ECC FUND MANAGER II, LLC
Adviser information for ECC FUND MANAGER II, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $619.4M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $619.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $619.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 33 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
575 LEXINGTON AVENUESUITE 3120
NEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: 800-313-2616, Fax: 646-417-7574
Chief Compliance Officer
LAUREN PETROZZIELLO
MANAGING DIRECTOR
575 LEXINGTON AVENUE
SUITE 3120
NEW YORK
NY
United States
Tel:
800-313-2616
L************@**********************M
(Full email address available in API data)
Regulatory Contact
MARK PENNA
MANAGING MEMBER
575 LEXINGTON AVENUE
SUITE 3120
NEW YORK
NY
United States
Tel:
800-313-2616
M*****@**********************M
(Full email address available in API data)
Industry Affiliates
| ECC FUND SM II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| EMERALD CREEK ADVISORS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EMERALD CREEK ADVISORS, LLC | Domestic Entity | – | MEMBER | 05/2012 | > 75% |
| BAHIRI, MARK IDDO | Individual | EMERALD CREEK ADVISORS, LLC | MEMBER | 02/2009 | 25-50% |
| PETROZZIELLO, LAUREN, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2014 | < 5% |
| CALLORI, TARA, DANIELLE | Individual | – | CHIEF FINANCIAL OFFICER | 07/2014 | < 5% |
| PENNA, MARK, DAMON | Individual | EMERALD CREEK ADVISORS, LLC | MEMBER | 02/2009 | 25-50% |