KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD.
Adviser information for KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $1.4B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-80868 |
|---|---|
| SEC ERA File Number | 801-80868 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174341 |
| Legal Entity Identifier | 254900UXGM1HAWAEZA56 |
Principal Office
120 W 45TH STRM 1405
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M.- 5:00 P.M.
Tel: 646-590-3774, Fax: None
Chief Compliance Officer
JINHOON SON
CHIEF COMPLIANCE OFFICER
120 W 45TH ST
RM 1405
NEW YORK
NY
United States
Tel:
646-590-3774
J*********@**********M
(Full email address available in API data)
Regulatory Contact
HEE SEOK KIM
PRESIDENT
120 W 45TH ST
RM 1405
NEW YORK
NY
United States
Tel:
646-590-3774
H**********@**********M
(Full email address available in API data)
Industry Affiliates
| KYOBO LIFE INSURANCE CO., LTD. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KYOBO LIFE INSURANCE CO., LTD. | Foreign Entity | – | SOLE MEMBER | 07/1996 | > 75% |
| SHIN, CHANG-JAE | Individual | KYOBO LIFE INSURANCE CO., LTD. | SHAREHOLDER | 06/2013 | 25-50% |
| SON, JINHOON | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
| KIM, HEE SEOK | Individual | – | PRESIDENT | 01/2024 | < 5% |