Hedge Fund Database

TOTAL WEALTH PLANNING, LLC

Adviser information for TOTAL WEALTH PLANNING, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 17
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,514 $997.9M
Non-Discretionary 128 $57.5M
Total 2,642 $1.1B

Clients

Type Number RAUM
Individuals 380 $155.4M
HNW Individuals 350 $863.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $5.2M
Charitable organizations <5 $12.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $11.0M
Other 28 $7.9M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-80853
SEC ERA File Number 801-80853
SEC CIK Numbers 1762997
SEC CRD Numbers 174434
Legal Entity Identifier None

Principal Office

4665 CORNELL RD.
STE. 160
CINCINNATI
OH
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 513-984-6696, Fax: 866-672-8251

Websites

twitter.com/totalwealthoh www.facebook.com/twpteam www.linkedin.com/company/twpteam/ twpteam.com/

Chief Compliance Officer

ROBERT SIEGMANN
PRINCIPAL
4665 CORNELL RD
SUITE 160
CINCINNATI
OH
United States
Tel: 513-984-6696
Fax: 513-984-9270
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SIEGMANN, ROBERT, NORMAN Individual – CCO AND MEMBER 01/2015 25-50%
LEMMONS, ROBERT, JOSEPH Individual – MEMBER 01/2015 25-50%
WILDER, DAVID, DEAN Individual – MEMBER 01/2015 25-50%

No. Employees, Historic

20100201920202021202220232024202510 on 11/15/201910 on 3/16/202010 on 6/26/202012 on 2/2/202115 on 3/22/202215 on 8/23/202217 on 3/2/202317 on 9/19/202317 on 2/27/2024

RAUM, Historic

2B1B02019202020212022202320242025444670499 on 11/15/2019558850996 on 3/16/2020558850996 on 6/26/2020641133310 on 2/2/2021815712405 on 3/22/2022815712405 on 8/23/2022866130352 on 3/2/2023866130352 on 9/19/20231055357153 on 2/27/2024

No. Clients, Historic

80040002019202020212022202320242025406 on 11/15/2019387 on 3/16/2020387 on 6/26/2020403 on 2/2/2021464 on 3/22/2022464 on 8/23/2022570 on 3/2/2023570 on 9/19/2023758 on 2/27/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 325K 2K –
AMERICAN CENTY ETF TR US SML CP VALU 2M 17K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 4M 64K –
AMERICAN CENTY ETF TR INTERNATIONAL LR 4M 66K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 8M 128K –
APPLE INC COM 1M 5K –
CHEVRON CORP NEW COM 798K 5K –
CINCINNATI FINL CORP COM 224K 2K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 10M 372K –
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 491K 8K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 20M 676K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 5M 132K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 39M 1M –
DIMENSIONAL ETF TRUST US CORE EQT MKT 539K 14K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 26M 684K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 2M 70K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 10M 330K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 1M 45K –
DIMENSIONAL ETF TRUST INFLATION PROTE 1M 29K –
DIMENSIONAL ETF TRUST US TARGETED VLU 4M 67K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 316K 12K –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 23M 887K –
EXXON MOBIL CORP COM 272K 2K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 405K 16K –
FLEXSHARES TR MORNSTAR UPSTR 272K 7K –
FORD MTR CO DEL COM 298K 21K –
HUMANA INC COM 246K 622 –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 710K 34K –
INVESCO QQQ TR UNIT SER 1 799K 2K –
ISHARES TR S&P MC 400GR ETF 389K 4K –
ISHARES TR CORE US AGGBD ET 1M 13K –
ISHARES TR RUS MDCP VAL ETF 513K 4K –
ISHARES TR CORE INTL AGGR 1M 25K –
ISHARES TR RUS 1000 VAL ETF 298K 2K –
ISHARES TR S&P MC 400VL ETF 598K 5K –
ISHARES TR RUS 1000 GRW ETF 3M 8K –
ISHARES TR CORE MSCI EAFE 325K 4K –
ISHARES TR S&P 500 VAL ETF 2M 11K –
ISHARES TR MSCI EAFE ETF 384K 5K –
ISHARES TR EAFE VALUE ETF 334K 6K –
ISHARES TR ISHS 1-5YR INVS 9M 181K –
ISHARES TR S&P 500 GRWT ETF 5M 55K –
ISHARES TR GL CLEAN ENE ETF 21M 1M –
ISHARES TR RUS 2000 GRW ETF 2M 5K –
ISHARES TR CORE S&P SCP ETF 755K 6K –
ISHARES TR RUS 2000 VAL ETF 399K 2K –
ISHARES TR EAFE SML CP ETF 4M 56K –
ISHARES TR SHRT NAT MUN ETF 1M 11K –
ISHARES TR EAFE GRWTH ETF 2M 15K –
ISHARES TR CORE S&P500 ETF 661K 1K –
ISHARES TR RUS MD CP GR ETF 529K 5K –
ISHARES TR GLB INFRASTR ETF 5M 92K –
ISHARES TR S&P SML 600 GWT 592K 4K –
JOHNSON & JOHNSON COM 289K 2K –
NVIDIA CORPORATION COM 278K 2K –
PROCTER AND GAMBLE CO COM 4M 21K –
SCHWAB STRATEGIC TR US AGGREGATE B 66M 1M –
SCHWAB STRATEGIC TR US LCAP GR ETF 8M 80K –
SCHWAB STRATEGIC TR US MID-CAP ETF 314K 4K –
SCHWAB STRATEGIC TR US LCAP VA ETF 8M 109K –
SPDR INDEX SHS FDS DJ GLB RL ES ETF 2M 37K –
SPDR S&P 500 ETF TR TR UNIT 655K 1K –
SPDR SER TR S&P 600 SMCP VAL 4M 43K –
SPDR SER TR S&P 600 SMCP GRW 1M 13K –
SPDR SER TR S&P 400 MDCP VAL 8M 100K –
SPDR SER TR PORTFOLIO SHORT 3M 88K –
SPDR SER TR S&P 400 MDCP GRW 5M 59K –
TESLA INC COM 536K 2K –
URANIUM ENERGY CORP COM 69K 10K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 3M 47K –
VANGUARD BD INDEX FDS SHORT TRM BOND 542K 7K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 16M 326K –
VANGUARD INDEX FDS SM CP VAL ETF 19M 96K –
VANGUARD INDEX FDS MCAP GR IDXVIP 15M 62K –
VANGUARD INDEX FDS GROWTH ETF 53M 138K –
VANGUARD INDEX FDS LARGE CAP ETF 362K 1K –
VANGUARD INDEX FDS REAL ESTATE ETF 7M 74K –
VANGUARD INDEX FDS VALUE ETF 49M 294K –
VANGUARD INDEX FDS SMALL CP ETF 314K 1K –
VANGUARD INDEX FDS MCAP VL IDXVIP 25M 157K –
VANGUARD INDEX FDS SML CP GRW ETF 16M 62K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 6M 140K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 2M 17K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 553K 12K –
VANGUARD MALVERN FDS STRM INFPROIDX 4M 73K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 53M 675K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 503K 3K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 423K 8K –
WISDOMTREE TR INTL SMCAP DIV 273K 4K –