Hedge Fund Database

RED OAK FINANCIAL GROUP

COMPTON FINANCIAL GROUP, LLC Legal Name

Adviser information for RED OAK FINANCIAL GROUP last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 7
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,437 $376.0M
Non-Discretionary 128 $345.0M
Total 1,565 $721.0M

Clients

Type Number RAUM
Individuals 567 $133.3M
HNW Individuals 120 $225.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 142 $360.4M
Charitable organizations <5 $391,421
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-80860
SEC ERA File Number 801-80860
SEC CIK Numbers 1844567
SEC CRD Numbers 166912
Legal Entity Identifier None

Principal Office

403 ALLEGHENY AVENUE
TOWSON
MD
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 410-321-0168, Fax: 410-321-0169

Websites

www.facebook.com/redoakfinancial1978 www.linkedin.com/company/redoak-financial-group/ redoak1978.com/ www.linkedin.com/in/christopher-compton www.comptonfinancial.com/

Chief Compliance Officer

CHRISTOPHER P. COMPTON
MANAGING MEMBER
403 ALLEGHENY AVENUE
TOWSON
MD
United States
Tel: 410-321-0168
Fax: 410-321-0169
(Full email address available in API data)

Industry Affiliates

RL COMPTON & ASSOCIATES, INC. Pension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RL COMPTON & ASSOCIATES, INC. Domestic Entity – OWNER 02/2013 > 75%
COMPTON, CHRISTOPHER, PATRICK Individual RL COMPTON & ASSOCIATES, INC MANAGING MEMBER/OWNER 02/2013 > 75%
COMPTON, CHRISTOPHER, PATRICK Individual – CHIEF COMPLIANCE OFFICER/MANAGING MEMBER 02/2013 < 5%

No. Employees, Historic

20100201920202021202220232024202513 on 4/9/201913 on 6/6/201913 on 8/1/201913 on 8/28/201913 on 10/8/201913 on 11/8/201912 on 3/23/202012 on 4/9/202012 on 6/25/202012 on 8/19/202012 on 9/30/202012 on 3/19/202112 on 8/30/202112 on 10/15/202112 on 1/11/202214 on 3/22/202214 on 6/2/202214 on 9/22/202214 on 2/7/202320 on 3/1/202320 on 4/4/202320 on 4/20/202320 on 5/16/202320 on 8/15/202320 on 8/22/202320 on 10/19/202320 on 12/14/202320 on 3/14/2024

RAUM, Historic

800M400M02019202020212022202320242025363519444 on 4/9/2019363519444 on 6/6/2019363519444 on 8/1/2019363519444 on 8/28/2019363519444 on 10/8/2019363519444 on 11/8/2019449100717 on 3/23/2020449100717 on 4/9/2020449100717 on 6/25/2020449100717 on 8/19/2020449100717 on 9/30/2020529294837 on 3/19/2021529294837 on 8/30/2021529294837 on 10/15/2021529294837 on 1/11/2022621854183 on 3/22/2022621854183 on 6/2/2022621854183 on 9/22/2022621854183 on 2/7/2023589989322 on 3/1/2023589989322 on 4/4/2023589989322 on 4/20/2023589989322 on 5/16/2023589989322 on 8/15/2023589989322 on 8/22/2023589989322 on 10/19/2023589989322 on 12/14/2023721019163 on 3/14/2024

No. Clients, Historic

90045002019202020212022202320242025580 on 4/9/2019580 on 6/6/2019580 on 8/1/2019580 on 8/28/2019580 on 10/8/2019580 on 11/8/2019624 on 3/23/2020624 on 4/9/2020624 on 6/25/2020624 on 8/19/2020624 on 9/30/2020671 on 3/19/2021671 on 8/30/2021671 on 10/15/2021671 on 1/11/2022744 on 3/22/2022744 on 6/2/2022744 on 9/22/2022744 on 2/7/2023803 on 3/1/2023803 on 4/4/2023803 on 4/20/2023803 on 5/16/2023803 on 8/15/2023803 on 8/22/2023803 on 10/19/2023803 on 12/14/2023829 on 3/14/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALTRIA GROUP INC COM 278K 6K –
AMAZON COM INC COM 467K 2K –
APPLE INC COM 1M 5K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 433K 1K –
CHEVRON CORP NEW COM 467K 3K –
CONSTELLATION ENERGY CORP COM 368K 2K –
ELI LILLY & CO COM 538K 594 –
EXXON MOBIL CORP COM 627K 5K –
HOME DEPOT INC COM 255K 742 –
INVESCO DB US DLR INDEX TR BULLISH FD 7M 225K –
ISHARES TR CORE US AGGBD ET 50M 520K –
ISHARES TR CORE S&P SCP ETF 16M 150K –
ISHARES TR CORE MSCI EAFE 48M 665K –
ISHARES INC CORE MSCI EMKT 691K 13K –
ISHARES TR CORE INTL AGGR 16M 330K –
ISHARES INC MSCI EMRG CHN 15M 247K –
JOHNSON & JOHNSON COM 214K 1K –
JPMORGAN CHASE & CO. COM 424K 2K –
MICROSOFT CORP COM 825K 2K –
MONDELEZ INTL INC CL A 201K 3K –
PEPSICO INC COM 238K 1K –
PHILIP MORRIS INTL INC COM 469K 5K –
PNC FINL SVCS GROUP INC COM 276K 2K –
PPL CORP COM 372K 13K –
PROCTER AND GAMBLE CO COM 313K 2K –
RBB FD INC US TREAS 3 MNTH 13M 266K –
SPDR GOLD TR GOLD SHS 8M 39K –
SPDR SER TR PRTFLO S&P500 GW 54M 680K –
SPDR SER TR PRTFLO S&P500 VL 42M 866K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 231K 3K –
VANGUARD MALVERN FDS STRM INFPROIDX 28M 579K –
VANGUARD INDEX FDS TOTAL STK MKT 330K 1K –