NEBRODI PARTNERS, LLC
Adviser information for NEBRODI PARTNERS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $1.1B |
| Non-Discretionary | 1 | $389.0M |
| Total | 2 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $389.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $1.1B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Fixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-80861 |
|---|---|
| SEC ERA File Number | 801-80861 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174280 |
| Legal Entity Identifier | None |
Principal Office
225 ASYLUM STREET28TH FLOOR
HARTFORD
CT
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 860-259-4300, Fax: 860-259-4302
Websites
Chief Compliance Officer
JAMES F. GAGNON
SENIOR VICE PRESIDENT AND MANAGING DIRECTOR
225 ASYLUM STREET
28TH FLOOR
HARTFORD
CT
United States
Tel:
860-259-4309
Fax:
860-259-4309
J******@******************M
(Full email address available in API data)
Regulatory Contact
ALLAN VARTELAS
MANAGING MEMBER
225 ASYLUM STREET
28TH FLOOR
HARTFORD
CT
United States
Tel:
860-259-4302
A********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VARTELAS, ALLAN, JEREMIAH | Individual | – | MANAGING MEMBER | 11/2014 | 25-50% |
| DAVIS, ROBERT, WILLIAM | Individual | – | MANAGING MEMBER | 11/2014 | 25-50% |
| CAFARELLA, ERIK, RONALD | Individual | – | MEMBER | 11/2014 | 25-50% |
| GAGNON, JAMES, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER / SENIOR VICE PRESIDENT | 02/2017 | < 5% |