMBER & CHIEF OPERATING OFFICER
19 RAILROAD PLACE
SUITE 202
SARATOGA SPRINGS
NY
United States
Tel:
800-433-0422
Fax:
518-348-0107
C*********@*****************M
(Full email address available in API data)
Regulatory Contact
JOSEPH LEO
MANAGING MEMBER & CHIEF EXECUTIVE OFFICER
258 GENESEE STREET
UTICA
NY
United States
Tel:
800-433-0422
Fax:
518-348-0107
J***@*****************M
(Full email address available in API data)
Industry Affiliates
| ETICO PARTNERS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEBBER, KYLE, PATRICK | Individual | – | MANAGING MEMBER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 12/2014 | < 5% |
| ARENA, JOSEPH, WILLIAM | Individual | – | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | 12/2014 | < 5% |
| ETICO FINANCIAL, LLC | Domestic Entity | – | MEMBER | 02/2022 | > 75% |
| WEISMAN, SCOTT, ALAN | Individual | ETICO FINANCIAL, LLC | MEMBER AND ELECTED MANAGER THROUGH PTERODACTYL HOLDINGS | 01/2018 | 25-50% |
| LEO, JOSEPH, ALBERT | Individual | ETICO FINANCIAL, LLC | MEMBER AND ELECTED MANAGER | 01/2018 | 25-50% |
| WEBBER, KYLE, PATRICK | Individual | ETICO FINANCIAL, LLC | MEMBER AND ELECTED MANAGER | 02/2022 | |
| ARENA, JOSEPH, WILLIAM | Individual | ETICO FINANCIAL, LLC | MEMBER AND ELECTED MANAGER | 02/2022 | |
| LEO, JOSEPH, ALBERT | Individual | – | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | 04/2023 | < 5% |